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VOL17 N1, TD3
Thematic Dossier Geopolitics of Anxiety: Ideology,
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September 2026
2
VOL17 N1 TD3
Thematic Dossier
Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary Europe
and Asia
DOI https://doi.org/10.26619/1647-7251.DT0626
Editorial. Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary
Europe and Asia Bongchul Kim pp. 3-5
ARTICLES
Tabucchi’s Inquietudine as the (Un)Bordering of Europe Moonjung Park pp. 6-23
Ideological Shift in the German Alternative Für Deutschland (Afd) and its Implications
Jeong-Ae Choi pp. 24-40
Reconfiguring Borders Through High-Skilled Migration: Korea and Europe in
Comparative Perspective - Joonpyo Lee pp. 41-62
From Europe’s Rights-Based AI Regulation to Korea’s Innovation-Oriented Framework:
Diverging Philosophies in Global Digital And AI Governance - Bongchul Kim pp. 63-82
Reconfiguring Arctic Governance: Law, Identity, and Europe Korea Cooperation Ho
Kim, Minsub Shim pp. 83-98
South Korea’s Public Diplomacy Toward Portugal: The Current State and Future
Implications - Tonny Dian Effendi, Hoyoon Jung pp. 99-115
The Impact of Geopolitical Distance on Foreign Direct Investment: Evidence From Eu-
Asean Relations - Yoomi Kim pp. 116-131
Overlapping Imperialisms: Colonial and Neocolonial Logics of Urban Governance in
Kilamba, Angola - Kyeri Kim pp. 132-154
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3
EDITORIAL
BONGCHUL KIM
bong625@hufs.ac.kr
Professor at the Division of International Studies and Director at the HUFS-Jean Monnet EU
Centre in Hankuk University of Foreign Studies, Seoul, Korea. Prof. Kim is Ph.D in Law (King's
College London) and does teach and research various legal subjects in the fields of International
Economy and Trade, International Relation and Cooperation, Development and Polar Areas.
How to cite this editorial
Kim, Bongchul (2026). Editorial, Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in
Contemporary Europe and Asia. Janus.net, e-journal of international relations. Thematic Dossier
Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary Europe and Asia,
VOL 17 N.º 1, TD3, September 2026, pp. 3-5. https://doi.org/10.26619/1647-7251.DT0626ED.
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VOL 17, N 1, TD3
Thematic Dossier Geopolitics of Anxiety: Ideology,
Identity, and (Un)Bordering in Contemporary Europe and Asia
September 2026, pp. 3-5
Editorial Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary
Europe and Asia
Bongchul Kim
4
GEOPOLITICS OF ANXIETY: IDEOLOGY, IDENTITY, AND
(UN)BORDERING IN CONTEMPORARY EUROPE AND ASIA
BONGCHUL KIM
This special issue presents eight articles that examine the intersections of anxiety,
ideology, identity, and processes of (un)bordering across Europe, Asia, and beyond.
While the contributions differ in disciplinary orientation and empirical focus, they are
united by a shared concern with how contemporary geopolitical transformations reshape
political communities, governance structures, and understandings of belonging in an
increasingly uncertain world.
The order of the articles follows a deliberate editorial logic. The issue begins with
conceptual and ideological questions concerning Europe and political identity, before
turning to the reconfiguration of borders through migration and emerging forms of digital
governance. It then expands to questions of international cooperation, diplomacy, and
geopolitical connectivity, before concluding with a broader reflection on the enduring
legacies of imperial power and governance beyond Europe and Asia. This progression is
intended to provide coherence across a diverse set of themes while highlighting the
multiple dimensions of contemporary geopolitical anxiety.
Moonjung Park’s “Tabucchi’s Inquietudine as the (Un)Bordering of Europe” opens the
issue by exploring literary and cultural representations of Europe through the lens of
uncertainty, identity, and bordering processes. Jeong-ae Choi’s Ideological Shift in the
German Alternative für Deutschland (AfD) and Its Implications” then examines how
contemporary political anxieties are reflected in ideological transformations within one of
Europe’s most influential populist parties.
The issue subsequently turns to questions of mobility and governance. Joonpyo Lee’s
“Reconfiguring Borders through High-Skilled Migration: Korea and Europe in Comparative
Perspective” investigates how migration challenges conventional understandings of
borders and belonging. Bongchul Kim’s “From Europe’s Rights-Based AI Regulation to
Korea’s Innovation-Oriented Framework: Diverging Philosophies in Global Digital and AI
Governance” analyzes competing approaches to digital governance and the normative
foundations of emerging technological orders.
The following contributions broaden the discussion to regional and international
cooperation. Ho Kim and Minsub Shim’s “Reconfiguring Arctic Governance: Law, Identity,
and Europe–Korea Cooperation” explores evolving governance structures in the Arctic
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Thematic Dossier Geopolitics of Anxiety: Ideology,
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September 2026, pp. 3-5
Editorial Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary
Europe and Asia
Bongchul Kim
5
and their implications for transregional collaboration. Tonny Dian Effendi and Hoyoon
Jung’s “South Korea’s Public Diplomacy toward Portugal: The Current State and Future
Implications” examines the role of public diplomacy in fostering mutual understanding
and international engagement. Yoomi Kim’s The Impact of Geopolitical Distance on
Foreign Direct Investment: Evidence from EU–ASEAN Relations” considers how
geopolitical perceptions influence patterns of economic interaction and cross-border
investment.
The final article, Kyeri Kim’s “Overlapping Imperialisms: Colonial and Neocolonial Logics
of Urban Governance in Kilamba, Angola,” concludes the special issue by extending the
discussion beyond Europe and Asia and highlighting the enduring influence of colonial
and neocolonial structures on contemporary governance. In doing so, it offers a critical
reflection on power, space, and inequality in a global context.
Taken together, the articles demonstrate the diversity of perspectives through which
contemporary geopolitical transformations can be understood. Bringing together
contributions from scholars working across a range of disciplines, the collection highlights
the value of examining ideology, identity, and bordering processes as interconnected
dimensions of global politics in the twenty-first century..
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6
TABUCCHI’S INQUIETUDINE AS THE (UN)BORDERING OF EUROPE
MOONJUNG PARK
mjss3002@hanmail.net
Moonjung Park is a Research Professor at the Center for Cross-Cultural Studies, Kyung Hee
University (Republic of Korea). She received her joint doctoral degree from the University of
Florence, the University of Bonn, and Paris-Sorbonne University (Paris IV) in 2016. On the theme
of this paper, she conducted research at the Institute of Foreign Literature at Hankuk University
of Foreign Studies from 2020 to 2025, supported by the National Research Foundation of Korea
(NRF). https://orcid.org/0000-0003-2088-1549.
Abstract
The literary trajectory of Antonio Tabucchi (19432012) constitutes one of the most profound
ontological interrogations of the concept of the “boundary” (confine) in late 20th-century
European thought. This paper posited that Tabucchi’s literary geography is a “liminal space”
where identity and belonging fundamentally vacillate, instead of a map of fixed territories.
Against the backdrop of hardening political borders, Tabucchi proposed an “anti-geography”
of (un)bordering, driven by Inquietudine, which functioned as a core mechanism for dissolving
Europe’s ontological, geographical, and political boundaries. This study examined Tabucchi’s
process of (un)bordering across three critical dimensions. Ontologically, it analyzed the
deconstruction of the fixed self and linear time through the Game of the Reverse and
“pendulum effect,” exploring a multilayered temporality where the boundary between the
living and dead is annulled. The geopoetic dimension investigated the fictionality of national
borders by defining language as a “portable homeland” and exploring the “shifting West”
through the Azores and India. Politically, the study explored intellectual responsibility,
metaphorically defined as “gastritis,” which interrogates the hidden facets of judicial and
official truths. Tabucchi’s “aesthetics of absence” transcended exclusive nationalism to foster
a new European subjectivity capable of accommodating the Other. Based on the premise that
the earth is merely “on loan,” he demonstrated that we are all fundamentally “strangers to
geography and existence.” This paper argued that Tabucchi’s work proves that constant
wandering on the border constitutes the most dignified form of human existence. This is a
powerful philosophical response to the modern crises of isolation, mapping a universal
subjectivity that stands in solidarity with the Other on a shared, “borrowed” planet.
Keywords
Antonio Tabucchi, Inquietudine, (Un)bordering, Saudade, Aesthetics of Absence.
Resumo
A trajetória literária de Antonio Tabucchi (19432012) constitui uma das mais profundas
interrogações ontológicas sobre o conceito de «fronteira» (confine) no pensamento europeu
do final do século XX. Este artigo defende que a geografia literária de Tabucchi é um «espaço
liminar» onde a identidade e o pertença oscilam fundamentalmente, em vez de um mapa de
territórios fixos. Num contexto de endurecimento das fronteiras políticas, Tabucchi propôs
uma «antigeografia» de (des)delimitação, impulsionada por Inquietudine, que funcionou como
um mecanismo central para dissolver as fronteiras ontológicas, geográficas e políticas da
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Contemporary Europe and Asia
September 2026, pp. 6-23
Tabucchi’s Inquietudine as the (Un)Bordering of Europe
Moonjung Park
7
Europa. Este estudo analisou o processo de (des)delimitação de Tabucchi em três dimensões
críticas. Ontologicamente, analisou a desconstrução do eu fixo e do tempo linear através do
Jogo do Reverso e do «efeito pêndulo», explorando uma temporalidade multifacetada onde a
fronteira entre os vivos e os mortos é anulada. A dimensão geopoética investigou a
ficcionalidade das fronteiras nacionais, definindo a língua como uma «pátria portátil» e
explorando o «Ocidente em mutação» através dos Açores e da Índia. Politicamente, o estudo
explorou a responsabilidade intelectual, metaforicamente definida como «gastrite», que
questiona as facetas ocultas das verdades judiciais e oficiais. A «estética da ausência» de
Tabucchi transcendeu o nacionalismo exclusivo para fomentar uma nova subjetividade
europeia capaz de acolher o Outro. Partindo da premissa de que a Terra é meramente «em
empréstimo», demonstrou que somos todos, fundamentalmente, «estranhos à geografia e à
existência». Este artigo defendeu que a obra de Tabucchi prova que a errância constante na
fronteira constitui a forma mais digna de existência humana. Trata-se de uma resposta
filosófica poderosa às crises modernas de isolamento, traçando uma subjetividade universal
que se solidariza com o Outro num planeta partilhado e «emprestado».
Palavras-chave
Antonio Tabucchi, Inquietudine, (Des)fronteirização, Saudade, Estética da Ausência.
How to cite this article
Park, Moonjung (2026). Tabucchi’s Inquietudine as the (Un)Bordering of Europe. Janus.net, e-
journal of international relations. Thematic Dossier Geopolitics of Anxiety: Ideology, Identity, and
(Un)Bordering in Contemporary Europe and Asia, VOL. 17 Nº. 1, TD3, September 2026, pp. 6-23.
DOI https://doi.org/10.26619/1647-7251.DT0626.1
Article submitted on December 31, 2025 and accepted on February 6, 2026.
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Tabucchi’s Inquietudine as the (Un)Bordering of Europe
Moonjung Park
8
TABUCCHI’S INQUIETUDINE AS THE (UN)BORDERING OF
EUROPE
1
MOONJUNG PARK
Introduction
Antonio Tabucchi’s (19432012) literary trajectory constitutes one of the most profound
interrogations of the concept of the “boundary” in late 20th-century European thought.
Tabucchi’s literary geography is a “liminal space” where the notions of identity and
belonging fundamentally vacillate, instead of a map of fixed territories. When European
borders were hardening into new economic and political forms, Tabucchi’s work proposed
an anti-geography grounded in Inquietudine
2
that is, disquietude. Inquietudine does not
merely represent anxiety but functions as a distinct philosophical category, akin to yet
independent of Freud’s Unheimliche, Fernando Pessoa’s Saudade and Desassossego, and
Nostalgia. It acts as a driving force to dismantle the ontological boundaries of the
European subject. This paper demonstrates that Tabucchi’s Inquietudine is a mechanism
of “(un)bordering,” which dissolves Europe’s ontological, geographical, and generic
boundaries.
For Tabucchi, the concept of the boundary was inherently paradoxical: it was
simultaneously a place of separation and a point of suture. In the preface to the essay
collection, Viaggi e altri viaggi, Tabucchi warned against the “dangerous
misunderstanding” of believing that the ground we stand upon belongs to us. He asserted
that the earth is “on loan,” and just as “everything in life is on loan,” so too is the land:
“But, when all is said and done, I have traveled much, I admit; I have visited
and lived in many ‘elsewheres.’ And I feel it to be a great privilege, because
setting one’s feet upon the same soil for a whole lifetime can provoke a
dangerous misunderstanding, leading us to believe that the land belongs to
usas if it were not on loan, just as everything in life is on loan
3
.
1
This work was supported by the Ministry of Education of the Republic of Korea and the National Research
Foundation of Korea (NRF-2020S1A5B5A16082615).
2
Inquietudine is a quintessential concept that traversed Tabucchi’s entire literary oeuvre. Given its status as a
distinct conceptual term, this paper retains the original Italian expression without translation to preserve its
nuanced meaning.
3
Ma, a conti fatti, ho viaggiato molto, lo ammetto; ho visitato e ho vissuto in molti altrove. E lo sento come
un gran de privilegio, perché posare i piedi sul medesimo suolo per tutta la vita può provocare un pericoloso
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Tabucchi’s Inquietudine as the (Un)Bordering of Europe
Moonjung Park
9
This primordial transience relegated borders and territories from being objects of
possession to fleeting illusions drawn atop a fluid existence. Consequently, the European
subject within Tabucchi’s narrative assumed a nomadic quality regarding physical space
and its ontological orientation. To capture this dynamic, this study adopted the
paradoxical neologism “(un)bordering” rather than the static noun “border.” The
parenthetical prefix “(un-)” encapsulates a dual dynamism: it presupposes the existence
of the border while perpetually nullifying it. For Tabucchi, the border is not a barrier to
be dismantled but an “ongoing event”a space that must be incessantly traversed,
transgressed, and rewritten to facilitate the encounter between the subject and Other.
Hence, this study conducted an in-depth examination of the modes of (un)bordering in
Tabucchi’s literature across three dimensions. First, it analyzed ontological
(un)bordering, which deconstructed the fixed self and linear time through the Game of
the Reverse and “pendulum effect” of time. Second, it explored geopoetic (un)bordering,
exposing the fictionality of national borders through concepts of language as a “portable
homeland” and the shifting West.” Third, it examined political (un)bordering, which
defined the intellectual’s responsibility as a form of “gastritis” and interrogated the hidden
facets of judicial and official truths. This analysis demonstrated how Tabucchi’s aesthetics
of absence opened a new European subjectivity, which transcended exclusive
nationalism, unveiling a new horizon for universal human existence.
Ontological (Un)bordering
Inquietudine Versus Desassossego Versus Saudade
The point of departure for Tabucchi’s literature was the thorough exploration and practice
of the Rimbaudian proposition: “When one writes, the I’ is an other” (quando si scrive
l’Io è un altro; Tabucchi, 2003, p. 12). In Autografie altrui, he defined literature as a
mirror in which the reader discovered their image, explaining that the author dissolved
the subject’s boundaries by thrusting their experience into the “skin” of another.
“Someone made him change skins, once in a lifetime [...] I made him travel
in third class; and though it was only for a few pages, thanks to me, he had
an experience he probably never would have had in his life
4
.
This “changing of skins” is not mere role-play but an ontological project that refutes the
myth of a unitary, fixed self. Tabucchi termed the phenomenon of a reader recognizing
themselves in a fictional character an “autobiography of others” (un’autobiografia altrui,
[...] fatta da un mio lettore; Tabucchi, 2003, p. 12), annihilating the exclusive boundaries
between author and reader, reality and fiction. This suggested the possibility of a
equivoco, farci credere che quella terra ci appartenga, come se essa non fosse in prestito, come tutto è in
prestito nella vita.(Tabucchi, 2010, p. 10).
4
Qualcuno gli ha fatto cambiare pelle, una volta nella vita... Io l’ho fatto viaggiare in terza classe.” (Tabucchi,
2003, p. 12).
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Tabucchi’s Inquietudine as the (Un)Bordering of Europe
Moonjung Park
10
European subject that was not confined within the identity of a single nation or state and
expanded by appropriating the Other’s experience.
To fully grasp Tabucchi’s deconstruction of borders and formation of a transnational
subjectivity, one must diachronically reconstruct the semantic field formed by his
tripartite philosophical axis: Inquietudine, Desassossego, and Saudade. For Tabucchi,
Inquietudine was an active epistemological stance instead of a pathological symptom to
be suppressed by psychology. It represented the will of a subject that refused to accept
the world as a static structure. As Salvatore Settis identified, this disquietude was the
core of a modern existence that had lost its stable foundation (2012, p. 9). Within this
framework, Inquietudine functioned as a seismograph” that recorded the minute
cracksinvisible vibrations beneath the surface of historybefore they manifested as
catastrophic disasters. In Di tutto resta un poco, Tabucchi noted:
“That illnessthat is, a disjointed relationship with Time as a dimension in
which we can no longer dwell, a fractured relationship with History [...]that
illness seems to me to belong entirely to the twentieth century; and I believe
it has grown steadily, increasing out of all proportion until the present day.
Literature has been, and certainly remains, the most reliable seismograph of
this malaise, and to examine here the shivers of Inquietudine through which
it has manifested itself would take too long; it would deserve a small, portable
encyclopedia
5
.
In Tabucchi’s epistemological trajectory, Inquietudine acquired a deeper layer of
metaphysical negation through Fernando Pessoa’s Desassossego. The Inquietudine
refined by Pessoa’s heteronym, Bernardo Soares, through the Desassossego of the Book
of Disquiet, transcended a mere orientation toward dynamic exploration. It encompassed
the lack of peace and “absent stillness” situated at the abyss of existence. Tabucchi
adopted the semantic crevice between these two terms as a creative dwelling, carrying
out a “philosophical migration” by transferring his literary base to Portugal, dismantling
the “immunological envelope” of a singular national subject.
Hence, the relationship with the homeland (patria) became an essential key for thematic
interpretation and the stylistic dimension of reading Tabucchi’s work. In a 2009 interview,
Tabucchi famously named Italian his “portable homeland” (patria tascabile; Settis, 2012,
p. 18), suggesting that language was the minimal mental territory that sustained a
writer’s existence beyond geographic borders. However, he confessed to the cracking of
this stable territory by unknowingly beginning to write Requiem in Portuguese and the
subsequent failure to translate the work into his mother tongue, Italian, while staying in
Paris. This illustrated the process through which the intimate boundary of the “portable
homeland” was invaded and restructured by the language of the Other.
5
“Quella malattia, cioè un rapporto sfasato con il Tempo quale dimensione in cui non riusciamo più ad abitare,
un rapporto guasto con la Storia [...], quella malattia mi pare appartenere in pieno al Novecento; e credo che
sia cresciuta via via, aumentando a dismisura fino ad oggi. Di questo malessere la letteratura è stata, ed è
sicuramente il sismografo più attendibile, ed esaminare qui i brividi di In quietudine con cui si è manifestata
sarebbe troppo lungo, meriterebbe una piccola enciclopedia portatile.” (Tabucchi, 2013, p. 20).
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Tabucchi’s Inquietudine as the (Un)Bordering of Europe
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11
To contextualize this phenomenon, he cited the experiences of other alloglossic writers:
“the French of Beckett, the English of Conrad and Nabokov, and even the Portuguese of
the Anglophone Pessoa.
6
Hence, the “linguistic schizophrenia” (schizofrenia linguistica;
Settis, 2012, p. 18) advocated by Tabucchi became a subversive strategy that dismantles
the rigid systems of a single national identity and native tongue, allowing the writer to
reside simultaneously in multiple linguistic and cultural bodies. The confession in the
preface of Requiem of “a language of affection and reflection” (una lingua che fosse di
affetto e di riflessione; Tabucchi, 2014a, p. 7) symbolized the practical completion of de-
borderinga movement beyond the mere disposal of a singular identity to achieve a
reciprocal encounter between the subject and Other.
While Inquietudine and Desassossego explain the subject’s internal agitation, Saudade
completes the temporal dimension of this movement.
“I view the revisiting of time as a cultural category akin to that of saudade,
which consists of a nostalgia for the futurean oxymoronic concept that
immediately confronts us with a contradiction
7
.
Tabucchi’s Saudade is not a retrospective regret but a longing for unrealized
possibilitiesthe vivid presence of absence. This “future nostalgia” prevents the subject
from taxidermizing memory, inducing them to wander within a multilayered time where
past, present, and future overlap. By escaping the “dictatorship of the present,” the
subject becomes capable of sensing the time of the Other that has not yet arrived.
These three concepts form the foundation of Tabucchi’s political and cultural vision of
Europe. While Desassossego sinks into the internal abyss and Saudade swims through
lost layers of time, Inquietudine is the mediating force that connects these affects to the
historical horizon. It resists the contradictions of the present to realize the “future
nostalgia” of Saudade.
For Tabucchi, Europe was not a fixed geographic territory but a work in progress” that
must continuously accommodate the voices of the Other. Inquietudine imposed an ethical
imperative that pushed the subject out of the comfort of the “homeland” and into the
Other’s “skin.” The transnational subject sought by Tabucchi was a being that constantly
interrogated its boundaries through a state of “wakeful insomnia. This provided an
epistemological turning point where Europe did not settle into the myth of a singular
lineage but transformed absence and lack into new possibilities for coexistence. Hence,
by tracing the minute tremors recorded by the seismograph of Inquietudine, we can map
a new subjectivity that stands in solidarity with the Other upon a “land on loan.”
6
“Come precedenti cita l’esperienza di altri scrittori alloglossi: il francese di Becket, l’inglese di Conrad e di
Nabokov, e perfino il portoghese dell’anglofono Pessoa.” (Settis, 2012, p. 18).
7
“Io vedo la rivisitazione del tempo come una categoria culturale simile a quella della saudade, che consiste
nella nostalgia del futuro, concetto ossimorico che ci pone subito davanti a una contraddizione.” (Tabucchi,
2022, p. 123).
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Tabucchi’s Inquietudine as the (Un)Bordering of Europe
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12
Pendulum of Time and Category of “Having Been”
In the abyss of Tabucchian Inquietudine lies a sophisticated and intricate architecture of
time that rejects a linear worldview. Anna Dolfi identified the “pendulum effect”
8
within
his narrative strategy, signifying an objective vibration generated by forms that
constantly oscillated between points in the past and points of fated return. This vibration
was more than a stylistic flourish; it was a profound existential symptom. It reflected the
ontological struggle of the Tabucchian subject, who refused to reside in the closed
moment of a singular “present” and sought to traverse multiple temporal layers.
Within this epistemological framework, the “present” is redefined as a “porous
membrane” through which the past and future incessantly permeate. As Tabucchi
explicitly stated, “having been” (l’essere stato) places us “in a relationship with the dead.”
This relationship is not mourning in the conventional sense but an active exchange.
9
His
novel Requiem served as the pinnacle of this temporal multilayeredness manifested in
narrative space. Here, the subject facilitated an encounter between the living and dead
within an orderly continuum, creating a unique temporal refraction where “the past
inscribes the future within itself, offering its fulfillment” (il passato inscrive in sé il futuro
offrendone l’adempimento; Dolfi, 2010, p. 11).
This de-bordering is a temporal event. The hierarchical boundary between the living
subject and dead object of memory is erased, and death is elevated from extinction to a
modulated presence. For Tabucchi, the deceased demanded to be heard as “voices
carried by something” (voci portate da qualcosa; Dolfi, 2010, p. 18), generating an
“inclination of the heart” (inclinazione del cuore) that unsettled the solitary self standing
upon the “heart of the earth” (cuore della terra; Dolfi, 2010, p. 11). Therefore, the
journey in Requiem unfolded upon the layer of “fantastic hallucination” (allucinazione
fantastica; Dolfi, 2010, p. 11)a sophisticated synthesis of memory and the
unconsciouswhile maintaining the physical locality of Lisbon. This spatial turn, where
fantasy and reality overlapped, became a site for an epistemological experiment that
deconstructed the unity of a singular self and filled the vacuum of the subject with the
polyphony of the Other. Through this narrative strategy of fullness through emptiness,
Tabucchi aesthetically demonstrated how that which had disappeared could reside
permanently within the present subject.
8
“Indubbiamente qualcosa cambia nel panorama italiano a partire dagli anni 80. Dopo i giochi dissacranti e
divertiti/divertenti del Gruppo ’63, le lunghe diatribe sulla fine del romanzo, parallelamente al nuovo piacere di
narrare attivato dalla fortuna presso il pubblico (e non solo) della narrativa sudamericana, gli scrittori sembrano
tornare al romanzo senza la rigidita, la naivete o i sensi di colpa delle generazioni precedenti. I piu interessanti
sono autori avvertiti delle tecniche narrative […] che, rassicurati, si potrebbe dire, dall’ ‘Effetto pendolo’ che
giustifica la ripresa naturalmente variata - dei personaggi e delle forme, tornano al racconto/romanzo senza
più esibire il distacco dalla scandalosa frase che aveva segnato un’epoca: ”la marquise sortit à cinq heures“
(non è un caso che Tabucchi l’abbia utilizzata qualche volta nel rivendicare il diritto/dovere dello scrittore alla
fedelta a se stesso e alla propria verita). D’altronde i loro maestri non si trovano piu soltanto nella letteratura,
ma nella teoria letteraria, nelle arti figurative, nel cinema.(Dolfi, 2010, p. 10).
9
“La categoría del haber sido no pone en relación con los muertos […]. Una de mis últimas obras, Réquiem, se
centra totalmente en él.” (Gumpert Melgosa, 1995, p. 153).
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13
Game of the Reverse and Dissolution of the Self
If Inquietudine is the primordial sensation triggering the subject’s internal vibration, the
Game of the Reverse (Il gioco del rovescio) is the decisive methodology that translates
that sensation into narrative practice. This concept functions as a core strategy in
Tabucchi’s poetics to deconstruct the binary conditions underpinning Western ontology.
Tabucchi diagnosed the modern individual as being trapped in an existential predicament,
“condemned to remain always within predictable dichotomies under the Beckettian eye
of a camera” (condannati a essere sempre tra dicotomie prevedibili sotto l’occhio
beckettiano di una telecamera; Tabucchi, 2022, p. 13). This suggests that artistic
“reversal” was the only escape from such a closed structure.
In Tabucchi’s universe, reality was akin to a tapestry. The meticulously woven image on
the surface was determined by the disorderly and chaotic knots on the reverse side; to
approach the essence of truth, one had to trace those hidden knots rather than the
smooth surface.
This realization inevitably led a writer to adopt a narrative stance of “voyeurism and
theft” (voyeurismo e di furto; Tabucchi, 2022, p. 13). To reconstruct the totality of an
inaccessible truth, the writer must “steal” and arrange fragments of reality, with the
author’s identity undergoing an unavoidable subversion. The writer becomes a “new
entity that does not coincide with the writer even if it resembles them” (nuova entità che
non coincide con lo scrittore anche se gli assomiglia; Tabucchi, 2022, p. 10). This
represents a split of the subject, born from the fusion of a “diurnal double” (doppio
diuron) and “multiplied projections” (proiezioni moltiplicate; Tabucchi, 2022, p. 10).
This destabilization of authorial identitythe ontological de-bordering between creator
and creation—was most vividly revealed in Tabucchi’s strategy of “hiding himself in a
Joycean manner” (nascondere se stesso, alla maniera joyciana; Tabucchi, 2022, p. 13),
as analyzed by Dolfi in Zigzag. The act of intentionally hiding behind the narrative was
not a pursuit of anonymity but an aesthetic decision to halt the violent imposition of a
singular ego and allow the multilayered human figures within life to speak for themselves.
Hence, the Game of the Reverse became the pinnacle of an epistemological shift that
revealed hidden truths by negating superficial reality while dismantling fixed authorial
authority to create a polyphonic space where the voices of otherness could freely
intersect.
This ontological dissolution of the unitary self was a foundational catalyst for a radical
rethinking of the European project. Within Tabucchi’s literary geography, Europe was
liberated from the constraints of exclusive nationalism and territorial rigidity, re-
emerging as an “archipelago of pluralities.” By internalizing the mechanism of
(un)bordering, the European subject transcended the myth of a singular lineage,
transforming the continent into a site of perpetual hospitality where the “I” and “Other”
coexisted upon a shared, borrowed land. This transnational subjectivity did not establish
a new center but resided in the tremors of the borders, proving that Europe’s true identity
lay in its capacity to remain an unfinished “work in progress” that continuously echoed
the polyphony of its Others.
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14
Federation of Souls: Identity as an Archipelago
Tabucchi’s discourse on identity established its ontological cornerstone through his
encounter with Pessoa. For Tabucchi, the “I” (Io) was no longer an isolated monolith but
a fragmented collective, a multilayered and incomplete entity that could only be captured
“in profile.”
10
This fragmentation of the self was presented as the primordial truth of
human existence, aligning with his epistemological project to dismantle the modern
illusion of a unitary subjectivity.
Tabucchi’s analysis of Álvaro de Campos, one of Pessoa’s heteronyms, focused on specific
material emblems that symbolized the subject’s de-bordered nature. In the essay The
Automobile, Nostalgia, and the Infinite (L’automobile, la nostalgia e l’infinito), Tabucchi
identified Campos as possessing the “highest metaphysical quotient” (il più alto quoziente
metafisico; Tabucchi, 2015, p. 45). As a naval engineer, dandy, and futurist, Campos
embodied a “geometric nihilism” (nichilismo geometrico; Tabucchi, 2015, p. 45).
Tabucchi decoded Campos’s de-bordered identity through his travel accessorythe
“suitcase”—which became a decisive signifier that defined Campos as a “stranger to
geography and existence” (straniero della geografia e dell’esistenza; Tabucchi, 2015, p.
53).
“[...] a suitcase that contains precious information. It certainly signifies the
journey, the man without frontiers, but also the stranger of geography and
existence
11
.
Campos defined himself as a “passerby of himself” (passante di se stesso; Tabucchi,
2015, p. 53) and confessed: “I myself, unfortunately, am a thing on loan” (Io stesso,
purtroppo, sono una cosa in prestito; Tabucchi, 2015, p. 50). This recognition of
existence being “borrowed” from the Other carried a fundamental skepticism toward the
ownership and inherent nature of the self. The “terrible, sudden, violent, inconceivable
longing” (smania terribile, repentina, violenta, inconcepibile) he felt while driving a
Chevrolet toward Sintra illustrated the essence of European Inquietudine: a desire to
vanish into the “future road” (strada futura) rather than remaining fixed at a coordinate,
be it Lisbon or Sintra (Tabucchi, 2015, p. 50).
The suitcase was a vessel for the metaphysical weight of a life in transit without
anchorage, symbolizing the existential debt borne by the subject. This was exquisitely
depicted by Campos:
10
“Esiste insomma un contesto nel quale l’io (personaggio e autore), anche se sembra talvolta ricomporsi
segnando un qualche ritorno alla vecchia maniera, lo fa a partire da una situazione nuova, per definizione
frammentata (si pensi in questa direzione, anche per i personaggi più ‘tradizionali’ di Tabucchi, alla tanto spesso
evocata ‘confederazione delle anime,’ o all’io visto solo di profilo nello Stadio di Wimbledon del primo Del
Giudice), [...].” (Dolfi, 2010, p. 10).
11
“[…] una valigia che contiene preziose informazioni. Significa certamente il viaggio, l’uomo senza frontiere,
ma anche lo straniero della geografia e dell’esistenza.” (Tabucchi, 2015, p. 53).
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15
“I am expiating a crime in a suitcase committed by an ancestor of mine out
of aestheticism. My nerves are on the gallows, twenty by twenty, and I have
fallen into opium as if into a ditch
12
.
The powerful image of “nerves on the gallows” visualized the internal tension experienced
by a plural being as physical agony. Though the self was imprisoned within the anatomical
limits of a single body, its nervous system expanded centrifugally toward the external
world, maintaining a tension that felt as though it might snap. This organic suffering
reached its peak of subject transformation in the Maritime Ode (Ode Marittima), where
it merged with the mechanical symbol of the “flywheel.” Tabucchi cited this poem to
elucidate the phenomenon:
“The poem is the Maritime Ode, and the object in question is a flywheel.
Precisely because it is so incongruous with the context, so ambiguous in
nature, and situated right inside Campos’s chest, I find it worthy of being
considered beyond metaphor. As such, it deserves a place of honor in the list
of objects I am compiling: ‘I gaze at the steamer from a distance, with a
great independence of soul, and inside me, slowly, a flywheel begins to
turn’”
13
.
Located “inside the chest of Campos,” this rotating wheel drove the subject’s anxiety
mechanism while transforming him into a massive sensation machine. The flywheel
spinning within violated the boundaries between organism and machine, interior and
exterior, redefining the subject as an incessant wave of sensation. These metaphors
embodied the plural self Tabucchi discovered through Pessoa, a powerful visual testimony
to a modern subjectivity floating upon borders, accommodating the Other’s voice and
mechanical vibrations.
This ontological dissolution of the unitary self serves as a foundational catalyst for a
radical rethinking of the European project. Within Tabucchi’s literary geography, Europe
is liberated from the constraints of exclusive nationalism and territorial rigidity, re-
emerging as an ‘archipelago of pluralities.’ By internalizing the mechanism of
(un)bordering, the European subject transcends the myth of a singular lineage,
transforming the continent into a site of perpetual hospitality where the “I” and “Other
coexist upon a shared, borrowed land. This transnational subjectivity does not seek to
establish a new center but resides in the tremors of the borders. This proves that Europe’s
true identity lies not in its fortified walls but in its capacity to remain an unfinished “work
in progress” that continuously echoes the polyphony of its Others.
12
“Sto espiando un delitto in una valigia commesso da un mio avo per estetismo. Ho i nervi sulla forca, venti
a venti, e son caduto nell’oppio come in un fosso.” (Tabucchi, 2015, p. 53).
13
La poesia è l’Ode marltima e l’oggetto in questione è un volano che proprio perché incongruo al contesto,
per la sua natura così ambigua e perché si trova dentro al petto di Campos, mi pare degno di essere considerato
fuor di metafora e quindi di avere un posto d’onore nella lista di oggetti che sto compilando: “Guardo da lontano
il piroscafo, con una grande indipendenza dell'anima, e dentro di me, lentamente, un volano comincia a girare.”
(Tabucchi, 2015, p. 51).
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16
Geopoetic (Un)bordering
The most radical form of (un)bordering in Tabucchi’s work occurred at the subject’s level.
Traditional European humanism defined a citizen by borders, language, and soila
consistent and integrated self. Influenced by Pessoa’s theory of heteronyms, Tabucchi
deconstructed this unity. He argued that identity was not a possession but a temporary
state, a “thing on loan.The final, and most concrete, manifestation of this (un)bordering
was geographical. Hence, for Tabucchi, Europe was not a fortress but a fluid space of
transit.
Illusion of Possession and “Life on Loan”
In Viaggi e altri viaggi, Tabucchi deconstructed the nationalistic concept of Heimat and
articulated a philosophy of un-belonging that challenged the nationalistic roots of
European identity. Warning against the illusion of possession arising from a sedentary
life, he defined the “boundary” as an epistemological error. To reside in several
“elsewheres” was a privilege because it shattered the illusion of ownership. He wrote:
Setting one’s feet upon the same soil for a whole lifetime can provoke a
dangerous misunderstanding, leading us to believe that the land belongs to
usas if it were not on loan, just as everything in life is on loan
14
.
This was the cornerstone of Tabucchi’s post-nationalist Europe. If the land was merely
“on loan,” the borders drawn upon it were fictional. This “dangerous misunderstanding”
was the root of the exclusive politics plaguing the continent. By traveling and residing in
several “elsewheres,” the subject shattered this illusion. Hence, for Tabucchi, travel was
an ontological exercise in displacement.
Travel as Ontology: Cavafy’s Ithaca
Referencing Constantine Cavafy’s poem Ithaca, Tabucchi elevated travel to an ontological
status. The destination was irrelevant, but the movement mattered:
“Constantine Cavafy said it in an extraordinary poem titled Ithaca: travel
finds meaning only in itself, in the being of the journey
15
.
Tabucchi extended this to life, arguing that the primary meaning of life was “to be lived.”
The texts in Viaggi e altri viaggi were described as “islands in a floating archipelago
scattered “here and there... under different flags,” resisting a singular national identity.
14
“Posare i piedi sul medesimo suolo per tutta la vita può provocare un pericoloso equivoco, farci credere che
quella terra ci appartenga, come se essa non fosse in prestito, come tutto è in prestito nella vita” (Tabucchi,
2010, p. 10).
15
“Il viaggio trova senso solo in se stesso, nell’essere viaggio.” (Tabucchi, 2010, p. 10).
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“Born from the most diverse occasions, always from travels but never from
travels made to then become travel literature, these texts wandered like
islands in a floating archipelago, scattered here and there in the most
disparate locations and under different flags, almost without consciousness
of belonging or identity, drifting in their own way. Collecting them was like
making them a single float, a boat, a canoe; caulking the cracks in the keel,
and from the currents to which they were entrusted, directing them toward
a single direction: the journey of a book”
16
.
Tabucchi’s ontological elevation of travel catalyzed what can be termed “geopoetic
(un)bordering.” By asserting that travel found its meaning in the “being of the journey,”
he deterritorialized the European space. In this geopoetic framework, Europe was no
longer a collection of rigid, sovereign landmasses but a “floating archipelago,” a relational
geography where identities were not fixed by national soil and were constantly in motion.
The act of gathering these island-texts into a “single boat” represented a subversive
move against the hardening of European borders. It suggested that the true European
identity was not in the stability of the “mainland” (the nation-state) but in the fluid
coherence of the “vessel” (literature/language) that traversed these disparate locations.
(Un)bordering occurred here: it acknowledged the “different flags” as historical markers
while nullifying their exclusive power through the shared current of the journey. Hence,
Tabucchi’s geopoetics proposed a transnational subjectivity that viewed Europe as an
ongoing voyage of a book,” where the land was always “on loan” and the only true
homeland was the shared movement toward the Other.
The Shifting West and Author Sea: Woman of Porto Pim
Tabucchi’s geographical imagination challenged the teleological stability of the “West” by
repositioning its boundaries within the liminal space of the Azores. In Donna di Porto Pim,
he posited a radical redefinition of Western identity: “the West has no end but continues
to shift with us” (l’Occidente non ha termine ma continua a spostarsi con noi; Tabucchi,
2012, p. 13). By situating his narrative beyond the Pillars of Hercules, in a “mare ignoto
described as “endless and always the same (mare ignoto [...] senza fine e sempre
uguale; Tabucchi, 2012, p. 13), Tabucchi transformed the Azores from a physical
archipelago into a site of ontological displacement.
These islands were reconstructed as a metaphysical map inhabited by the “gods of the
soul, of feeling, and of passions” (dèi dell’animo, del sentimento e delle passioni;
Tabucchi, 2012, p. 13). This shift allowed Tabucchi to diagnose the deep-seated malaise
of the European psyche. He introduced the God of Regret and Nostalgia” (Dio del
16
“Nati dalle occasioni piu diverse, sempre da viaggi ma mai da viaggi fatti per poi diventare letteratura di
viaggi, questi testi vagavano come isole in un arcipelago fluttuante, sparsi qua e la nelle sedi piu disparate e
sotto diverse bandiere, quasi senza coscienza di un’appartenenza e di un’identita, a loro modo alla deriva.
Raccoglierli e stato come farne un galleggiante unico, una barca, una canoa; calafatarne le fessure della chiglia,
e dalle correnti a cui erano affidati indirizzarli verso un’unica direzione: il viaggio di un libro.” (Tabucchi, 2010,
p. 9).
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18
Rimpianto e della Nostalgia; Tabucchi, 2012, p. 14), who governed “the pain for that
which was not and could have been” (la pena per ciò che non fu e che avrebbe potuto
essere; Tabucchi, 2012, p. 15). This served as a poignant emblem of an existential grief
haunting modern Europea continent mourning the possibilities it had castrated or lost
through the violent ruptures of its history. However, this melancholy was met with a
darker, more restrictive counterpart: the “God of Hate.” Isolated on an inaccessible
conical island and manifested as “a small, gaunt yellow dog,” this deity symbolized the
dormant hostility and exclusive closure toward the Other, which often lurked behind the
façade of nostalgia.
For Tabucchi, the Azores functioned as a microcosm of European contradiction. The
continent emerged as a tragic space where the “lost universality” of regret and the
fragmented bigotry of hate perpetually coexisted. Hence, the European identity was
revealed as a fractured project: one that perpetually dreamt of ideal integration while
remaining unable to exorcise the internal divisions and ghosts of its past.
Journey for the Shadow and Insomnia: Indian Nocturne
In Indian Nocturne, travel is synonymous with “insomnia.” While Tabucchi distinguished
that “insomnia belongs to the one who wrote the book, travel to the one who did it”
(L’insonnia appartiene a chi ha scritto il libro, il viaggio a chi lo fece; Tabucchi, 2016, p.
9), he assumed the mutual penetration of the two. The epigraph quoting Maurice
Blanchot clarified the essence of this journey:
“People who sleep badly seem to be more or less guilty: what do they do?
They make the night present”
17
.
The narrator searched for his missing friend, Xavier, across Bombay, Madras, and Goa.
Tabucchi provided a concrete “index of places” at the beginning of the book; however,
he confessed:
“I do not know well if this was contributed by the illusion that a topographical
repertoire, with the force that reality possesses, could give light to this
Nocturne in which a Shadow is sought; or the unreasonable conjecture that
some lover of incongruous paths might one day use it as a guide”
18
.
As the doctor in Bombay said, “This is the hospital of Bombay [...] leave aside your
European categories, they are a proud luxury” (lasci da parte le sue categorie europee,
sono un lusso superbo; Tabucchi, 2016, p. 24). In India, the boundaries of Western
reason and logic collapsed. Concrete locations such as the Taj Mahal Hotel or the beaches
of Goa paradoxically amplified the uncertainty of reality. The narrator sought the Other
17
Le persone che dormono male sembrano essere più o meno colpevoli: che cosa fanno? Rendono la notte
presente.” (Tabucchi, 2016, p. 7).
18
Non so bene se a ciò ha contribuito l'illusione che un repertorio topografico, con la forza che il reale possiede,
potesse dare luce a questo Notturno in cui si cerca un’Ombra; oppure l’irragionevole congettura che un qualche
amante di percorsi incongrui potesse un giorno utilizzarlo come guida.” (Tabucchi, 2016, p. 9).
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19
(his friend); however, he eventually encountered his own interiority—the “Shadow.” This
journey was a geographical movement and metaphysical voyage where the boundaries
between self and other, subject and object, dissolved.
The geographical displacement in Indian Nocturne was a geopoetic (un)bordering,
stripping away the rigid veneer of Western rationalism. The epistemological collapse
experienced by the narrator, as he traversed the disorder of India and the sleeplessness
of the night, suggested that the European subject must relinquish its exclusive superiority
and redefine itself within the site of the Other. Here, the “Shadow” symbolized more than
just a missing companion. It represented the “internal alterity” suppressed within the
European ego.
Tabucchi dismantled the physical certainty guaranteed by maps and filled that void with
the wakeful sensation of “insomnia.” This opened a horizon of intersubjective
coexistence, revealing that the subject and Other were inextricably intertwined within
each other’s shadows. Thus, the voyage in Indian Nocturne utilized an aesthetics of
absence to reject the fixity of identity, mapping a new European sensibility capable of
standing in solidarity with the Other beyond established borders.
Political (Un)bordering: The Intellectual as a “Useful Idiot”
“Time Ages Quickly”: Ghosts After the Wall
Il tempo invecchia in fretta, which dealt with Europe after the fall of the Berlin Wall,
explored the temporal fissures and scars of memory that remained in place of physical
borders. In the story I morti a tavola, a former East German intelligence agent wandered
through a reunified Berlin, sensing the absence of the Wallthe vanished great structure.
Monologuing before Brecht’s grave about his history of betrayal and surveillance, he
experienced the sudden intrusion of ghosts from the past, disrupting the boundaries of
linear time.
Furthermore, in Clouds (Nuvole), an officer who served in the Kosovo War dealt with the
invisible contamination of depleted uranium exposure. When the officer taught a young
girl, Isabella, the art of cloud divination, the scene juxtaposed fairytale imagination with
a horrific reality (radiation, death). This served as an indictment of the invisible, lethal
borders (pollution) that war and violence engrave upon the body and nature,
transcending national frontiers:
“On the beach, there was a great silence; the bathers had reached the
restaurant. ‘[The clouds] are fraying into a kind of stracciatella,’ Isabella said
in a low voice, ‘like when the trail of an airplane unravels; now they are
almost gone, how strange, I can hardly see them anymore, you look too.’
The man did not move. [...] ‘The prophecy of the end of all wars was made
two thousand years ago; only no one had read it well until now, and today
we have finally deciphered it on this beach, the two of us’”
19
.
19
“Sulla spiaggia c’era un grande silenzio, i bagnanti avevano raggiunto il ristorante. ‘[le nuvole] Si stanno
sfaldando in una specie di stracciatella, disse Isabella a bassa voce, come quando lascia degli aeroplani si
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Hence, the attempt to read the future of war in the scattering of clouds metaphorically
demonstrated the impact of historical violence on individual lives and the natural world.
“Diabolical Staging” and the Sofri Case
The intersection of literature and justice (or injustice) was the decisive site of
(un)bordering in Tabucchi’s public life. His defense of Adriano Sofri, a prominent figure
of the Italian Left accused of murder, highlighted the tension between official (judicial
verdict) and narrative truths.
The essay collection Plato’s Gastritis (La gastrite di Platone) quoted a chilling phrase from
the initial appellate court verdict against Sofri, Bompressi, and Pietrostefani in 1991.
Judge Laura Bertolè Viale used the expression “diabolical staging,” which was explicitly
linked to the literature:
“This diabolical staging is also, not by chance, the content of two short stories
published in conjunction with the start of the first-degree trialLeonardo
Sciascia’s A Simple Storyand second-degree trial—Antonio Tabucchi’s Can
the Flap of a Butterfly’s Wings in New York Cause a Typhoon in Beijing?”
20
.
The judicial system accused the literature, specifically Tabucchi’s work, of trespassing
into the courtroom, interfering by creating a narrative that opposed the state’s version
of reality. Hence, literature had crossed the legal boundary of reality to invade the domain
of “truth.”
“Useful Idiots”
Tabucchi criticized the derogatory categorization used by state power to classify
intellectuals. He quoted the indictment of Ugo Dello Russo (1991), the prosecution
representative in the first appeal case:
“The carriage of victimhood is being pulled by these oxen, by these useful
idiots [the intellectuals]
21
.
Responding to the prosecution’s belittlement of intellectuals as “useful Idiots,” Tabucchi
inherited Pasolini’s declarative knowledge—“I know” (Io so)to confront the opacity of
sfilaccia, ora non si vedono quasi più, che strano, non riesco quasi più a vederle, guarda anche tu. L’uomo non
si mosse.’ ‘[...] la profezia della fine di ogni guerra la fece duemila anni fa, solo che nessuno finora l’aveva letta
bene e noi oggi finalmente l’abbiamo decifrata su questa spiaggia, noi due.’” (Tabucchi, 2014b, p. 76).
20
“Questa diabolica messinscena e anche il contenuto di due racconti pubblicati non a caso in concomitanza
con l’inizio del processo di Io grado – Una storia semplice di Sciascia e di 2° grado ‘Può il batter d’ali di una
farfalla a New York procurare un tifone a Pechino? di Tabucchi. Dalla sentenza del 1° processo d'appello contro
Sofri, Bompressi e Pietrostefani redatta dal giudice a latere, dolt ssa Laura Berto le Viale, 1991.” (Tabucchi,
1998, p. 11).
21
“Il carro del vittimismo e tirato da questi buoi, da questi utili idioti [gli intellettuali].” (Tabucchi, 1998, p. 11).
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power. Citing James Joyce’s Finnegans Wake, he argued for a perspective of reversibility
to uncover the hidden facets behind judicial truth.
This emphasized that democracy was an incomplete process requiring constant vigilance
and critique, an attempt to redefine the European citizen’s ethical boundaries. Tabucchi
appropriated the insult to redefine the limits of intellectual responsibility. He rejected the
role of the passive observer (“the ox”) and advocated for the intellectual who interrogated
complexity and sought to “disquiet” rather than provide solutions. This resonated with
his self-definition as a “failed moralist,” emphasizing individual responsibility and ethical
rebellion over dogmatic moral preaching:
“It is difficult to draw a precise boundary. And perhaps it would be a task
suited to an orthodox moralist, while I am nothing but a failed moralist, like
all good moralists, for that matter. In my opinion, we must establish the
following: where do personal responsibilities begin, and where, instead, does
chance end?”
22
.
This political position was made clearer in Settis’s Antonio Tabucchi’s Three Disquiets:
Homeland, Politics, Time. Settis emphasized that the background of Tabucchi’s
engagement in “Politics” lay in his experiences in Portugal under the Salazar dictatorship,
where writers used writing as a tool of resistance. For Tabucchi, the intellectual must
cross the boundary of silence. Hence, in a state of “threatened democracy” (democracia
ameaçada), he “chose not to remain silent” (escolheu não ficar calado) (Settis, 2012, p.
5). This demonstrated Tabucchi’s conviction that the literature must pierce through the
boundaries of political reality, instead of staying within the limits of aesthetic play.
Conclusion
Tabucchi’s discourse on (de)bordering was rooted in a critique of the modern project
known as “Europe.” Historically, European modernity defined itself through the rigid
cartography of the Westphalian system—a process of “border-making” that bifurcated
the world into the rational subject and irrational “other” and demarcated civilization from
barbarism. Hence, European identity functioned as an immunological system, predicated
on the exclusion of the outside to preserve the integrity of the self.
Tabucchi, an interstitial figure who wrote in Portuguese and pursued Indian shadows
amid Lisbon’s mists, systematically disturbed these geographical, cultural, and spiritual
boundaries from within. By utilizing the borders of European exceptionalism as an
epistemological laboratory, he exposed these foundations’ ontological precariousness,
revealing that they were “on loan.” This struck at the heart of the fictiveness of modern
identity, replacing the illusion of permanence with a radical transience.
22
“È difficile segnare un confine preciso. E forse si tratterebbe di un compito adatto a un moralista ortodosso,
mentre io non sono altro che un moralista fallito, come tutti i buoni moralisti, del resto. Secondo me, dobbiamo
stabilire quanto segue: dove hanno inizio le responsabilita personali e dove termina invece il caso?” (Tabucchi,
2022, p. 163).
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Tabucchi’s Inquietudine as the (Un)Bordering of Europe
Moonjung Park
22
However, Tabucchi’s (de)bordering transcended the reconfiguration of Europe’s political
landscape. It evolved into a universal existential condition for contemporary humanity.
From the collapse of modern borders, a planetary solidarity emergeda communitas in
which all beings shared a primordial sense of “absence” and “lack.” His declaration that
“everything is on loan” served as an ontological caveat to a humanity captivated by the
modern fantasies of ownership and settlement. Consequently, (de)bordering represented
a paradigm shift from the settler’s logic to that of the wanderer (Homo Viator). It signified
an epistemological migration from the isolated island of the “self” toward a polyphonic
archipelago of the Other.” This “vibration of the border,” distilled from Europe’s
traumatic and specific history, addressed a universal imperative: how the subject might
“share,” rather than “possess,” identity in an era defined by radical uncertainty and
fluidity.
Thus, Tabucchi’s journey of (un)bordering can be defined as an aesthetic soteriologya
project of secular salvation for restoring the “abyss of the Other” and recovering the
authenticity of existence. Through Inquietudine, he shattered the comfort of static
settlement, forcing the subject into a state of perpetual displacement and compelling the
realization that we were all, fundamentally, “strangers to geography and existence.” For
Tabucchi, the “homeland” (patria) was no longer an exclusive territory bound by blood
or soil but a “portable” space of affection and reflection, constantly restructured by the
Other’s language.
His Game of the Reverse transcended narrative play, converging into an ethical mandate
for the intellectual. It confronted the opacity of sovereign power by meticulously tracing
the knots on the reverse side of official history. Furthermore, by projecting a “nostalgia
for the future” through the paradoxical temporality of Saudade, he summoned the ghosts
of the past into the present, maximizing the density of presence through absence.
The “plural self” and fluid geography” constructed by Tabucchi created irreparable cracks
within the rigid framework of the nation-state. Within his oeuvre, the self was expanded
through its dissolution; identity was reborn as an archipelagic subject, capable of
reciprocal coexistence only through its own fragmentation. This “aesthetics of absence”
served as a powerful philosophical weapon against the contemporary crises of exclusive
hate and isolation. It offered a profound reflective response on how we may inhabit and
care for one another’s pain on a planet where everything was “on loan.Tabucchi proved
that the most dignified form of human existence was found in constantly wandering on
the border.
(Un)bordering in Tabucchi’s Europe was an ethical imperative. It was a call, as Barthes
suggested, to recognize the Other within the self. It was a request to accept that we were
all essentially travelers with “nerves on the gallows,” as depicted in Campos’s poetry,
carrying suitcases filled with the weight of aesthetics and the memory of ancient crimes.
We moved toward a horizon that receded as we approached. Hence, Tabucchi’s Europe
was a chronicle of souls in constant motion, bound together by the shared unease and
persistent vibrations.
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Tabucchi’s Inquietudine as the (Un)Bordering of Europe
Moonjung Park
23
References
Dolfi, A. (2010). Gli oggetti e il tempo della saudade: Le storie inafferrabili di Antonio
Tabucchi. Le lettere.
Gumpert Melgosa, C. (1995). Conversaciones con Antonio Tabucchi. Anagrama.
Settis, S. (2012). Lectio magistralis tre inquietudini di Antonio Tabucchi: La patria, la
politica, il tempo. In G. Tabucchi (Ed.), Galassia Tabucchi (pp. 732). Fundação Calouste
Gulbenkian.
Tabucchi, A. (1998). La gastrite di Platone. Sellerio.
Tabucchi, A. (2003). Autografie altrui: Poetiche a posteriori. Feltrinelli.
Tabucchi, A. (2010). Viaggi e altri viaggi. Feltrinelli.
Tabucchi, A. (2012). Donna di porto Pim. Sellerio.
Tabucchi, A. (2013). Di tutto resta un poco: Letteratura e cinema. Feltrinelli.
Tabucchi, A. (2014a). Requiem: Un’allucinazione. Feltrinelli.
Tabucchi, A. (2014b). Il tempo invecchia in fretta. Feltrinelli.
Tabucchi, A. (2015). L’automobile, la nostalgia e l’infinito. Sellerio.
Tabucchi, A. (2016). Notturno indiano. Sellerio.
Tabucchi, A. (2022). Zig and Zag. Conversazioni con Carlos Gumpert e anteos
Chrysostomidis. L. Dolfi (Ed.) M. De Ros
OBSERVARE
Universidade Autónoma de Lisboa
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Identity, and (Un)Bordering in Contemporary Europe and Asia
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24
IDEOLOGICAL SHIFT IN THE GERMAN ALTERNATIVE FÜR DEUTSCHLAND (AFD)
AND ITS IMPLICATIONS
JEONG-AE CHOI
ja@jnu.ac.kr
Associate Professor, Chonnam National University Gwangju (Republic of Korea).
Abstract
The far-right German party, Alternative für Deutschland (AfD), made a dramatic leap in the
February 2025 German federal election, securing 20.8% of the vote and emerging as the
second most popular party. This development poses a serious challenge to the so-called
“firewall” (Brandmauer) that has historically excluded far-right parties from Germany’s
political mainstream. This study provides a theoretical analysis of how the AfD has generated
and leveraged cleavages within the established German party system, and how existing
parties have responded by exploiting those divisions to consolidate their own positions. The
analysis traces the origins of the AfD, compares its founding platform to subsequent electoral
manifestos, and examines the evolution of its ideology. The rise of far-right parties in Germany
has been predominantly influenced by developments in the former East German regions. This
phenomenon is primarily interpreted within a socioeconomic context, encompassing the
increase in immigrants and refugees, and the subsequent decline in employment
opportunities. This study aims to draw implications for peace in light of the rise of far-right
parties. By examining the German case-which is already experiencing challenges, and regional
conflicts following reunification-, this research ultimately seeks to contribute to the
construction of a peaceful and democratic society.
Keywords
Far-right parties, Alternative für Deutschland, German politics, ideological evolution,
socioeconomic cleavages.
Resumo
O partido alemão de extrema-direita, Alternative für Deutschland (AfD), registou um avanço
dramático nas eleições federais alemãs de fevereiro de 2025, obtendo 20,8% dos votos e
emergindo como o segundo partido mais popular. Esta evolução representa um sério desafio
à chamada «barreira de proteção» (Brandmauer) que, historicamente, tem excluído os
partidos de extrema-direita da corrente dominante da política alemã. Este estudo apresenta
uma análise teórica sobre a forma como o AfD gerou e aproveitou as divisões no seio do
sistema partidário alemão estabelecido, e como os partidos existentes responderam,
explorando essas divisões para consolidar as suas próprias posições. A análise traça as origens
do AfD, compara a sua plataforma fundadora com os manifestos eleitorais subsequentes e
examina a evolução da sua ideologia. A ascensão dos partidos de extrema-direita na
Alemanha tem sido predominantemente influenciada pelos desenvolvimentos nas antigas
regiões da Alemanha Oriental. Este fenómeno é interpretado principalmente num contexto
socioeconómico, abrangendo o aumento do mero de imigrantes e refugiados e o
subsequente declínio das oportunidades de emprego. Este estudo visa extrair implicações
para a paz à luz da ascensão dos partidos de extrema-direita. Ao examinar o caso alemão
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Ideological Shift in the German Alternative Für Deutschland (Afd) and its Implications
Jeong-Ae Choi
25
que enfrenta desafios e conflitos regionais na sequência da reunificação , esta
investigação procura, em última análise, contribuir para a construção de uma sociedade
pacífica e democrática.
Palavras-chave
Partidos de extrema-direita, Alternative für Deutschland, política alemã, evolução ideológica,
clivagens socioeconómicas.
How to cite this article
Choi, Jeong-Ae (2026). Ideological Shift in the German Alternative Für Deutschland (Afd) and its
Implications. Janus.net, e-journal of international relations. Thematic Dossier Geopolitics of
Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary Europe and Asia, VOL. 17 Nº. 1,
TD3, September 2026, pp. 24-40. DOI https://doi.org/10.26619/1647-7251.DT0626.2
Article submitted on December 31, 2025 and accepted on February 6, 2026.
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Ideological Shift in the German Alternative Für Deutschland (Afd) and its Implications
Jeong-Ae Choi
26
IDEOLOGICAL SHIFT IN THE GERMAN ALTERNATIVE FÜR
DEUTSCHLAND (AFD) AND ITS IMPLICATIONS
JEONG-AE CHOI
Introduction
The far-right German party, Alternative für Deutschland (AfD), made a dramatic leap in
the February 2025 German federal election, securing 20.8% of the vote and emerging
as the second most popular party. This figure represents a doubling of the 10.3% share
received in the 2021 election, signifying the inaugural instance of a non-traditional party
attaining second place. Germany is currently confronted with a predicament concerning
the recognition of the AfD as a significant political entity. Historically, the ascent and
mainstreaming of far-right parties in Germany was regarded as implausible within the
European context. Nevertheless, the recent success of the AfD poses a substantial
challenge to the so-called “firewall”
1
that has traditionally excluded far-right parties from
mainstream German politics.
The present study initiates with a theoretical analysis of the ways in which the AfD has
generated cleavages within the established German political system. The study examines
how existing parties have utilized these cleavages to consolidate their own positions and
traces both the origins of the AfD and the process by which it has refined and exploited
such divisions. The present study has been conducted for the purpose of comparing the
foundational platform of the AfD with the electoral manifestos that the party has
subsequently published. In addition, the study will analyse the evolution of the party's
ideology. The present study aims to re-evaluate the ideological direction of the AfD and
its identity as a political party through this analytical process.
The emergence of far-right political parties in Germany has been predominantly
influenced by developments in the former East German regions. This phenomenon is
predominantly interpreted within a socioeconomic context, encompassing the increase in
immigrants and refugees, and the subsequent decline in employment opportunities. The
present study aims to draw implications for peace in light of the rise of far-right parties.
1
Political firewall (or Brandmauer in German): A tacit or explicit agreement among mainstream parties to
politically isolate extremist parties, whether far-right or far-left. This strategy specifically entails: (1) categorical
exclusion from coalition government formation; (2) refusal of parliamentary cooperation; and (3) public
declarations of political distance. The rejection of coalition formations among political parties is, on occasion,
employed as a term 'cordon sanitaire'.
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Ideological Shift in the German Alternative Für Deutschland (Afd) and its Implications
Jeong-Ae Choi
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This research seeks to contribute to the construction of a peaceful and democratic society
by examining the German case. The German case is already experiencing challenges
related to immigrants, refugees and regional conflicts following reunification.
Theoretical Analysis
Since the 1980s, the primary catalyst for the surge in far-right parties across Europe has
been the issue of immigration. Immigration to Western Europe saw a notable increase in
the late 1980s and early 1990s, with a significant influx from the former Yugoslavia,
Eastern Europe, and the Soviet Union. In accordance with the prevailing immigration
theory, the social impact of immigration, in conjunction with elevated levels of economic
insecurity, engendered the emergence of far-right political parties that were opposed to
immigration. This was due to the perception that immigration was associated with
unemployment and crime. From this standpoint, far-right parties evolved into single-
issue parties that represented pervasive xenophobia.
The second causal factor was rooted in a sense of political alienation. The prevailing
sentiment of voter discontent with established political parties, particularly with regard
to their responses to pressing issues such as economic growth, unemployment,
corruption, crime, and immigration, has resulted in a pervasive climate of distrust. The
far right has been observed to profit from protest votes cast against well-established
political parties. This phenomenon can be attributed to the success of the far right in
disseminating anti-establishment messages, coupled with their own lack of governing
experience
2
.
A review of studies discussing party structure within the scholarship on AfD and far-right
parties indicates that the core element behind the rise of AfD is resistance to and rupture
from established politics. The political party Alternative für Deutschland (AfD) is
positioned in a political landscape that encompasses both materialism and
postmaterialism, in which it competes with the postmaterialistically re-radicalized
Bündnis 90/Die Grünen (Grüne). Within the left-right spectrum, it is in direct opposition
to Die Linke, while along the moderate-radical axis, it engages in conflict with other
established political parties
3
.
Such patterns of conflict are not unique to the AfD. For instance, the Grüne also
experienced a rupture from established parties during the 1980s. In the Grüne party,
members who subscribed to a realist political philosophy, with a particular emphasis on
the party's transformation into a governing party and the pursuit of pragmatic policies,
emerged as the dominant faction. This shift in ideological orientation led to a moderation
of the party's previously radical character
4
. In summary, although the Grüne party
2
Karapin, R. (1998). Radical-right and neo-fascist political parties in Western Europe. Comparative Politics,
30(2), 213234; Betz, H.-G. (1994). Radical right-wing populism in Western Europe. New York, NY: St. Martin’s
Press; Kitschelt, H., & McGann, A. J. (1995). The radical right in Western Europe: A comparative analysis. Ann
Arbor: University of Michigan Press.
3
Jung, B.-G. (2023). The emergence of AfD and changes in the ideological structure of the German party
system. European Studies, 41(2), 17.
4
Jung, B.-G. (2023). The emergence of AfD and changes in the ideological structure of the German party
system. European Studies, 41(2), 17-18.
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Ideological Shift in the German Alternative Für Deutschland (Afd) and its Implications
Jeong-Ae Choi
28
emerged amid the diffusion of postmaterialist values as a significant social consciousness,
the subsequent incorporation of postmaterialism by mainstream political parties
prevented the formation of a wholly new axis of cleavage. Consequently, the Grüne were
able to assimilate into the prevailing political structure.
Amidst these developments, it can be argued that the AfD has succeeded in establishing
a new and robust axis of cleavage. In other words, the recent rise of AfD can be
interpreted as a form of resistance to established politics-a feat that the Grüne was
ultimately unable to achieve. The transformation of the German party system has already
been the subject of academic debate; for instance, the disappearance of the so-called
“0.5 party” that once held the casting vote, and the emergence of third and fourth parties
as kingmakers, have led to the expectation that, following Sartori’s typology of party
systems under competitive conditions, Germany’s party landscape will be reorganized
into a moderate multiparty system
5
.
The Cleavage theory, as conceptualized by Seymour M. Lipset and Stein Rokkan, focuses
on the emergence of groups with divergent political interests along social lines of
division
6
. Lipset and Rokkan paid particular attention to the processes through which
such cleavages manifest, leading to the formation of competing political blocs. For
instance, society may be divided along economic lines, regional lines, or racial lines,
resulting in collective opposition that is expressed through party competition in elections.
Herbert Kitschelt further developed this theoretical framework by arguing that the
structure of party competition is defined by positions on three core issues: citizenship,
process, and resource allocation. The concept of “Citizenship” is theorized as a spectrum
ranging from cosmopolitan to particularistic politics; The term “process” is employed to
denote the mode of social decision-making, with authoritarian politics favoring
hierarchical decision-making and radical-liberal politics emphasizing participatory
processes; and resource allocation” concerns the distribution of social resources, with
two opposing poles of political redistribution and market-based allocation
7
. According to
these dimensions, the AfD has adopted an extreme image by positioning itself in
opposition to established parties (citizenship), has employed modern approaches such as
the use of social media (process), and has taken a strong stance against redistribution,
garnering significant support in the former East German regions (resource allocation).
In this model of European party competition, Kitschelt classifies and explains the
competitive models of German parties, arguing that the traditional leftright pattern of
competition has, as a result of social changes in advanced capitalist societies, gradually
shifted to a new axis of political cleavage: ‘left-libertarian’ versus ‘right-authoritarian’
8
.
Meanwhile, in his 2004 revision of the theory, Kitschelt explains that the distribution of
political preferences is not static but continues to diversify.
5
Jeong, H.-M. (2013). “Non-mainstream Parties and Changes in the German Party System,” EU Studies, No.
33, pp. 335374.
6
Lipset, S. M., & Rokkan, S. (Eds.). (1967). Party systems and voter alignments: Cross-national perspectives.
New York, NY: The Free Press.
7
Kim, Y.-T. (2017). The change of the German Green Party’s basic program and the structure of party
competition in Germany. Korean Journal of Party Studies, 6(1), 193214.
8
Kitschelt, H. (2004). Germany: Beyond the Stable State. London: Routledge.
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Figure 1. Kitschelt’s Model of European Party Competition Structure
Source: Kitschelt, Herbert. (1992).
This revision was necessitated by critiques of the new radical right, as Kitschelt’s earlier
model had failed to acknowledge the rise of an authoritarian working-class segment that
demonstrated a preference for social redistribution in economic matters
9
. Kitschelt’s
argument posits that the future model of political competition is likely to undergo
unpredictable changes, given the fundamental nature of preference formation, which
links markets, organizations, and socio-cultural spaces to political positions. The model
of party competition that Kitschelt described, spanning from the 1980s to the millennium,
is illustrated in the following figure.
The current AfD advocates radical liberalism and market-based resource allocation, which
can be illustrated as follows in the model
10
. Kim Young-tae (2017) explains the position
of the Grüne as that of radical-liberal cosmopolitans, and notes that AfD, in terms of its
location and its resistance to the authoritarian interpretations of mainstream politics,
shares a similar foundation. The key difference, however, is that while the Grüne is
positioned in favor of political redistribution, AfD is situated on the side of market-based
allocation.
As Kitschelt’s theoretical framework posits, the ongoing fragmentation of political
preferences necessitates a multidimensional analytical approach. The potential
transformation of the working class and other popular strata into authoritarian-oriented
segments, along with emerging forms of class differentiation that diverge from
conventional patterns of political redistribution and market-based allocation, signals a
need for reinterpreting contemporary social orders through novel perspectives.
Increasingly, structural shifts along the axes of digitalization, resource allocation, and
supply chain security are evolving into more active and central forces of political-
9
Kitschelt, H. (2003, May). Diversification and reconfiguration of party systems in postindustrial democracies.
Accountability and Representation in European Democracy Conference, Minda de Gunzburg Center for European
Studies, Harvard University.
10
Kim, Y.-T. (2017). Changes in the basic program of the German Green Party and the structure of party
competition in Germany. Korean Journal of Party Studies, 6(1), 193214.
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Ideological Shift in the German Alternative Für Deutschland (Afd) and its Implications
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30
economic change. This development demands renewed theoretical attention to the
dynamics of class formation and policy realignment.
Figure 2. Kitschelt’s Model of European Party Competition Structure, 1980–2000
Source: Kitschelt, Herbert. (2003)
Figure 3. Position of AfD in Kitschelt’s Model of European Party Competition Structure
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Changes in the AfD’s Platform
The AfD adopted its Basic platform(Grundsatzprogramm) in 2016, a document which
meticulously delineates the party’s policy orientations and positions. It is important to
note that 2016 marked the commencement of internal factionalization within the AfD.
The party began to divide along populist lines, particularly concerning economic issues
and migration
11
. The table of contents of the AfD’s 96-page Grundsatzprogramm is
organized into fourteen chapters. The contents are as follows when classified by policy
domain. The opening chapter, titled “Democracy and Fundamental Values,” posits that
the prevailing political parties offer no viable alternatives in their policy stances. This
assertion is characterized by the AfD as a structural constraint that poses a grave threat
to democracy and the rule of law (p. 9: “Schlanker Staat für freie Bürger”). The party’s
initial prioritization of economic policy is evident in sections such as “Europe and the
Euro,” “Economy, Digitalization, and Consumer Protection,” and “Taxes and Finance.”
With respect to foreign policy, the AfD places significant emphasis on the preservation of
national independence and sovereignty, adopting a critical stance toward supranational
integration. While the party expresses support for the maintenance of NATO, it stipulates
that German participation in military interventions should be contingent upon alignment
with Germany’s security interests. In regard to the situation with Russia, the AfD has
expressed support for the reduction of tensions.
Table 1. Table of Contents of the AfD’s Basic Platform
Category
Chapter
Democracy
1. Democracy and Fundamental Values
Economic
Policy
2. Europe and the Euro
10. Economy, Digitalization, and Consumer Protection
11. Taxes and Finance
12. Energy Policy
Foreign
Policy
3. Internal Security and Justice
4. Foreign and Security Policy
Social Policy
5. Labor Market and Social Policy
6. Family and Children
13. Nature Conservation, Agriculture, Environment
14. Infrastructure and Housing
Culture,
Identity
7. Culture, Language, and Identity
8. Education and Research
9. Immigration, Integration, and Asylum
The most emphatic stance in the basic platform is on culture and identity. In the section
on “Education and Research,” the party addresses the normalization of social policies,
such as opposition to integrated schools and support for traditional educational systems.
The party also opposes gender studies and sex education. However, the section then
transitions to issues related to migration, refugees, and integration, including opposition
11
Choi, J.-A. (2018). Background of the rise of far-right parties in Germany: Focusing on the Euro and migrant
factors. Oughtopia, 33(1), 3967.
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to the integration of Islamic education. Keeping the basic platform in mind, the following
section compares the AfD’s manifestos from three different elections.
Table 2. Comparison of the Table of Contents of the AfD’s Manifestos from Three Elections
2017 Federal Parliament Election
Platform
2025 Federal
Parliament Election
Platform: Time for
Germany
Democracy
1. Defense of German Democracy
9. Democracy and the
Rule of Law
10. The People Are
Sovereign
Culture,
Identity
5. Refugees Need Borders: Migration
and Refugee Policy
6. Islam in Conflict with the Liberal
Democratic Basic Order
7. Welcoming Culture for Children:
Family Support and Demographic
Development
8. Education and Schools: The Courage
for Differentiation
9. Culture and Media
7. Refugee and
Immigration Policy
13. Culture and Media
Policy
Economic
Policy
2. The Euro Has Failed: Currency,
Monetary, and Financial Policy
10. Taxes and Finance, Economy and
Jobs
1. Social Market
Economy and Health
2. Construction,
Housing,
Infrastructure, Energy,
Transport, and Digital
Affairs
3. Finance and Taxes
4. Monetary Policy
The Failure of the Euro
System
Foreign
Policy
3. Finance and Taxes
4. Monetary Policy The Failure of the
Euro System
6. External Security
Social
Policy
11. Social Policy
12. Our Health System Is at Risk
13. Ending Hostility to Technology:
Energy and Climate
14. Maintaining and Expanding
Transport Networks, Strengthening
Housing Construction, Developing
Rural Areas
15. Environmental, Nature and Animal
Protection, Consumer Protection, and
Agriculture
5. Agriculture,
Environment, and
Climate
8. Internal Security
11. Family and
Demographics
12. Education,
Science, and
Openness to
Technology
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Ideological Shift in the German Alternative Für Deutschland (Afd) and its Implications
Jeong-Ae Choi
33
In recent years, the AfD has participated in three electoral processes and issued three
electoral manifestos. Quantitatively, the 2017 manifesto is 74 pages in length and
commences with a focus on the defense of German democracy. In the 2017 election, the
AfD emerged as a prominent party, garnering 12.6% of the vote. The party’s most
significant support base is in the former East German regions, where in 2017, 21.2% of
the population expressed support for the AfD, which is nearly double the 10.7% of the
former West German regions. In the aftermath of unsuccessful bid to secure
parliamentary representation in the Bundestag during the 2013 election, the AfD initiated
a systematic electoral engagement starting in 2017, accompanied by the formulation a
comprehensive manifesto. This iteration of the manifesto is distinguished by its concise
chapters and direct, assertive language.
The year 2017 marked the commencement of profound debates and confrontations
surrounding the subjects of migrants and refugees. In this context, the manifesto of the
AfD notably incorporated content pertaining to refugees and Islam. The section on
education and schools was titled “Courage for Differentiation,” and it explicitly and
actively expressed opposition to religions, particularly Islam
12
. The term “Volk”
(people/nation) appeared 67 times. With regard to foreign policy, the manifesto
expounds on internal security, with a particular emphasis on the issue of terrorism. In
the context of addressing pressing concerns regarding public safety, a range of subjects
were discussed, including strategies to combat foreign crime and enhance investigative
capabilities. These measures were presented as a series of actions aimed at safeguarding
citizens’ well-being, collectively referred as an anti-terror response.
In terms of social policy, the AfD is in opposition to the ideology of gender and places
significant emphasizes traditional forms of family and marriage. With regard to education
policy, the party rejects integrative ideological education and strongly criticizes both
comprehensive policies and Muslim-related educational programs. Furthermore, the AfD
places a higher value on practical, field-oriented education than on theory-centered
approaches. The party particularly asserts that the educational rights of German children
are being infringed upon by immigrant children who lack sufficient language skills. The
AfD opposes the Bologna bachelor system and has advocated for a return to the
traditional Magister/Diplom system. The manifesto further asserts the necessity of
academic neutrality in educational institutions, contending that these institutions have
become laboratories for left-wing social experimentation.
With regard to the matter of immigration policy, the AfD has highlighted demographic
issues in Europe and Africa. Specifically, the party he noted that while Europe is facing
with a decline in population, Africa and Islamic countries are witnessing a rapid surge in
population growth, leading to significant demographic imbalances and substantial mass
migration. In summary, a substantial segment of the 2017 electoral manifesto asserts
that German society is experiencing a threat to its cohesion as a result of immigration.
12
For example, the manifesto rejected minarets (the towers of Islamic mosques) as symbols of Islamic power
and opposed the call to prayer by muezzins. According to the manifesto, the muezzin’s call asserts that no god
exists except Allah, which the AfD described as religious imperialism. This stance contradicts the contemporary
practice of tolerant coexistence among religious communities (p. 35).
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Jeong-Ae Choi
34
A significant proportion of the manifesto on culture, media, and social policy addresses
or is underpinned by issues related to immigration.
In the realms of economic, social, and technological policy, the AfD persists its use of
contentious language. The political party’s economic policy is predicated on the premise
that Germany should withdraw from the Eurozone and actively advocate for the
reintroduction of a national currency, such as the Deutsche Mark. Market-related policies,
including taxation, are predicated on the principle of minimizing state intervention and
upholding a free market order as a core value. With regard to climate change, the AfD
has adopted a skeptical stance regarding the scientific consensus on the matter,
characterizing it as a form of ideology. In a variety of social and technological policy
areas, including climate, energy, transportation, and housing, the party has expressed a
strong opposition to international norms, with a particular emphasis on those established
by the European Union.
The 2021 electoral manifesto underwent a substantial expansion, increasing from 15
chapters in the previous version to 21 chapters. During this period, the AfD received
10.3% of the vote. The party’s primary support base remained in the former East German
regions, with the widening gap of 19.8% in the East versus 8.2% in the West, compared
to 2017. A comparative analysis of the 2021 manifesto reveals a shift in the utilization of
chapter headings, which have become more attributed to the employment of objective
nouns as chapter titles, a departure from the emotive or declarative phrases that
characterized previous manifestos.
It is noteworthy that the chapter entitled “Chapter 9: Islam” is written with a discernible
objective. The primary contention in this discourse is that the critique of Islam, akin to
the critique of any other religion, should be safeguarded by the principle of freedom of
expression. The manifesto demands a comprehensive prohibition on the wearing of
burqas and niqabs in public spaces and asserts the imperative a addressing any form of
discrimination against indivisuals of Jewish heritage. For instance, on page 84, the
following assertion is made: “Jewish life in Germany is threatened not only by right-wing
extremists but also from Muslims who harbor animosity towards Jews and Israel. Attacks
on Jewish people and anti-Semitic insults must be consistently prosecuted.
13
The prevailing tone in this section evokes a sense of threat posed by Islam. The
employment of terms such as Parallelgesellschaften” (parallel societies),
“Friedensrichter” (Sharia judges), and “Dschihadisten” (jihadists) is a recurring
phenomenon, with the intent of conveying the notion that Islam poses a systemic threat.
Exclusionary language is also readily employed; for instance, direct references are made
to organizations such as the “türkisch-islamischen Anstalt für Religion (DITIB)” and the
“Muslimbruderschaft” (Muslim Brotherhood), while strong terms such as “abolition,”
“ban,” and “cessation” are repeatedly used for emphasis.
Examining the manifesto for the general election held in February 2025 and comparing
it with previous versions reveals the AfD’s evolving trajectory. First, the table of contents
13
“Jüdisches Leben wird in Deutschland nicht nur von Rechtsextremisten, sondern zunehmend auch von juden-
und israelfeindlichen Muslimen bedroht. Angriffe auf Juden sowie antisemitische Beleidigungen müssen
konsequent strafrechtlich geahndet werden.
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35
has shifted from provocative phrases to more objective language. While the 2017
manifesto featured assertive and emotive headings, and the 2021 version was more
specific and issue-oriented, the 2025 manifesto adopts concise and neutral terminology.
For example, the 2017 heading “Refugees Need Borders: Migration and Refugee Policy”
changed to “Immigration, Refugees, Integration: Acting Humanely and Rationally -
Protecting Germany” in 2021, and then to simply “Refugee and Immigration Policy” in
2025.
Second, the AfD continues to emphasize a sense of crisis, particularly in its hardline
stance on refugee and immigration policy (“Deutschland muss wieder selbst entscheiden,
wer ins Land kommt” - Germany must once again decide for itself who enters the
country). The party still employs emotionally charged terms such as “massive
Zuwanderung” (mass immigration), “unverantwortliche Politik” (irresponsible policy),
and “Überforderung” (systemic overload). However, the 2025 manifesto uses far more
indirect language than previous versions. The chapter on Islam has disappeared, and
there is no overt criticism of Muslims. While the manifesto still implicitly criticizes
immigrants, the tone is noticeably more subdued. For instance, phrases like “Kriminalität
steigt, Gefährdung der inneren Sicherheit” (suggesting a link between increased
immigration and crime) are less direct than before, and immigrants and refugees are
described as a “Belastung der Sozialsysteme” (burden on social systems) without explicit
hostility. Some immigrants are framed as “Sozialtouristen” (welfare tourists), indicating
a continued, albeit more subtle, critical stance.
Third, the AfD now attaches the term “ideology” to pragmatic issues in an effort to
deconstruct the discourse surrounding ideology itself. One of the party’s key issues is
climate policy, on which it maintains a strong position. For example, the AfD utilizes
chapters on democracy to argue against climate initiatives such as the Green Deal,
repeatedly criticizing the EU’s Green Deal as “planned economy” and “climate ideology.”
The party’s stance on electric vehicles is also unequivocal: technological development
and market forces, rather than ideology-based prohibitive policies (auf ideologischer
Verbotspolitik), should determine outcomes. Interestingly, the AfD does not use the term
“ideology” indiscriminately. In the 2025 manifesto, the word appears 44 times, most
frequently (seven times) in the chapter on “Agriculture, Environment, Climate.” By
employing the term “ideology” in areas not typically interpreted as ideological, such as
climate and media, the AfD seeks to shed the risks associated with grand ideological
discourse and instead project a pragmatic image.
The Limits of the Moderation of the AfD and Its Implications
As demonstrated in the preceding analysis, the AfD has undergone a shift in its ideological
orientation, endeavoring to present a more pragmatic facade. These efforts are
inextricably linked to the party's ongoing survival. The German Federal Constitutional
Court has observed that the AfD is susceptible to being designated as a far-right party
14
.
Since 2021, there have been ongoing debates regarding the far-right tendencies of the
AfD. In the current discourse, the argument has been posited that the prohibition of anti-
14
Deutschlandfunk. (2025, May 5). AfD-Verbotsverfahren: Was spricht dafür und was dagegen?
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Ideological Shift in the German Alternative Für Deutschland (Afd) and its Implications
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36
democratic parties or organizations constitutes a tool available to a well-defended
democracy, thereby providing grounds for the potential dissolution of the AfD. The legal
foundation for such a prohibition is articulated in Article 21 of the Basic Law
15
.
However, in February 2025, a majority vote in favor of initiating the ban procedure was
not achieved. While 124 members of parliament supported the motion, but this was
insufficient to bring it to a vote in the Bundestag. Historically, the Federal Constitutional
Court has prohibited the formation of political parties that exhibit Nazi tendencies, as
evidenced by the banning of the Socialist Reich Party (SRP) during the 1950s. Similarly,
the German Communist Party (KPD), which demonstrated Stalinist leanings, has also
been disbanded. While it is possible to follow the ban procedure based on the Court’s
judgment, concerns have been raised that such a process is not only complex but could
also harm the democratic system itself.
Conversely, the capacity of the AfD to attain full moderation, given its present
momentum, remains a subject of speculation. A potential avenue through which far-right
forces may evolve towards a more moderate stance is through a process of “de-
demonization.” A proximate illustration of this phenomenon can be observed in France,
where Marine Le Pen's strategy of disavowing her father's controversial views proved
effective in the 2011 electoral campaign, thereby enabling her to attain a level of electoral
success that her father, Jean-Marie Le Pen, had not been able to achieve during the
1970s. In the period under the leadership of Marine Le Pen, the National Front
(subsequently renamed the National Rally) underwent a transformation that led to its
adoption of an image consistent with the traditional right-wing party. This shift was
evident in the outcomes of the general elections
16
.
An alternative perspective reveals that the moderation of political parties has been
demonstrated through the case of the Grüne. The efforts directed towards the moderation
of the AfD are associated with the party's capacity to contribute to the promotion of
peace. The following strategies are among those that the AfD can employ toward
moderation. At the ideological level, the party could adopt a strategy of expanding toward
the center, a process exemplified by Grüne. Secondly, it could potentially facilitate the
restoration of relations with major parties and contribute to the breakdown of the cordon
sanitaire. Thirdly, the initiative has the potential to expand its support base. However, it
should be noted that these three conditions are also closely related to the limitations of
the AfD's moderation.
Firstly, if the AfD continues to moderate its stance, the party risks losing its dedicated
and fervent support base. The formation of the AfD was predicated on the presence of
profound ideological divisions, a factor that has been intricately intertwined with the
party's identity. The AfD, founded in 2013, initially emerged as a moderate right-wing
party that opposed the euro. However, in 2016, due to internal divisions, a faction that
emphasized anti-Islam and anti-immigrant stances gained control and expanded its
15
Parteien, die nach ihren Zielen oder nach dem Verhalten ihrer Anhänger darauf ausgehen, die freiheitliche
demokratische Grundordnung zu beeinträchtigen oder zu beseitigen oder den Bestand der Bundesrepublik
Deutschland zu gefährden, sind verfassungswidrig(Grundgesetz für die Bundesrepublik Deutschland, Art 21).
16
Cho, H.-S. (2024). The French parliamentary election and European populism: The success and limitations
of the National Rally (RN). Legislative Studies, 30(3), 3866.
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Jeong-Ae Choi
37
influence. In the face of the inability to identify pragmatic solutions to the substantial
influx of refugees, the Russia-Ukraine war in 2022 resulted in the arrival of new refugees
from Ukraine. Concurrently, Germany encountered supply chain disruptions, the impact
of the COVD-19 pandemic, and an economic downturn, precipitating a decline in public
trust in the established political parties. During this period, the AfD party experienced
significant growth, capitalizing on prevalent anxieties regarding the future and distrust
of the political establishment. It is evident that the most significant basis for the
proliferation of far-right political entities in Europe is the prevailing sentiment of
disillusionment with established left- and right-wing parties. The ascendance of the AfD
in Germany can be interpreted as a manifestation of this disillusionment with
conventional political discourse. In essence, the capacity of the AfD to effectively
assimilate is inherently constrained.
Secondly, due to the political isolation of the AfD, Germany's major parties adhere to a
strategy of non-cooperation with the AfD, a practice referred to as the "Brandmauer"
(firewall). This phenomenon functions as a structural impediment, hindering the
incorporation of the AfD into the political mainstream, irrespective of any policy
moderation. In contrast, France's response entailed the exclusion of radical policy
stances, thereby embarking on a course of moderation. The RN (Rassemblement
National), while maintaining an anti-elite rhetoric, has also recruited elites from
institutions such as Sciences Po and ENA into its leadership. Moreover, it relinquished its
stance on exiting the eurozone, progressively adopting a stance that advocated for the
reform of Europe in accordance with French national interests. In the case of Italy's
Giorgia Meloni, it is evident that she has demonstrated a capacity to adapt to the norms
and institutional frameworks of the EU. This adaptation is characterized by the adoption
of a pragmatic policy approach, which contrasts with the advancement of extreme policy
agendas
17
.
Thirdly, the AfD has garnered substantial support in the former East Germany.
Transcending its geographical limitations necessitates broadening its electoral base
beyond this regional stronghold. For instance, in the aftermath of reunification,
sentiments of political and economic marginalizationmanifested in the perception of
being relegated to "second-class citizenship"fueled not only nostalgia for socialism but
also aspirations for national resurgence. Consequently, this socio-political context
contributed to elevated levels of support for radical ethnic nationalism and cultural
conservatism in these regions.
While the AfD has achieved considerable nationwide expansion by 2025, securing second
place in the February 2025 federal election, significant geographical disparities persist.
The party continues to command over one-third of votes in eastern states, whereas its
support in western regions remains comparatively modest. The party's challenge has
evolved from a mere matter of geographical expansion to one of consolidating support
across diverse regional contexts. Moreover, it is imperative to overcome its current state
of political isolation to achieve governing power. Absent such consolidation, the AfD faces
a quandary that fundamentally restricts its progress toward political normalization.
17
Cho, H.-S. (2024). The French parliamentary election and European populism: The success and limitations
of the National Rally (RN). Legislative Studies, 30(3), 56-57.
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Ideological Shift in the German Alternative Für Deutschland (Afd) and its Implications
Jeong-Ae Choi
38
Specifically, the party risks losing its core eastern base while failing to garner sufficient
mainstream acceptance in the west.
Meanwhile, the AfD continues to face significant challenges in altering its perception
nationwide, particularly within the former West Germany, where its reputation remains
predominantly negative. The social underpinnings that foster support for the AfD in
former East Germany encompass economic disparities and regional imbalances,
phenomena that are also evident in countries such as Italy. While the party's robust
support base has undoubtedly contributed to its rise, it is also a significant factor that
hinders the party's capacity to consolidate its expansion through moderation. The party's
electoral prospects in the Western regions are characterized by volatility and dependence
on protest voting. Conversely, any strategic shift toward moderation may result in the
alienation of the radical core in the Eastern regions, which is crucial for maintaining
organizational stability and ideological coherence.
Conclusion
Thus far, we have analyzed the electoral support for the AfD in Germany has been
conducted, along with an examination of its implications. Moreover, the challenges
associated with consolidating geographic and regional support have been thoroughly
assessed. This support is imperative for the party's evolution. Finally, an analysis has
been conducted to determine the ways in which the party has attempted to overcome its
political isolation. The crux of this quandary is the paradox of moderation. The AfD has
solidified its position as a novel pole of opposition by capitalizing on divisions within the
established order. However, it now faces inconsistencies in its attempts to moderate its
conduct in order to gain acceptance into that very establishment.
The German case offers several critical implications. First, the most salient grievance
among former East German citizens and a primary catalyst for the far-right party's
ascendance centers on labor market anxieties. These populations regard refugees and
immigrants as direct competitors for employment, a perception that has fueled both
economic marginalization and socio-political alienation. The electoral entrenchment of
the AfD in the former East Germany must be understood within this economic and social
context, where citizens have gravitated toward the party's ethno-nationalist and anti-
immigration platform as a response to perceived structural disadvantages. Consequently,
a more comprehensive examination of the immigrant issue within the context of social
alienation in the former East Germany after German reunification is imperative. It is
imperative that this examination encompass a thorough assessment of the social
integration of immigrants.
Secondly, it is imperative to perpetually examine methods of social integration by
evaluating not only the federal government of Germany but also the practices of state
governments. North Rhine-Westphalia is the region with the largest immigrant population
in all of Germany, possessing a long history of migrant workers. The state government's
social integration education is characterized by its comprehensive approach to
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39
educational integration, encompassing both formal and informal educational settings
18
.
Consequently, despite having the highest proportion of foreigners, North Rhine-
Westphalia continues to demonstrate the highest level of social inclusion. A more in-
depth analysis is particularly necessary regarding bodies such as the Social Integration
Council for immigrants and native residents. The government's endeavors to foster social
integration are inherently deficient without the active involvement of local residents. The
cultivation of awareness and policy-level reflection, complemented by active social
discourse, is instrumental in fostering vigilance against the far-right and nurturing a
healthier democracy.
Thirdly, a high level of micro-level analysis of social conflicts is necessary, enabling the
development of multi-layered approaches to resolve them. In the case of Germany, it is
imperative to undertake a more comprehensive analysis of the support base for the AfD,
with a particular focus on examining the patterns of AfD support among both younger
and older generations. The emergence of far-right political parties can be attributed to
various factors, including economic inequality, population decline, and political alienation.
These factors vary in their impact across different generations and geographical regions.
Society exhibits diversity across economic and social strata, with multiple interests
intermingling.
This finding aligns with the previously emphasized importance of social integration and
connects to the significance of social integration education targeting not only immigrants
but also the general public. The recent rise of far-right politics, evident not only in
Germany and Korea but also in numerous other nations, is indicative of a prevailing trend
of polarization. The solution to this issue is found in the facilitation of discussions
concerning integration at the individual, regional, and societal levels. This complexity
necessitates a multifaceted approach, as addressing one aspect alone would not suffice.
The interconnected nature of these dimensions, akin to the interlocking gears of a
machine, underscores the necessity for a holistic perspective.
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OBSERVARE
Universidade Autónoma de Lisboa
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Identity, and (Un)Bordering in Contemporary Europe and Asia
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41
RECONFIGURING BORDERS THROUGH HIGH-SKILLED MIGRATION: KOREA
AND EUROPE IN COMPARATIVE PERSPECTIVE
JOONPYO LEE
eagleeagle55@hufs.ac.kr
Joonpyo Lee is a full-time researcher at the Center for Southeast Asian Studies, Hankuk
University of Foreign Studies (Republic of Korea). He received his Ph.D. in Law from Hankuk
University of Foreign Studies in 2012. His major research areas include Southeast Asian regional
governance and migration-related legal systems. https://orcid.org/0009-0003-4664-897X
Abstract
This article examines how high-skilled migration policies reconfigure legal borders by
comparing South Korea’s Top-Tier Visa and the European Union’s EU Blue Card. In response
to population ageing, low fertility, labour shortages, and global competition for talent, both
Korea and the EU have strengthened legal pathways for attracting high-skilled migrants.
However, their institutional designs differ significantly. Korea’s Top-Tier Visa is structured
around state-led selection, national strategic industries, and conditional pathways to
settlement, whereas the EU Blue Card relies on standardized legal criteria, employment
contracts, salary thresholds, professional qualifications, rights-based residence, and intra-EU
mobility. Using legal and policy analysis combined with a comparative legal approach, this
study examines four dimensions: selection criteria, residence stability, labour market access
and mobility, and pathways to long-term settlement. The analysis shows that Korea selectively
admits top-tier talent in advanced sectors such as semiconductors, biotechnology, artificial
intelligence, and batteries, but its system remains strongly conditioned by administrative
verification and industrial policy objectives. By contrast, the EU Blue Card provides a more
rights-based and multi-level framework by linking residence and work authorization with
family reunification, equal treatment, social rights, and mobility across member states. The
article argues that high-skilled migration policy should not be understood as debordering or
simple liberalization. Rather, it represents selective legal openness through which states and
supranational legal orders differentially allocate mobility, residence rights, labour market
access, and settlement opportunities. Contemporary borders are therefore not disappearing
but being reconfigured as normative and institutional boundaries that privilege particular
categories of talent.
Keywords
High-skilled migration, Selective legal openness, Top-Tier Visa, EU Blue Card, Reconfiguration
of borders.
Resumo
Este artigo analisa a forma como as políticas de migração de pessoas altamente qualificadas
reconfiguram as fronteiras legais, comparando o «Visto de Nível Superior» da Coreia do Sul
com o «Cartão Azul da UE» da União Europeia. Em resposta ao envelhecimento da população,
à baixa fertilidade, à escassez de mão-de-obra e à concorrência global por talentos, tanto a
Coreia do Sul como a UE reforçaram as vias legais para atrair migrantes altamente
qualificados. No entanto, os seus modelos institucionais diferem significativamente. O «Visto
de Nível Superior» da Coreia está estruturado em torno de uma seleção liderada pelo Estado,
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VOL. 17 Nº. 1, TD 3
Thematic Dossier Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in
Contemporary Europe and Asia
September 2026, pp. 41-62
Reconfiguring Borders Through High-Skilled Migration: Korea and Europe
in Comparative Perspective
Joonpyo Lee
42
de indústrias estratégicas nacionais e de vias condicionais para a fixação, enquanto o «Cartão
Azul da UE» assenta em critérios jurídicos padronizados, contratos de trabalho, limiares
salariais, qualificações profissionais, residência baseada em direitos e mobilidade intra-UE.
Recorrendo a uma análise jurídica e política combinada com uma abordagem jurídica
comparativa, este estudo examina quatro dimensões: critérios de seleção, estabilidade da
residência, acesso ao mercado de trabalho e mobilidade, e vias para a fixação a longo prazo.
A análise revela que a Coreia admite seletivamente talentos de alto nível em setores
avançados, tais como semicondutores, biotecnologia, inteligência artificial e baterias, mas o
seu sistema continua fortemente condicionado pela verificação administrativa e pelos
objetivos da política industrial. Em contrapartida, o Cartão Azul da UE proporciona um quadro
mais baseado em direitos e em vários níveis, ao associar a autorização de residência e de
trabalho ao reagrupamento familiar, à igualdade de tratamento, aos direitos sociais e à
mobilidade entre os Estados-Membros. O artigo defende que a política de migração de pessoas
altamente qualificadas não deve ser entendida como a eliminação das fronteiras ou uma
simples liberalização. Pelo contrário, representa uma abertura jurídica seletiva através da qual
os Estados e as ordens jurídicas supranacionais atribuem de forma diferenciada a mobilidade,
os direitos de residência, o acesso ao mercado de trabalho e as oportunidades de
estabelecimento. As fronteiras contemporâneas não estão, portanto, a desaparecer, mas sim
a ser reconfiguradas como limites normativos e institucionais que privilegiam categorias
específicas de talentos.
Palavras-chave
Migração de pessoas altamente qualificadas, Abertura jurídica seletiva, Visto de Nível
Superior, Cartão Azul da UE, Reconfiguração das fronteiras.
How to cite this article
Lee, Joonpyo (2026). Reconfiguring Borders Through High-Skilled Migration: Korea and Europe in
Comparative Perspective. Janus.net, e-journal of international relations. Thematic Dossier
Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary Europe and Asia,
VOL. 17 Nº. 1, TD3, September 2026, pp. 41-62. DOI https://doi.org/10.26619/1647-
7251.DT0626.3
Article submitted on March 30, 2026 and accepted on May 10, 2026.
JANUS.NET, e-journal of International Relations
e-ISSN: 1647-7251
VOL. 17 Nº. 1, TD 3
Thematic Dossier Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in
Contemporary Europe and Asia
September 2026, pp. 41-62
Reconfiguring Borders Through High-Skilled Migration: Korea and Europe
in Comparative Perspective
Joonpyo Lee
43
RECONFIGURING BORDERS THROUGH HIGH-SKILLED
MIGRATION: KOREA AND EUROPE IN COMPARATIVE
PERSPECTIVE
1
JOONPYO LEE
Introduction
As labour shortages caused by low fertility, population ageing, and the upgrading of
industrial structures have emerged as structural challenges, many countries have come
to regard the attraction of high-skilled talent as a central task for maintaining national
competitiveness. As the transition toward a knowledge-based economy accelerates, high-
skilled migrants are no longer viewed merely as a supplementary labour force but as
strategic resources that shape innovation capacity and technological competitiveness. In
response, states have increasingly refined their visa systems, residence statuses, and
settlement-support policies to compete in the global “talent competition” (INSEAD &
Portulans Institute, 2025, p. 10).
As Shachar (2006) argues, contemporary states compete to attract the “best and
brightest” by using legal statuses such as residence rights, settlement rights, and
citizenship as incentives. In this sense, high-skilled migration policy should not be
understood simply as a mechanism for admitting foreign workers or managing population
mobility. Rather, it constitutes a legal and institutional device through which states
selectively identify, attract, and incorporate categories of foreign nationals. Whereas
traditional foreign labour policies focused primarily on the functional management of
labour shortages in industrial sectors, contemporary high-skilled migration policies are
increasingly linked to advanced industrial competitiveness, innovation capacity, and
national growth strategies.
This shift is evident in both Korea and the European Union (EU). Korea has introduced
the Top-Tier Visa as a policy response to population ageing, low fertility, and labour
shortages in advanced industries, thereby institutionalizing the entry and settlement of
high-skilled foreign talent. The EU, for its part, has revised the EU Blue Card system in
order to strengthen a regional framework for the mobility of high-skilled third-country
nationals. Although both systems represent strategic migration policies designed to
respond to global talent competition, they differ significantly in their legal criteria for
1
This work was supported by the Ministry of Education of the Republic of Korea and the National Research
Foundation of Korea (NRF-2024S1A5C2A02046352).
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Thematic Dossier Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in
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Reconfiguring Borders Through High-Skilled Migration: Korea and Europe
in Comparative Perspective
Joonpyo Lee
44
selecting high-skilled migrants, the ways in which they provide residence stability and
labour market mobility, and the institutional pathways through which long-term
settlement is enabled. These differences reveal distinct modes of the “selective
reconfiguration of borders” in the field of high-skilled migration.
Despite the growing importance of this issue, existing scholarship has tended to focus
mainly on labour market demand, economic effects, and demographic policy. Relatively
little comparative legal analysis has examined how high-skilled migration policies allocate
differentiated rights of mobility and residence to selected migrants through specific legal
criteria and institutional structures. This gap is particularly notable in the Korean case.
Although Korea’s high-skilled migration policy has recently undergone rapid
institutionalization, its legal structure and settlement orientation have not yet been
sufficiently examined in comparison with the EU Blue Card.
Against this background, this study compares the legal frameworks governing high-
skilled migration in Korea and the EU, focusing on Korea’s Top-Tier Visa and the EU Blue
Card. More specifically, it examines how the selection criteria, residence stability, labour
market access and mobility, and pathways to long-term settlement for high-skilled
migrants are institutionalized in each system. The study addresses the following research
questions. First, what legal criteria do Korea and the EU use to select high-skilled
migrants? Second, how do the two systems guarantee residence stability and labour
market mobility? Third, how are institutional pathways to long-term settlement
structured? Fourth, how do these legal frameworks institutionalize high-skilled migration,
and how are they related to the selective reconfiguration of borders?
Methodologically, this study combines legal and policy analysis with a comparative legal
approach, drawing on relevant statutes, policy documents, and government materials
from Korea and the EU. By doing so, it analyses high-skilled migration policy not merely
as an instrument for attracting talent, but as an institutional mechanism through which
states and supranational legal orders differentially allocate mobility, residence rights,
labour market access, and settlement opportunities. The remainder of the article is
organized as follows. Section 2 presents the legal characteristics of high-skilled migration
policy and the analytical framework of the study. Section 3 examines Korea’s Top-Tier
Visa system. Section 4 analyses the legal structure of the EU Blue Card. Section 5
compares the two systems and draws out the institutional, theoretical, and policy
implications of high-skilled migration policy.
Analytical Framework
The Legal Nature of High-Skilled Migration Policy
High-skilled migration policy should be understood not merely as a mechanism for
managing population mobility or admitting foreign workers, but as a legal and
institutional device through which states selectively admit particular categories of foreign
nationals. Traditionally, migration policy developed around the regulation of labour
supply and demand and the control of national borders. More recently, however, it has
been reoriented toward attracting specific forms of talent on the basis of economic value,
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Thematic Dossier Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in
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Reconfiguring Borders Through High-Skilled Migration: Korea and Europe
in Comparative Perspective
Joonpyo Lee
45
technical capacity, and innovation potential. This shift is closely related to the view that
international migration is structured not only by market forces but also by state policy
choices and institutional frameworks (de Haas, 2011, p. 2).
The modern state has increasingly been reconfigured as a migration state” that seeks
to balance economic openness with political control (Hollifield, 2004, p. 885). High-skilled
migration policy illustrates this tension particularly clearly. States need external talent to
sustain economic growth and industrial competitiveness, yet they must also manage and
control migration. Accordingly, high-skilled migration policy does not constitute a form
of unrestricted openness. Rather, it creates a selective management structure in which
openness and control are combined.
In this process, states classify certain foreign nationals as “high-skilled talent” by
applying criteria such as educational qualifications, professional experience, income level,
employment contracts, and technological fields, and grant them more stable residence
statuses and rights. This structure goes beyond administrative classification. It functions
as a legal framework that differentially allocates mobility, residence stability, labour
market access, and settlement opportunities. Such a selective structure is also related to
Shachar’s (2006) notion of a “talent-for-citizenship exchange,” in which states
strategically offer legal statuses such as residence rights, permanent residence, and
citizenship in order to secure the knowledge, skills, and economic contributions of high-
skilled talent.
Therefore, high-skilled migration policy should not be understood through a binary
distinction between opening and restricting migration. Rather, it should be analysed as a
selective legal framework through which states differentially distribute mobility and rights
in accordance with their policy objectives and economic needs.
Key Dimensions of Comparative Analysis
From this perspective, this study identifies four analytical dimensions for comparing high-
skilled migration policies in Korea and the EU. This framework builds on existing
scholarship that understands high-skilled migration policy not simply as a system of entry
authorization, but as a legal structure through which states select particular forms of
talent and differentially allocate residence status and rights (Shachar, 2006; Hollifield,
2004). It is also connected to the policy perspective of the Global Talent Competitiveness
Index 2025, which emphasizes the importance of states’ capacity to attract and retain
talent in the context of global talent competition (INSEAD & Portulans Institute, 2025).
The first dimension is selection criteria. This refers to the legal requirements through
which states define and select high-skilled migrants. Educational qualifications,
professional experience, income level, employment contracts, and links to strategic
industries function as key criteria for privileging or excluding particular migrants.
The second dimension is residence stability. This concerns the extent to which high-
skilled migrants can reside securely in the receiving state or region. The length of
residence, conditions for maintaining residence status, possibilities for renewal, and
pathways to long-term residence are central indicators for assessing whether a high-
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Reconfiguring Borders Through High-Skilled Migration: Korea and Europe
in Comparative Perspective
Joonpyo Lee
46
skilled migration policy is oriented merely toward short-term labour recruitment or
toward longer-term settlement.
The third dimension is labour market access and mobility. This refers to whether high-
skilled migrants are tied to a specific employment relationship or are able to move
relatively freely within the labour market. Occupational restrictions, the possibility of
changing employers, inter-sectoral mobility, and regional mobility directly affect both the
utilization of migrants’ skills and the stability of their residence.
The fourth dimension is pathways to settlement. This refers to the institutional
possibilities through which high-skilled migrants may be incorporated into the receiving
society over the long term. These include access to permanent residence, long-term
resident status, family accompaniment, labour market access for family members, and
links to social rights.
These four dimensions are analytically distinct but closely interconnected. Selection
criteria determine the conditions of entry; residence stability defines the continuity of
legal status after admission; labour market mobility shapes the scope and autonomy of
economic activity; and pathways to settlement affect the long-term social incorporation
of high-skilled migrants. This study uses these four dimensions to compare how the high-
skilled migration regimes of Korea and the EU institutionalize selective openness and the
reconfiguration of borders.
Selective Openness and the Reconfiguration of Legal Borders
The analytical framework outlined above allows high-skilled migration policy to be
understood through the lens of selective openness.” High-skilled migration policy does
not operate by fully opening or closing borders. Rather, it differentially grants mobility,
residence, labour market access, and settlement opportunities to migrants who meet
specific criteria. In this sense, high-skilled migration policy can be seen as a process of
legal selection through which states determine which migrants are to be admitted and
which are to be excluded (Shachar, 2006, p. 148).
Within this structure, borders are no longer limited to territorial boundaries. They are
reconfigured as normative boundaries that differentially distribute mobility and rights
through legal requirements and institutional criteria (Mezzadra & Neilson, 2013, p. 3).
High-skilled migration policy should therefore be understood not as a process of
debordering, but as a process through which states readjust the operation of borders in
accordance with economic needs and legal criteria.
High-Skilled Migration Policy in Korea
Policy Background
Korea’s foreign labour policy has long developed around a functional system for admitting
foreign workers to compensate for labour shortages in industrial sectors. In
manufacturing, construction, agriculture, livestock, and fisheries, the policy focus has
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Reconfiguring Borders Through High-Skilled Migration: Korea and Europe
in Comparative Perspective
Joonpyo Lee
47
been on admitting and managing low- or medium-skilled foreign workers for limited
periods in order to meet sectoral labour demand. In this process, migration policy was
designed primarily from the perspective of labour market supplementation and residence
control. Such a structure tended to treat foreign workers as temporary labour resources
for addressing shortages in specific industries, rather than as long-term members of
society.
However, recent demographic and industrial changes have exposed the limitations of this
conventional approach. The deepening of low fertility and population ageing, the decline
of the working-age population, and the restructuring of the economy around advanced
industries have all increased the need to reconsider Korea’s migration policy. In
particular, as the securing of high-level technical personnel in strategic sectors such as
semiconductors, biotechnology, artificial intelligence, and batteries has become directly
linked to national competitiveness, Korea’s immigration policy has increasingly been
expected to move beyond simple labour supplementation and toward the attraction and
settlement of high-skilled talent. This indicates that immigration policy is no longer a
peripheral component of labour policy, but has become a strategic policy domain closely
connected to industrial policy, demographic policy, and innovation policy.
This policy direction is more clearly reflected in the government’s 2030 Future Strategy
for Immigration Policy. The strategy identifies the attraction of outstanding foreign talent
and support for their settlement in Korea as key policy tasks, moving away from the
previous emphasis on low-skilled and low-wage foreign labour. In particular, it seeks to
establish an institutional basis for attracting high-level talent in advanced industries and
enabling such migrants to reside and settle stably in Korean society. In this respect, the
strategy can be understood as a policy document that reflects a medium- to long-term
transformation in Korea’s immigration policy (Ministry of Justice, 2026, p. 1).
Nevertheless, the actual structure of Korea’s foreign labour force remains heavily centred
on non-professional and functional workers. As of December 2025, the number of
professional foreign workers staying in Korea under the E-1 to E-7 categories was
107,634, whereas the number of non-professional workers under the E-8, E-9, E-10, and
H-2 categories reached 486,413, more than four times higher (Korea Immigration
Service, 2026). This shows that, despite the government’s policy emphasis on attracting
high-skilled talent, Korea’s foreign labour structure still relies heavily on a functional
labour admission system designed to supplement labour shortages in industrial sectors.
Accordingly, Korea’s high-skilled migration policy may be understood as transitional in
character: it remains rooted in the existing foreign labour management system, while
gradually introducing limited settlement-oriented elements.
Legal Basis and Selection Criteria of the Top-Tier Visa
The most notable instrument in Korea’s policy for attracting high-skilled foreign talent is
the Top-Tier Visa. In terms of its legal basis, the Top-Tier Visa is institutionalized as a
subcategory of the Residence (F-2) status under Item 24 of Table 1-2 of the Enforcement
Decree of the Immigration Act. More specifically, Ministry of Justice Notice No. 2025-86,
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Reconfiguring Borders Through High-Skilled Migration: Korea and Europe
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48
titled Notice on the Qualification Criteria and Eligible Persons for Top-Tier Talent in
Advanced Fields among Persons Falling under Item 24(j) of Table 1-2 of the Enforcement
Decree of the Immigration Act, sets out the qualification criteria and categories of eligible
persons for top-tier talent in advanced fields. Therefore, the Top-Tier Visa should not be
regarded merely as a policy slogan or administrative programme. Rather, it constitutes
a legal and administrative residence pathway specified through the Residence (F-2)
status under the Enforcement Decree and further detailed by the Ministry of Justice
Notice.
The Notice defines “advanced fields” as areas in which innovative technologies or
research are carried out in industry, venture business, start-ups, and research sectors
for the purpose of strengthening national competitiveness. These fields are to be
determined by the Minister of Justice in consultation with the heads of relevant central
administrative agencies. The Notice also defines “top-tier talent” as high-level personnel
at the level of chief engineer or mid-career researcher or above who plan projects and
lead research or technological development in advanced fields (Ministry of Justice Notice
No. 2025-86, Article 2). This definition shows that the Top-Tier Visa is not a general
scheme for all professional workers, but a selective programme targeting top-level talent
capable of leading technological development and research in advanced fields.
The core of the Top-Tier Visa lies in its strict qualification requirements. Under Article 3
of Ministry of Justice Notice No. 2025-86, applicants must have obtained a master’s or
doctoral degree from a world-class university and must possess a certain period of
relevant experience in advanced fields at a global top 500 company, a government-led
research institute, or a comparable institution. They must also have an annual income of
at least three times the per capita Gross National Income (GNI) of the previous or
preceding year. In addition, applicants must satisfy requirements related to the Social
Integration Programme or the Test of Proficiency in Korean (TOPIK), and must undergo
verification and recommendation by relevant central administrative agencies (Ministry of
Justice Notice No. 2025-86, Article 3).
These requirements constitute a complex selection structure combining educational
qualifications, professional experience, income level, Korean language or social
integration capacity, and administrative verification. In particular, by using criteria such
as graduation from a world-class university, experience at a global top 500 company,
and high income, the Top-Tier Visa distinguishes high-skilled talent from the broader
category of foreign workers. In this respect, it functions as a legal and administrative
device for selecting individuals who are likely to contribute to national strategic
industries.
The Notice also provides certain exceptional pathways. Article 4 of Ministry of Justice
Notice No. 2025-86 allows not only those who satisfy all the criteria under Article 3, but
also certain other persons to be included among eligible applicants. These include
individuals who do not fully meet some of the educational or experience requirements
but have an income of at least four times the per capita GNI of the previous or preceding
year; individuals who have worked for at least one year in an advanced field at a domestic
company and meet the relevant income requirements; and individuals whom the Minister
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49
of Justice recognizes as possessing outstanding knowledge and technology necessary for
strengthening competitiveness in advanced fields (Ministry of Justice Notice No. 2025-
86, Article 4). This indicates that the Top-Tier Visa is based on strict formal requirements
while also incorporating a degree of discretionary recognition to reflect the specific
characteristics of advanced industries and the flexible evaluation of talent.
Overall, the selection structure of the Top-Tier Visa is organized around relevance to
national strategic industries, world-class educational and professional credentials, high
income, and government verification, rather than around a broad notion of professional
expertise. The system therefore shows how Korea adjusts the openness of its borders by
selectively admitting top-level talent deemed necessary for national industrial policy,
rather than by broadly incorporating high-skilled migrants as a general category of
professional workers.
Residence Stability, Labour Market Access, and Settlement Pathways
The Top-Tier Visa includes settlement-oriented elements that distinguish it from
conventional short-term employment-based residence statuses. Talent selected through
this scheme may be incorporated into a subcategory of the Residence (F-2) status, which
enables them to obtain relatively stable residence and broader opportunities for economic
activity compared with existing employment visas. This indicates that Korea’s policy for
attracting high-skilled talent is moving beyond simple employment authorization and
toward a framework that takes long-term residence and settlement into consideration.
In terms of residence stability, the Top-Tier Visa provides a more stable structure than
existing employment-based statuses such as the E-7 visa. The E-7 status is generally
premised on a specific occupation and employment relationship, and the maintenance of
residence status is closely tied to continued employment. By contrast, the Top-Tier Visa
is based on the Residence (F-2) status, thereby providing high-skilled talent with a more
stable residence status. This structure is significant because it creates an institutional
basis for high-skilled migrants to reside and work in Korea over the long term, rather
than being used merely as short-term labour resources.
The Top-Tier Visa also offers broader possibilities for labour market access than
conventional employment visas. Existing professional residence statuses are often linked
to specific employment contracts, occupations, and workplaces, which may restrict the
labour market mobility of foreign professionals. By contrast, the F-2-based Top-Tier Visa
allows relatively broad economic activity, thereby expanding the scope of career choice
and occupational mobility for high-skilled migrants. This can be regarded as an
institutional advantage that enables high-skilled migrants to utilize their skills and
expertise more flexibly.
With regard to settlement pathways, the Top-Tier Visa includes elements designed to
support long-term settlement, such as family accompaniment, housing and education
support, and the possibility of obtaining permanent residence after a certain period of
stay (Ministry of Justice, 2025, p. 1). This represents an important shift in that high-
skilled migration is no longer understood only as individual employment mobility, but
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50
also as involving family-based living conditions and the possibility of long-term social
incorporation. In the competition to attract high-skilled talent, residence stability, family
accompaniment, children’s education, and the prospect of long-term settlement can all
function as important factors influencing migrants’ decisions.
Nevertheless, this settlement orientation remains limited. Although the Top-Tier Visa
provides high-skilled migrants with more stable residence and the possibility of
settlement, its scope is restricted by strict legal and administrative requirements,
including advanced-field eligibility, world-class educational and professional credentials,
high income, and verification and recommendation by relevant government ministries.
Therefore, while the scheme represents an important step toward introducing settlement-
oriented elements into Korea’s immigration policy, its openness is strongly conditioned
by national strategic needs and administrative selection criteria.
Relationship with Existing Visa Categories
The Top-Tier Visa was introduced not as a replacement for the existing residence status
system for professional workers, but as a supplementary pathway within that system. In
Korea’s regime for high-skilled or professional foreign workers, the most representative
residence statuses are the E-7 visa for designated activities and the D-10 visa for job
seeking. These statuses have allowed foreign professionals to enter the labour market
and engage in employment in Korea, but they have also revealed certain limitations in
terms of residence stability, labour market mobility, and long-term settlement.
The E-7 visa is the representative employment-based residence status that allows foreign
nationals to work in specific professional fields. In particular, the E-7 visa has an industrial
policy character in that occupations are designated by Ministry of Justice notices in
response to sectoral demand in areas such as information technology, biotechnology,
and semiconductors, and these occupational categories may be expanded or adjusted as
needed (Lee, 2025, p. 80). The visa has served as a major channel for attracting high-
skilled workers by allowing qualified foreign nationals to engage in professional activities
at companies or institutions in Korea. However, the E-7 visa is generally premised on a
specific occupation and employment relationship, and the maintenance of residence
status is closely connected to employment status. As a result, the labour market mobility
of foreign professionals may be relatively limited, and their dependence on a particular
employer or job may be high.
Another important limitation is that the E-7 category includes both high-skilled
professionals and skilled functional workers. In practice, the E-7 status is divided into
professional workers (E-7-1), semi-professional workers (E-7-2), general skilled workers
(E-7-3), and skilled functional workers (E-7-4). As of March 2025, skilled functional
workers under the E-7-4 category accounted for 49.7 per cent of all E-7 visa holders
(Lee, 2025, pp. 8182). In particular, the E-7-4 scheme is designed to allow foreign
nationals already residing in Korea under the E-9, E-10, or H-2 categories to convert to
the E-7-4 status if they satisfy certain skill and employment-duration requirements. This
is meaningful in terms of securing skilled workers for industrial sites, but it differs in
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51
character from the attraction of globally competitive high-skilled talent in advanced
industries. Therefore, when the attraction of high-skilled talent and the conversion of
skilled functional workers coexist within the same broad professional worker category,
the clarity of policy objectives may be weakened (Ministry of Justice, 2023; Jin, 2024).
The D-10 visa is a job-seeking residence status that allows foreign students or
professionals to search for employment opportunities in Korea. This status functions as
a supplementary mechanism for expanding the inflow and settlement potential of high-
skilled talent by allowing individuals to stay in Korea for a certain period before securing
employment. However, because the D-10 visa is a residence status for the job-seeking
stage, it cannot itself be regarded as a system that guarantees stable long-term residence
or settlement.
Foreign students are also important as a potential source of high-skilled talent. After
completing their studies at Korean universities under the D-2 residence status, foreign
students may convert to a D-10 job-seeking visa or an E-7 professional employment visa.
In practice, however, the transition process may be constrained by requirements such as
the alignment between academic major and job duties, income thresholds, and
employment contracts. This suggests that Korea’s international student policy has not
yet been organically linked to its high-skilled immigration policy (Park, 2023; Korean
Educational Development Institute, 2023).
Compared with these existing categories, the Top-Tier Visa has a different legal
character. Whereas the E-7 and D-10 visas each focus on a specific stageemployment
or job seekingthe Top-Tier Visa, as a subcategory of the Residence (F-2) status,
considers long-term residence and settlement from the stage of selection. In other words,
the Top-Tier Visa is not merely an employment authorization status. Rather, it is a
scheme designed to expand the possibility of long-term settlement by granting a more
stable residence status to top-tier talent in advanced fields.
At the same time, the Top-Tier Visa should be understood not as a comprehensive
restructuring of the entire residence status system for professional workers, but as an
additional preferential pathway for top-level talent built on the existing system. Korea’s
current regime operates through multiple categories, including E-7, D-8-4, and F-2, but
automatic and sequential linkages to long-term settlement have not yet been sufficiently
institutionalized (Lee, 2025, pp. 8586). In particular, because the legal basis of the Top-
Tier Visa is found in the F-2 residence status under the Enforcement Decree and is further
specified by a Ministry of Justice notice, it is more appropriately understood as a special
residence pathway combining subordinate legislation and policy-based selection criteria,
rather than as a comprehensive high-skilled immigration system established at the
statutory level.
Legal Assessment: Selective Openness under State-Led Control
Korea’s policy for attracting high-skilled talent represents an important institutional
development in that it provides a selectively open residence pathway for high-skilled
foreign nationals. In particular, the Top-Tier Visa has legal significance because it
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52
establishes a separate set of criteria for top-tier talent in advanced fields within the
Residence (F-2) status under Table 1-2 of the Enforcement Decree of the Immigration
Act, and specifies the qualification criteria and eligible persons through Ministry of Justice
Notice No. 2025-86.
Nevertheless, Korea’s high-skilled migration regime remains grounded in state-led
selectivity and conditional control. First, its selection structure is strongly oriented toward
industrial policy. The advanced fields covered by the Top-Tier Visa are determined by the
Minister of Justice in consultation with the heads of relevant central administrative
agencies. This shows that the scope of high-skilled talent is defined less by a broad
concept of professional expertise than by national industrial policy needs and
administrative judgment.
Second, residence stability has improved, but it remains conditional. The Top-Tier Visa
expands the possibility of long-term residence and settlement through the F-2 residence
status. However, access to this status is limited to those who satisfy strict criteria
concerning education, professional experience, income, Korean language ability or social
integration, and verification and recommendation by relevant central administrative
agencies. Thus, the Korean system does not guarantee settlement as a general right for
high-skilled migrants; rather, it constructs settlement as a special status granted to
individuals who meet specific conditions.
Third, labour market mobility has been partially expanded, but remains limited at the
level of the broader system. The Top-Tier Visa provides broader opportunities for
economic activity than the existing E-7 status because it is based on the F-2 residence
status. However, Korea’s professional residence status system as a whole remains closely
linked to specific employment relationships, occupations, and industrial sectors.
Accordingly, the expansion of labour market mobility is only partially realized within the
limited pathway of the Top-Tier Visa.
Fourth, pathways to settlement have been introduced, but they remain selective and
limited. The Top-Tier Visa includes institutional elements for long-term settlement by
presenting the possibility of obtaining permanent residence after a certain period of stay.
However, this pathway is primarily available to a limited group of top-tier talent in
advanced fields. It is therefore difficult to conclude that Korea has developed a
generalized settlement-oriented system across its broader high-skilled immigration
policy.
In sum, Korea’s high-skilled migration policy is moving away from the previous model of
low-skilled and temporary foreign labour management toward a system that takes the
attraction and settlement of high-level talent into account. However, its legal structure
is not yet a general settlement-oriented immigration regime. It is better understood as
a special pathway selectively open to top-level talent needed for national strategic
industries. Korea’s high-skilled migration regime therefore expands selective openness,
but remains grounded in state-led selection and conditional control.
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High-Skilled Migration Policy in the European Union
Policy Background
The European Union (EU) has recently faced the dual challenge of demographic change
and labour market imbalance. Labour shortages have continued to emerge across a wide
range of sectors, including tourism, healthcare, and information and communication
technology (ICT), directly affecting economic growth and industrial competitiveness. In
this context, legal migration has increasingly been regarded as an important policy
instrument for addressing labour market needs in the EU, while the attraction of high-
skilled talent has become a key strategy for maintaining technological competitiveness
and innovation capacity (European Commission, 2022, p. 1).
Demographic change is a particularly important background factor behind the
strengthening of the EU’s high-skilled migration policy. The EU faces the long-term
structural problem of a declining working-age population. The share of the working-age
population, which stood at approximately 65 per cent in 2019, is projected to fall to
around 55 per cent by 2070 (European Commission, 2022, p. 1). Since this problem
stems not from cyclical labour shortages but from long-term demographic
transformation, the EU has sought more proactive policy responses, including the
attraction of talent from outside the Union. The OECD has likewise emphasized that
population ageing and shortages of skilled labour have increased the importance of
migration policy, and that high-skilled migration is being used as a major policy
instrument for addressing labour market demand (OECD, 2025, p. 6).
The EU Blue Card system is the EU’s representative legal framework for high-skilled
migration, established to facilitate the entry and residence of high-skilled third-country
nationals. It is not merely an entry permit. Rather, it functions as a residence and work
permit that allows qualified third-country nationals both to reside and to work in an EU
member state (Directive (EU) 2021/1883, Art. 2(3); Art. 9(7)). In particular, Directive
(EU) 2021/1883, revised in 2021, sought to make the EU a more attractive destination
for high-skilled talent by introducing more flexible admission criteria, faster procedures,
expanded rights, and strengthened mobility between member states.
In legal terms, the EU Blue Card is based on an EU Directive. A Directive is binding on
member states as to the result to be achieved, while leaving to national authorities the
choice of form and methods of implementation (TFEU, Art. 288(3)). Accordingly, although
the EU Blue Card establishes common legal standards at the EU level, its actual
application depends on implementation through the domestic laws of each member state.
In this respect, the EU Blue Card should be understood not as a fully unified single
immigration regime, but as a multi-level legal framework combining EU-level common
standards with national implementation structures. Directive (EU) 2021/1883 also
recognizes that member states may maintain separate national residence permits for
high-skilled migrants in addition to the EU Blue Card (Directive (EU) 2021/1883, Art.
3(3)). The EU Blue Card thus has a dual character: it is an EU-level common legal
framework, while at the same time operating through member-state implementation and
coexistence with national schemes.
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Legal Basis and Selection Criteria under Directive (EU) 2021/1883
The selection structure of the EU Blue Card is organized around an employment contract,
a salary threshold, and higher education qualifications or equivalent professional
experience. This shows that the EU does not select high-skilled talent on the basis of
abstract capacity alone, but institutionalizes high-skilled migration in connection with
actual labour market demand.
The first core requirement is an employment contract or a binding job offer. Applicants
must present a contract or binding offer of highly qualified employment for at least six
months, on the basis of which residence status is granted (Directive (EU) 2021/1883,
Art. 5(1)(a)). The EU Blue Card is therefore not a general job-seeking visa or points-
based immigration scheme, but an employment-oriented high-skilled migration system
based on an actual or prospective employment relationship. This structure reflects the
EU’s policy orientation toward managing the admission of high-skilled talent in connection
with labour market demand.
The second requirement is a salary threshold. The EU Blue Card requires applicants to
meet a minimum salary level set by the member state, which must correspond to a
specified multiple of the average annual salary (Directive (EU) 2021/1883, Art. 5(3)
(5)). This salary requirement functions as an institutional mechanism for verifying
whether the employment concerned requires a high level of expertise and skill. In this
sense, the EU Blue Card uses salary level as an indirect indicator of skill level and
potential economic contribution within the labour market.
The third requirement is higher education qualifications or equivalent professional
experience. The Directive allows not only higher education qualifications but also a certain
period of professional experience to be recognized as “higher professional skills”
(Directive (EU) 2021/1883, Art. 2(7)(9); Art. 5(1)(b)(c)). In particular, in the ICT
sector, professional experience may be recognized as equivalent to educational
qualifications, thereby increasing flexibility in response to labour market demand and
technological change. This indicates that the EU Blue Card is not limited to an education-
based model, but is designed to reflect both actual labour market demand and
professional competence.
This selection structure differs significantly from Korea’s Top-Tier Visa. Whereas the
Korean system focuses on national strategic industries and the selection of top-level
talent, the EU Blue Card links high-skilled employment and labour market demand
through employment contracts, salary levels, and professional qualifications. The
selection criteria of the EU Blue Card are therefore based less on the administrative
designation of specific industries than on relatively objective legal requirements for high-
skilled employment.
Residence Stability, Labour Market Access, and Settlement Support
A key feature of the EU Blue Card is that it provides high-skilled talent with a certain
degree of legal rights and residence stability beyond mere employment authorization.
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The Directive generally provides for a minimum period of residence of at least 24 months
and grants EU Blue Card holders the right to reside and work legally in the member state
concerned (Directive (EU) 2021/1883, Art. 9(2), Art. 9(7)). This is linked to the EU’s
broader policy objective of expanding legal migration pathways and providing high-skilled
migrants with a more predictable residence environment.
Labour market mobility is also a central element of the EU Blue Card. The Directive allows
changes of employer and labour market movement under certain conditions, and
provides for a more relaxed regime of labour mobility after a certain period (Directive
(EU) 2021/1883, Art. 15(1)(4)). This mechanism is intended to enable the expertise
and skills of high-skilled migrants to be used more flexibly. However, labour market
access under the EU Blue Card is not entirely unrestricted. It remains subject to the
institutional scope of highly qualified employment and to the specific implementation
practices of individual member states.
Family accompaniment is another important feature. The Directive provides for more
flexible family reunification and supports the swift entry and residence of family members
of high-skilled migrants (Directive (EU) 2021/1883, Art. 17). The accompaniment and
rights of family members are important conditions for enabling high-skilled migrants to
remain and settle over the long term. This suggests that the EU approaches the attraction
of high-skilled talent not merely as a matter of short-term labour recruitment, but also
from the perspective of long-term social integration.
Social rights and equal treatment are also important components of the EU Blue Card
system. EU Blue Card holders may enjoy equal treatment with nationals of the member
state concerned in various areas, including working conditions, education and training,
and social security (Directive (EU) 2021/1883, Art. 16(1)). This shows that the EU Blue
Card is not simply an employment permit, but a rights-based residence status. Its rights
structure indicates that the EU Blue Card recognizes high-skilled migrants as rights-
bearing persons, rather than merely as selectively admitted workers.
However, these rights are not granted universally to all migrants. They are limited to
high-skilled migrants who satisfy the requirements set out in the Directive. Therefore,
although the EU Blue Card strengthens a rights-based approach, the rights it provides
continue to operate within the framework of selective openness.
Intra-EU Mobility and Pathways to Long-Term Settlement
One of the most important features of the EU Blue Card is that it institutionalizes mobility
between member states. The Directive allows EU Blue Card holders to move to another
member state and engage in highly qualified employment under certain conditions
(Directive (EU) 2021/1883, Arts. 2021). This mechanism enables high-skilled migrants
not to remain fixed within a single member state, but to move and be utilized within the
EU labour market as a whole.
This intra-EU mobility constitutes an important point of contrast with Korea’s
employment-based residence structure. Korea’s residence status system for professional
workers is generally closely tied to specific employment relationships, occupations, and
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industrial sectors. By contrast, the EU Blue Card institutionalizes mobility within the EU
under certain conditions. This indicates that the EU understands high-skilled migrants
not merely as labour tied to the market of a single state, but as a resource that can
enhance the competitiveness and flexibility of the EU labour market as a whole.
Pathways to long-term settlement are also a key feature of the EU Blue Card. The
Directive institutionalizes the possibility of converting accumulated periods of legal
residence into long-term resident status and allows periods of residence in different
member states to be taken into account (Directive (EU) 2021/1883, Recital 51; Art. 18).
This is important because it shows that high-skilled migrants are not regarded merely as
short-term workers, but as a population group that may be incorporated into EU society
over the long term.
Family accompaniment and social rights are also closely connected to pathways to long-
term settlement. The possibility of long-term residence for high-skilled migrants is not
determined solely by individual employment conditions. It is also closely related to the
residence stability of family members, children’s education, access to social security, and
the labour market participation of family members. The EU Blue Card may therefore be
understood as a system that institutionalizes the mobility of high-skilled migrants while
also providing, to a certain extent, a social basis for long-term settlement.
Nevertheless, this possibility of long-term settlement is not an unconditional right. Long-
term residence and settlement pathways under the EU Blue Card remain linked to
employment status, salary requirements, residence periods, and member-state
implementation conditions. Actual operation may vary depending on domestic law and
administrative procedures in each member state. Therefore, although the EU Blue Card
strengthens a settlement-oriented approach, its implementation remains multi-layered
and conditional.
Legal Assessment: Rights-Based Selective Openness in a Multi-Level
Legal Order
The EU Blue Card is the EU’s representative legal framework for high-skilled migration.
It provides third-country nationals who meet requirements concerning employment
contracts, salary thresholds, and educational qualifications or professional experience
with residence stability, labour market access, family accompaniment, social rights, and
mobility between member states. In this respect, the EU Blue Card goes beyond a simple
entry permit or employment authorization and may be understood as a rights-based
high-skilled migration regime that grants a relatively comprehensive legal status to
selected high-skilled migrants.
First, the EU Blue Card strengthens a rights-based approach. The Directive provides for
labour market access, equal treatment, social security, and family reunification, thereby
granting high-skilled migrants a relatively stable legal status (Directive (EU) 2021/1883,
Arts. 1517). This shows that the EU recognizes high-skilled migrants not merely as
temporary labour resources, but as migrants with the potential for long-term residence
and social integration.
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Second, the EU Blue Card institutionalizes the possibility of long-term residence and
settlement. By granting a legal status that combines residence and employment to
migrants selected through employment contracts, salary thresholds, and educational or
professional qualifications, and by providing a pathway to long-term resident status
under certain conditions, the EU designs high-skilled migration not as a short-term
employment permit, but as part of a long-term talent attraction strategy.
Third, the EU Blue Card operates within a multi-level legal order. Since it is based on a
Directive, the EU Blue Card establishes common standards at the EU level, but its actual
operation depends on implementation through the domestic laws of member states
(Directive (EU) 2021/1883, Art. 3(3); Art. 4). Differences may therefore arise in
application procedures, salary thresholds, recognition of qualifications, and
administrative processing. These variations can limit the uniformity and predictability of
the system (de Lange & Vankova, 2022, p. 4).
Fourth, the EU Blue Card coexists with national high-skilled migration schemes. Directive
(EU) 2021/1883 recognizes that member states may maintain separate national
residence permits in addition to the EU Blue Card. This preserves the policy autonomy of
member states, but at the same time limits the extent to which the EU Blue Card can
function as a single and coherent high-skilled migration system across the Union.
Fifth, the openness of the EU Blue Card remains limited to high-skilled migrants who
satisfy specific requirements. Employment contracts, salary thresholds, and professional
qualifications function not only as criteria for selecting high-skilled migrants, but also as
criteria for excluding those who do not meet the required standards (Directive (EU)
2021/1883, Art. 5). Thus, although the EU Blue Card strengthens rights-based status
and mobility, it is not a universally accessible migration regime. It remains a structure of
selective openness limited to a particular category of migrants.
In sum, unlike Korea’s state-led and industrial policy-oriented model, the EU Blue Card
more strongly institutionalizes rights-based status and intra-EU mobility. At the same
time, it faces limitations arising from differences in member-state implementation,
coexistence with national schemes, and its restricted openness to selected high-skilled
migrants. The EU Blue Card should therefore be understood not as a fully unified EU-
level immigration status, but as a conditional and multi-layered high-skilled migration
pathway operating through national implementation structures. It also functions as a
selective legal boundary open only to migrants who satisfy specific requirements.
Comparative Analysis and Conclusion
Comparative Findings
Both Korea and the EU have strengthened their high-skilled migration policies in response
to global talent competition and structural labour shortages. However, the two systems
differ significantly in their criteria for selecting high-skilled migrants, the ways in which
they grant residence status and rights, the extent to which they allow labour market
mobility, and the manner in which they institutionalize pathways to long-term settlement.
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Whereas Korea’s Top-Tier Visa is based on administrative selection centred on national
strategic industries and conditional pathways to settlement, the EU Blue Card emphasizes
standardized legal requirements based on employment contracts, salary thresholds, and
professional qualifications, as well as rights-based mobility. These differences show that
selective openness in high-skilled migration is institutionalized in different ways within
each legal order.
First, with regard to selection criteria, Korea adopts a policy-driven and administrative
selection structure centred on advanced industries and national strategic sectors. The
Top-Tier Visa targets top-level talent in sectors such as semiconductors, biotechnology,
artificial intelligence, and batteries. It requires globally competitive educational and
professional backgrounds, high income levels, and verification and recommendation by
relevant government ministries. By contrast, the EU Blue Card defines high-skilled
migrants primarily through employment contracts, salary thresholds, higher education
qualifications, or equivalent professional experience. This approach differs from Korea’s
administrative designation of specific strategic industries, as it is based on relatively
standardized legal criteria linked to labour market demand.
Second, differences are also evident in residence stability and pathways to settlement.
Korea’s Top-Tier Visa provides a more stable residence status than conventional
employment-based visas because it is based on the Residence (F-2) status. However, its
scope is limited to a narrow group of top-tier talent in advanced fields. The Korean system
therefore introduces settlement-oriented elements, but its character remains limited and
exceptional. By contrast, the EU Blue Card provides a legal status that combines
residence and employment authorization, and it institutionalizes the possibility of
transition to long-term resident status under certain conditions. In addition, by linking
family accompaniment and social rights to residence status, the EU Blue Card offers a
clearer settlement-oriented framework for high-skilled migrants.
Third, labour market mobility is one of the areas in which the differences between the
two systems are most evident. In Korea, the Top-Tier Visa allows broader economic
activity than employment-based visas such as the E-7. Nevertheless, Korea’s overall
residence system for professional foreign workers remains closely tied to specific
employment relationships, occupations, and industrial sectors. As a result, labour market
mobility for high-skilled migrants has improved, but it remains constrained at the level
of the broader institutional system. In contrast, the EU Blue Card permits job changes
and labour market mobility under certain conditions, while also institutionalizing intra-EU
mobility. This indicates that the EU regards high-skilled migrants not merely as labour
tied to a particular member state, but as mobile human resources that can enhance the
flexibility and competitiveness of the EU labour market as a whole.
Fourth, the two systems also differ in their pathways to long-term settlement. Korea’s
Top-Tier Visa introduces settlement-supportive elements, including family
accompaniment, housing and education support, and the possibility of acquiring
permanent residence. However, these pathways are primarily available to a limited group
of top-tier talent in advanced fields. Moreover, the step-by-step linkage between existing
visa categories such as E-7, D-10, D-2, F-2, and permanent residence has not yet been
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59
sufficiently institutionalized. By contrast, the EU Blue Card provides a relatively clearer
route to long-term incorporation by linking family reunification, equal treatment, and the
possibility of transition to long-term resident status. Nevertheless, even in the EU, actual
settlement pathways remain multi-layered and conditional because of differences in
national implementation and the coexistence of domestic high-skilled migration schemes.
Table 1. Comparative Findings on High-Skilled Migration Policies in Korea and the EU
Dimension
Korea: Top-Tier Visa
EU: EU Blue Card
Selection
criteria
Strategic industries, education,
professional experience, income
level, and government
recommendation
Employment contract, salary
threshold, higher education
qualification or professional
experience
Residence
stability
F-2-based residence status, but
conditional and exceptional
Directive-based residence and work
permit with clearer legal safeguards
Labour market
mobility
Broader than E-7, but still
constrained by employment and
sectoral structures
Job mobility and intra-EU mobility
allowed under certain conditions
Settlement
pathways
Selective and limited access to
permanent residence
Linked to long-term residence, family
reunification, and equal-treatment
rights
Legal character
State-led, industry-oriented
selective openness
Rights-based selective openness in a
multi-level legal order
Ultimately, Korea and the EU share the common feature of selectively admitting high-
skilled talent, but they differ in the manner in which selection and openness are
organized. Korea has developed an administratively driven selection model centred on
national strategic industries and conditional pathways to settlement, whereas the EU has
developed a multi-level high-skilled migration regime centred on labour market
integration, rights protection, and intra-EU mobility.
Selective Legal Openness and the Reconfiguration of Borders
The high-skilled migration policies of Korea and the EU do not operate by fully opening
or closing borders. Rather, both systems selectively provide opportunities for mobility
and settlement to individuals who satisfy specific criteria. In this respect, both can be
characterized as forms of “selective legal openness.”
However, such selective openness does not simply mean an expansion of openness.
Contemporary borders are being reconfigured beyond physical territorial boundaries into
normative boundaries that operate through legal and institutional criteria such as
education, income, professional experience, employment contracts, and industrial
sectors. In other words, borders no longer function merely as mechanisms for
determining admission. They also operate as institutional structures that differentially
allocate mobility, residence stability, labour market access, and possibilities for long-term
settlement.
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In Korea, this selective legal openness operates mainly through national strategic
industries and administrative verification. High-skilled talent is understood as a strategic
resource that can contribute to the competitiveness of advanced industries, and
expanded residence and settlement opportunities are granted only to those who meet
the criteria defined by the state. In the EU, by contrast, selective legal openness is
institutionalized through a rights-based approach and intra-EU mobility. By combining
family rights, social rights, equal treatment, and mobility between member states, the
EU Blue Card institutionalizes high-skilled migrants as a mobile population group
connected to the EU labour market and society as a whole.
Nevertheless, both systems remain selective in that they are open only to migrants who
satisfy specific requirements. High-skilled migrants are granted expanded mobility,
residence stability, labour market access, and possibilities for long-term settlement, while
migrants who do not meet these criteria remain in more restricted and precarious legal
positions. High-skilled migration policy therefore does not weaken borders. Rather, it
reconfigures borders into more sophisticated and differentiated legal mechanisms.
Conclusion
This study has analysed how high-skilled migration policies are institutionalized through
specific legal structures and policy logics in the context of global talent competition by
comparing Korea’s Top-Tier Visa and the EU Blue Card. The analysis shows that Korea
has developed a selective management model centred on national strategic industries,
whereas the EU has developed a multi-level governance model that emphasizes rights-
based status and intra-EU mobility.
This comparison demonstrates that high-skilled migration policy is not merely an
instrument for securing labour. Rather, it is a legal mechanism that differentially
distributes mobility, residence rights, labour market access, and pathways to settlement.
By analysing high-skilled migration policy through the lens of “selective legal openness,”
this study has shown that borders are not being weakened or dismantled. Instead, they
are being reconfigured as normative boundaries selectively opened to particular
categories of talent.
From a policy perspective, Korea’s task is not simply to expand the attraction of foreign
talent, but to strengthen institutional linkages that allow high-skilled migrants to reside
and settle over the long term under a predictable legal status. To this end, Korea needs
to clarify the sequential linkages between the Top-Tier Visa and existing visa categories
such as E-7, D-10, D-2, F-2, and permanent residence, while more systematically
combining labour market mobility, family accompaniment, and settlement support.
In conclusion, high-skilled migration policy should be understood not as a result of
debordering, but as a process of readjusting the operation of borders through selective
openness. Korea’s future high-skilled migration policy needs to move beyond a short-
term attraction strategy centred on national strategic industries and develop into a stable
settlement-oriented legal framework capable of incorporating high-skilled migrants as
long-term members of society.
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OBSERVARE
Universidade Autónoma de Lisboa
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FROM EUROPE’S RIGHTS-BASED AI REGULATION TO KOREA’S INNOVATION-
ORIENTED FRAMEWORK: DIVERGING PHILOSOPHIES IN GLOBAL DIGITAL
AND AI GOVERNANCE
BONGCHUL KIM
bong625@hufs.ac.kr
Bongchul Kim is Professor at the Division of International Studies at Hankuk University of Foreign
Studies (South Korea). He obtained his Bachelor of Laws and Master of Laws from HUFS and
received his Ph.D. in Laws from King’s College London with the Overseas Research Scholarship
awarded by the UK government. He previously served as President of the Korean Society of
Contemporary European Studies (KSCES) and as Director of the HUFS EU Institute. He currently
serves as Director of the HUFS Jean Monnet EU Centre, HUFS Polar Research Centre, and
Director of the Seoul Institute of Global Affairs (SIGA).
Abstract
This article examines the divergent regulatory philosophies shaping global digital and AI
governance by comparing the European Union’s rights-based regulatory model, Italy’s
enforcement-oriented domestic adaptation, and Korea’s innovation-oriented AI framework. It
argues that the EU has emerged as a global regulatory power through its Digital Services Act,
Digital Markets Act, and Artificial Intelligence Act, embedding principles such as human
dignity, transparency, accountability, and fundamental rights protection into the architecture
of digital governance. Conceptually, the article situates the EU’s regulatory influence within
the framework of the Brussels Effect, showing how European digital and AI standards extend
beyond the EU market and shape broader international governance debates. Empirically, it
analyzes the EU AI Act’s risk-based regulatory structure and Italy’s national AI legislation,
which deepens EU regulatory logic through digital humanism, criminal liability, watermarking
obligations, and strong institutional oversight. The article then turns to Korea’s AI Basic Act,
highlighting its more flexible and innovation-oriented approach. Unlike the EU and Italian
models, Korea places greater emphasis on industrial development, data utilization, and
adaptive governance while selectively incorporating risk-based regulatory elements. Rather
than treating these models as mutually exclusive, the article argues that they reveal
complementary pathways in global AI governance. It concludes that future KoreaEU
cooperation should move beyond technical regulation and address the deeper philosophical
challenge of reconciling human-centered accountability with technological innovation.
Keywords
AI governance, EU AI Act, Brussels Effect, Korea AI Basic Act, Digital humanism.
Resumo
Este artigo analisa as filosofias regulatórias divergentes que moldam a governação global no
domínio digital e da IA, comparando o modelo regulatório da União Europeia, baseado nos
direitos, a adaptação nacional da Itália, orientada para a aplicação da lei, e o quadro de IA da
Coreia, orientado para a inovação. Defende que a UE se tornou uma potência regulatória
global através da sua Lei dos Serviços Digitais, da Lei dos Mercados Digitais e da Lei da
Inteligência Artificial, incorporando princípios como a dignidade humana, a transparência, a
responsabilização e a proteção dos direitos fundamentais na arquitetura da governação
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64
digital. Conceitualmente, o artigo situa a influência regulatória da UE no âmbito do «Efeito
Bruxelas», mostrando como as normas europeias em matéria de digital e IA se estendem
para além do mercado da UE e moldam debates mais amplos sobre a governação
internacional. Empiricamente, analisa a estrutura regulatória baseada no risco da Lei da IA da
UE e a legislação nacional italiana em matéria de IA, que aprofunda a lógica regulatória da
UE através do humanismo digital, da responsabilidade criminal, das obrigações de marcação
digital e de uma forte supervisão institucional. O artigo volta-se, em seguida, para a Lei Básica
sobre IA da Coreia, destacando a sua abordagem mais flexível e orientada para a inovação.
Ao contrário dos modelos da UE e da Itália, a Coreia maior ênfase ao desenvolvimento
industrial, à utilização de dados e à governação adaptativa, ao mesmo tempo que incorpora
seletivamente elementos regulamentares baseados no risco. Em vez de tratar estes modelos
como mutuamente exclusivos, o artigo defende que eles revelam vias complementares na
governação global da IA. Conclui que a futura cooperação entre a Coreia e a UE deve ir além
da regulamentação técnica e abordar o desafio filosófico mais profundo de conciliar a
responsabilização centrada no ser humano com a inovação tecnológica.
Palavras-chave
governação da IA, Lei da UE sobre a IA, Efeito Bruxelas, Lei Básica da Coreia sobre a IA,
humanismo digital.
How to cite this article
Kim, Bongchul (2026). From Europe’s Rights-Based AI Regulation to Korea’s Innovation-Oriented
Framework: Diverging Philosophies in Global Digital and AI Governance. Janus.net, e-journal of
international relations. Thematic Dossier Geopolitics of Anxiety: Ideology, Identity, and
(Un)Bordering in Contemporary Europe and Asia, VOL. 17 Nº. 1, TD3, September 2026, pp. 63-
82. DOI https://doi.org/10.26619/1647-7251.DT0626.4
Article submitted on March 30, 2026 and accepted on May 10, 2026.
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From Europe’s Rights-Based AI Regulation to Korea’s Innovation-Oriented Framework:
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Bongchul Kim
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FROM EUROPE’S RIGHTS-BASED AI REGULATION TO KOREA’S
INNOVATION-ORIENTED FRAMEWORK: DIVERGING
PHILOSOPHIES IN GLOBAL DIGITAL AND AI GOVERNANCE
1
BONGCHUL KIM
AI Governance in a Global Context: EU Leadership and Korea’s Emerging
Role
The development of intelligent technologies, including Artificial Intelligence (AI), is
advancing at an unprecedented pace, significantly expanding its influence across
economic, social, and security domains. Governments and corporations worldwide are
actively investing in AI development and deployment to prepare for this emerging era,
while simultaneously anticipating and addressing the social challenges that such
technologies may generate. As a result, AI has become a key arena of both international
competition and cooperation. States are striving to secure technological superiority while
also establishing institutional frameworks to mitigate risks such as privacy violations,
algorithmic bias, and misuse. Consequently, AI has emerged as one of the most critical
factors shaping future economic growth, governance structures, and security
environments.
Major countries are approaching AI not only as an engine of economic innovation but
also as a strategic asset in national security. Regulatory policies are expanding as
governments seek to protect domestic industries and maintain competitiveness,
recognizing that inadequate responses could undermine long-term economic
performance (National Information Society Agency, 2023). In the security domain, AI is
increasingly viewed as a core component of future warfare. The United States has
emphasized its importance in maintaining strategic dominance in a rapidly evolving
technological landscape (Walch, 2021), while China has projected the emergence of AI-
driven warfare in its national defense strategies (Cha, 2021). Europe, through
frameworks such as NATO, is also investing in the security applications of AI. These
developments demonstrate that AI is not confined to a single domain but is instead
reshaping multiple dimensions of global governance and competition.
In this context, the European Union (EU) introduced the Artificial Intelligence Act (EU AI
Act) in 2021, the world’s first comprehensive legislative attempt to regulate AI, which
1
This study is supported by Ministry of Education, the National Research Foundation of Korea(NRF-
2022S1A5C2A02091292), and 2026 Hankuk University of Foreign Studies academic research fund.
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was ultimately finalized in 2024. Unlike approaches that focus primarily on technological
development and economic utilization, the EU sought to establish a regulatory framework
ensuring the safe and ethical use of AI in everyday life. This initiative represents a
significant milestone in global AI governance and reinforces the EU’s role as a “normative
power” shaping international standards. As AI becomes increasingly embedded in daily
life, the need for such regulatory frameworks has grown more urgent, given the potential
for unintended social consequences. Therefore, analyzing the EU AI Act and its regulatory
principles provides an essential foundation for understanding the evolving landscape of
AI governance.
At the same time, effective AI governance requires active international cooperation, and
Korea has begun to play an important role in this process. Korea has recently enacted its
own Framework Act on Artificial Intelligence and is promoting national strategies to
support AI innovation and industrial growth. As one of the countries that has followed
the EU in establishing a legal framework for AI, Korea is well positioned to engage in
global discussions and collaborative efforts. In particular, given the similarities in
regulatory orientation between Korea and Europe, there is strong potential for deeper
cooperation.
This article begins with an introduction to the EU’s digital regulatory framework, focusing
on the enactment and key features of the AI Act, and then examines Korea’s legislative
response to AI governance. Ultimately, it argues that sustained legal and policy
cooperation between Korea and Europe in the field of digital and AI regulation is both
necessary and desirable for addressing shared challenges and promoting responsible
technological development. Such cooperation will contribute to the harmonization of
international standards and enhance mutual capacity to respond effectively to the rapidly
evolving risks and opportunities associated with AI.
EU Regulatory Power in the Digital and AI Economy: The Brussels Effect
and Global Implications
The Digital Economy, EU Regulatory Power, and the Brussels Effect
The digital economy now constitutes a significant portion of the global economy, and its
influence is expected to expand further in the coming years. In particular, as economic
and social activities shifted online during the global spread of COVID-19, e-commerce
and digital markets experienced rapid growth. As a result, the digital economy has
become an essential part of everyday life and a fundamental domain of modern markets.
In response, societies are transitioning toward digital-based systems, necessitating
corresponding transformations in national policies and institutional frameworks
(European Central Bank, 2020). Accordingly, major countries are striving not only to
address challenges arising from digitalization but also to secure a competitive advantage
in the global economy.
As of 2020, the size of the digital market had reached a level comparable to the gross
domestic product of G7 countries. Core elements of the digital environmentsuch as
data utilization, hyper-connectivity, and efficient software supplyhave become essential
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inputs across industries, similar to labor or electricity (World Economic Forum, 2020). At
the same time, advanced technologies such as AI and big data are increasingly integrated
into economic activities. Governments are therefore expanding policy frameworks to
incorporate digital trade and establish relevant norms (Park, J. H., 2024).
In this context, the European Union (EU) has played a leading role in shaping the digital
economy through regulatory and policy initiatives. The EU has promoted digital
transformation across industries while embedding these developments within a broader
normative framework aimed at protecting core values such as data protection and fair
competition (Choi, S. K., 2022). The urgency of these efforts increased significantly
following COVID-19, which accelerated both digital adoption and policy implementation
(Lee & Kim, 2022).
The EU’s digital strategy builds on its long-standing efforts toward economic integration.
Beginning with the Europe 2020 strategy and the Digital Agenda for Europe, the European
Commission introduced the Digital Single Market Strategy in 2015 to eliminate barriers
to digital economic activity and establish a unified regulatory environment (European
Commission, 2015). The Digital Single Market aims to ensure the free movement of
goods, services, capital, and people, while enabling individuals and businesses to operate
online under conditions of fair competition and strong data protection. Within this
framework, the General Data Protection Regulation (GDPR) has been a key instrument
in strengthening data governance (Noh, 2023).
The EU has continued to advance its digital strategy in recent years. In July 2024,
following the reappointment of Ursula von der Leyen, the EU introduced its Political
Guidelines 20242029, emphasizing the deepening of the Digital Single Market and the
promotion of AI-driven growth (European Commission, 2024a; Jang et al., 2024). In this
evolving landscape, cooperation between Korea and Europe is becoming increasingly
important. Given their shared emphasis on innovation, data protection, and fair
competition, closer collaboration can contribute to the harmonization of regulatory
standards, reduce fragmentation, and enhance mutual competitiveness in the global
digital economy.
A key concept for understanding the global influence of EU regulation is the Brussels
Effect, first introduced by Anu Bradford. This concept refers to the phenomenon whereby
EU regulatory standards extend beyond its borders and become de facto global norms
(Bradford, 2020). The EU’s ability to shape international regulatory environments stems
not from coercion, but from its capacity to set rules that others adopt voluntarily
(Bradford, 2012). This influence spans multiple domains, including data privacy,
consumer protection, competition policy, and digital governance.
At its core, the Brussels Effect is driven by the size and attractiveness of the EU’s internal
market. As one of the world’s largest consumer markets, the EU incentivizes multinational
corporations to comply with its regulations in order to maintain market access. Once
these standards are adopted, firms often apply them globally to ensure efficiency and
legal consistency. This process differs from traditional regulatory diffusion in that it is
based on market incentives rather than formal international agreements, making
voluntary compliance a defining feature.
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The Brussels Effect is closely linked to the concept of normative power, which refers to
the ability to shape global norms by defining what is considered legitimate or appropriate
(Manners, 2002). In this regard, the EU functions as a normative power by exporting its
regulatory frameworks. Bradford further distinguishes between the “de facto” Brussels
Effect, where firms voluntarily adopt EU standards, and the “de jure” Brussels Effect,
where such standards are formally incorporated into domestic legal systems (Bradford,
2021).
Recent developments suggest that the Brussels Effect is increasingly evolving into a de
jure phenomenon, as countries adopt EU-style regulations into their own legal
frameworks (Oh, C. R., 2023). A representative example is the General Data Protection
Regulation (GDPR), which has established itself as a global benchmark since its
implementation in 2018. By introducing strengthened individual rights and obligations
for data processorssuch as the right to erasure and data portabilityand applying
extraterritorially to organizations handling EU citizens’ data, the GDPR has significantly
expanded the global reach of EU digital norms. As a result, countries including Japan and
Korea, as well as multinational corporations, have increasingly aligned their regulatory
frameworks with EU standards.
EU Digital Market Regulation: DSA and DMA
The regulation of online platforms has emerged as a central issue in the global digital
economy. The growing dominance of large technology companies has raised concerns
about market concentration, unfair competition, and barriers to entry for smaller firms.
While these platforms generate efficiency gains and consumer benefits, their “winner-
takes-all” dynamics may limit innovation and reduce long-term market dynamism (Choi,
N. S. H., 2022). In addition, issues such as data privacy, algorithmic transparency, and
the spread of illegal or harmful content have intensified calls for regulatory intervention.
As a result, governments around the world are actively debating the scope and form of
digital market regulation. Within the EU, member states are required to implement
common regulatory frameworks; however, differences in administrative capacity and
institutional readiness have led to uneven enforcement across countries.
The EU has taken a leading role in addressing these challenges through proactive
regulatory strategies. A key milestone was the 2017 Google Shopping case, in which the
European Commission imposed a €2.42 billion fine on Google for abusing its dominant
position by favoring its own services. This case demonstrated the limitations of traditional
competition law in dealing with digital platforms and highlighted the need for more
targeted regulatory frameworks. In response, the EU has progressively strengthened its
regulatory approach to address structural issues in digital markets (Kang, 2019). At the
same time, member states have been required to adapt their domestic enforcement
systems, although the level of implementation and effectiveness has not been uniform
across the EU.
Building on this experience, the EU introduced a comprehensive legislative framework in
December 2020 through the Digital Services Act (DSA) and the Digital Markets Act
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(DMA). These laws, collectively known as the Digital Services Act Package, aim to address
systemic problems in the platform economy, including lack of transparency, data
protection concerns, and unfair business practices (European Commission, 2016). They
also reflect the EU’s broader objective of securing digital sovereignty and reducing
dependence on non-European technology firms (Echikson, 2024; Shin & Kim, 2023).
Although these regulations are directly applicable across the EU, variations in national
enforcementparticularly among Eastern European countriescontinue to influence
their practical implementation.
The Digital Services Act focuses on creating a safer and more transparent online
environment. It establishes clear obligations for online platforms regarding the removal
of illegal content, the protection of users, and the transparency of algorithms and
advertising systems. Platforms are required to implement effective content moderation
mechanisms and to provide users with information about how decisions are made. In
particular, very large online platforms are subject to enhanced responsibilities due to
their systemic impact on society. These measures are expected to improve trust,
accountability, and predictability in digital ecosystems (Lee, K. I., 2024).
The Digital Markets Act, in contrast, targets structural competition issues by regulating
“gatekeeper” platformsfirms that control key access points to digital markets and
possess significant market power. The DMA imposes ex ante obligations on these firms,
including requirements to ensure interoperability, enable data portability, and refrain
from self-preferencing practices. This proactive regulatory approach represents a
departure from traditional ex post competition enforcement and allows regulators to
prevent anti-competitive behavior before it occurs (Yang, J. W., 2024).
Taken together, the DSA and DMA establish a comprehensive regulatory framework that
addresses both content governance and market structure in the digital economy. They
aim to protect consumers, ensure fair competition, and foster innovation while reinforcing
the EU’s role as a global regulatory leader. As these laws apply to all firms operating in
the European market, including multinational corporations, their impact is likely to extend
beyond Europe through mechanisms similar to the Brussels Effect. At the same time,
internal variations among member states continue to affect the consistency and
effectiveness of enforcement. Consequently, the EU’s digital regulations are expected to
play a central role in shaping the future global governance of digital markets (Choi, Y.
S., 2022).
The EU AI Act: Background, Structure, and Global Implications
In 2021, the European Commission introduced a legislative proposal to regulate artificial
intelligence (AI) (European Commission, 2024a). As AI technologies became increasingly
commercialized, concerns emerged regarding potential violations of personal data and
fundamental rights. The proposal aimed to mitigate these risks while enhancing the
trustworthiness of AI systems. At the same time, the EU sought to balance regulation
with innovation by introducing complementary measures to support the development and
deployment of AI technologies.
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Following negotiations among the European Parliament, the European Commission, and
the Council of the European Union, the Artificial Intelligence Act was formally adopted in
2024 (European Council · Council of the European Union, 2024). As the first
comprehensive legal framework for AI governance, the Act has attracted global attention.
While it is widely recognized as a milestone in AI regulation, some critics argue that
stringent regulatory measures could potentially hinder technological innovation (Martens,
2024).
A defining feature of the EU Artificial Intelligence Act is its adoption as a “regulation”
within the EU legal system. As such, it is directly applicable in all member states without
requiring national implementing legislation and allows limited discretion in interpretation.
This ensures uniformity and strong legal binding force across the EU. The Act thus
represents a shift from earlier international approacheslargely based on non-binding
guidelinestoward enforceable legal standards (Hong, 2022).
The Act establishes a comprehensive and structured regulatory framework, consisting of
13 chapters, 113 articles, and 13 annexes. Its primary objective is to protect fundamental
rightsincluding health, safety, democracy, the rule of law, and environmental
protectionfrom risks associated with AI systems (Article 1). It applies broadly to AI
systems operating within the EU market, covering both providers and deployers, while
excluding military and national security applications (Article 2). Importantly, its scope
extends beyond the EU, requiring non-EU companies to comply if they wish to access the
European market (European Commission, 2024b).
In terms of regulatory content, the Act introduces differentiated obligations depending
on the type and risk level of AI systems. It includes transparency requirements (Chapter
4), specific provisions for general-purpose AI models such as risk management and
copyright (Chapter 5), and mechanisms to promote innovation, including regulatory
sandboxes designed to support startups and small and medium-sized enterprises
(Chapter 6). In addition, the Act reinforces data protection standards in alignment with
existing EU frameworks, ensuring consistency with broader privacy regulations (Park &
Kim, 2024).
Through the AI Act, the EU aims to extend its regulatory influence globally, similar to its
role in shaping international data protection standards through the GDPR (European
Council · Council of the European Union, 2024). Although formally limited to the EU, the
Act’s extraterritorial effects encourage foreign companies and governments to align with
its standards. In this regard, the EU is actively shaping global AI governance through
regulatory leadership, often described as a form of “normative diplomacy” (Yoon & Cho,
2024).
Despite its significance, the Act also faces several challenges. The rapid evolution of AI
technologies makes it difficult to anticipate and regulate emerging risks effectively.
Concerns have also been raised regarding the potential for overregulation to constrain
innovation and reduce economic competitiveness (Martens, 2024). Additionally,
information asymmetries between regulators and large technology firms may limit
enforcement effectiveness.
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Nevertheless, the increasing integration of AI into economic and social systems
underscores the necessity of regulatory frameworks. The EU AI Act represents a
comprehensive attempt to balance innovation with the protection of fundamental rights,
offering an important model for future AI governance at both regional and global levels
(Shim, 2024). In this context, countries such as Korea are increasingly required to
respond proactively to evolving EU regulatory standards and align their domestic
frameworks accordingly. Such efforts will be essential not only for maintaining access to
the European market but also for enhancing international cooperation and contributing
to the development of globally harmonized AI governance.
The EU AI Act and the Global Evolution of AI Governance: Risk-Based
Regulation and Korea’s Legislative Response
Italy’s AI Regulation and the Domestic Implementation of EU Digital
Governance
Italy has recently attracted significant attention for being one of the first European Union
member states to incorporate the EU’s artificial intelligence (AI) regulatory framework
into domestic law (Linklaters, 2025; European Parliament & Council of the European
Union, 2024). This development reflects a broader and ongoing process in which EU
digital and AI governance norms are increasingly being translated into national legislation
across member states (White & Case LLP, 2026). In this context, Italy’s case is
particularly notable, as it demonstrates an early and proactive alignment with the EU’s
evolving regulatory agenda, especially in the field of AI governance (JuLIA Project, 2025;
Linklaters, 2025).
Against this backdrop, Italy has advanced one of the most stringent national frameworks
for artificial intelligence regulation, positioning itself ahead of the EU Artificial Intelligence
Act in terms of detailed legal enforcement (White & Case LLP, 2026; The National Law
Review, 2026). The legislation, formally titled Disposizioni e delega al Governo in materia
di intelligenza artificiale, reflects a regulatory philosophy grounded in “digital humanism,”
which prioritizes human dignity, rights, and safety over technological development. The
law establishes a comprehensive national approach to governing AI, emphasizing that
technological innovation must remain within clear ethical and legal boundaries
(Linklaters, 2025).
One of the most distinctive features of the Italian AI law is the introduction of criminal
liability for the misuse of AI systems (White & Case LLP, 2026; The Guardian, 2025).
Individuals who use AI algorithms to endanger the physical or psychological safety of
others, or to interfere with democratic processes such as elections, may face
imprisonment ranging from one to five years (White & Case LLP, 2026; Linklaters, 2025).
In addition, the law imposes strict obligations on generative AI outputs, requiring that
synthetic content such as deepfakes be clearly labeled with visible watermarks. Non-
compliance can result in administrative fines of up to 7 percent of a company’s annual
revenue, reflecting a strong deterrent approach to AI-related harm (Linklaters, 2025;
White & Case LLP, 2026).
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The legislation also places significant emphasis on transparency, human oversight, and
the protection of minors. AI systems used in sensitive sectors such as employment,
healthcare, education, justice, and sports must operate under strict transparency
requirements and human supervision (CMS, n.d.). In particular, access to AI services by
children under the age of 14 requires parental consent, strengthening safeguards for
vulnerable users (The Guardian, 2025). These provisions reflect the broader objective of
ensuring that AI systems remain accountable and aligned with societal values.
In the area of intellectual property and data use, the law introduces a nuanced regulatory
approach (Cocuzza, 2025; Hogan Lovells, 2025). AI-generated works may be eligible for
copyright protection if they reflect genuine human intellectual contribution (Cocuzza,
2025). At the same time, the use of text and data mining is permitted only under specific
conditions, such as non-copyrighted materials or authorized scientific research. This
framework seeks to balance innovation in AI development with the protection of existing
intellectual property rights (Hogan Lovells, 2025).
Alongside regulatory measures, Italy has also introduced policies to support AI innovation
and industrial growth (Jones Day, 2025). The government has authorized the creation of
a state-backed venture capital fund of up to €1 billion to support companies operating in
AI, cybersecurity, and telecommunications. Regulatory responsibilities have been
assigned to the Digital Italy Agency (AgID) and the National Cybersecurity Agency (ACN),
ensuring institutional coordination between innovation promotion and security oversight
(Agenzia per l’Italia Digitale, n.d.). This dual structure reflects Italy’s attempt to integrate
regulation and industrial policy within a single governance framework.
Overall, Italy’s AI law represents a hybrid regulatory model that combines strict legal
enforcement, ethical principles centered on human rights, and active state support for
technological development (Linklaters, 2025; White & Case LLP, 2026). The government
under Prime Minister Giorgia Meloni has described the law as an effort to “bring
innovation back within the boundaries of public interest,” ensuring that AI development
contributes to economic growth while safeguarding citizens’ rights (The National Law
Review, 2026). As one of the first comprehensive national AI regimes in Europe to align
closely with the EU’s regulatory direction ahead of full implementation of the AI Act,
Italy’s approach is likely to influence broader European and global discussions on AI
governance.
The EU Risk-Based AI Regulation and Italy’s National Enforcement Model
A central pillar of the EU Artificial Intelligence Act is its risk-based approach,” which
serves as the core regulatory principle of the framework. Under this system, AI
technologies are classified into four categories according to their potential level of risk:
Unacceptable risk, High risk, Limited risk, and Minimal risk. This classification forms the
structural foundation of the Act, enabling differentiated regulation in which legal
obligations are proportionate to the level of risk posed by each AI system. In this sense,
the EU establishes an ex ante regulatory model that anticipates risks in advance and
assigns appropriate legal responsibilities accordingly (Y, C. S., 2024).
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73
Based on this framework, the Act imposes differentiated obligations on providers and
deployers of AI systems. High-risk systems are subject to the most stringent and
comprehensive regulatory requirements, reflecting their potential impact on safety and
fundamental rights. Limited-risk systems, by contrast, are primarily associated with
transparency obligations. These include requirements to inform users when they are
interacting with AI-generated content, thereby addressing potential informational
asymmetries and enhancing user trust. Minimal-risk systems, such as spam filters and
other widely used applications, are generally permitted with minimal regulatory
intervention, subject only to voluntary best-practice measures aimed at ensuring safety
and reliability.
At the most restrictive end of the spectrum, Chapter 2 prohibits AI systems classified as
posing unacceptable risks. These systems are deemed incompatible with EU values as
they may undermine human dignity, violate fundamental rights, or manipulate human
behavior, and are therefore prohibited in principle under Article 5, with only narrow
exceptions such as law enforcement or counter-terrorism contexts (Jeon, 2024). Chapter
3 (Articles 649) regulates high-risk AI systems in detail, allowing their use only under
strict compliance conditions. Providers must meet extensive requirements regarding data
governance, documentation, transparency, human oversight, and risk management,
ensuring a high level of accountability prior to market deployment.
Annexes 1 and 3 further specify the criteria for identifying high-risk systems. In general,
AI systems subject to existing EU product safety legislation are classified as high risk,
requiring conformity assessments, often conducted by third parties, to ensure compliance
with regulatory standards (Lee, S. Y., 2023; Mökander, J., et al., 2022). In addition,
systems used in sensitive areas such as biometric identification, critical infrastructure,
public services, and law enforcement are also included in the high-risk category and are
subject to rigorous pre-market controls.
In contrast to the EU framework, Italy has recently adopted a more enforcement-
intensive and human-centered approach through its national AI legislation. While the EU
AI Act primarily establishes a harmonized regulatory architecture based on risk
classification and compliance obligations, the Italian AI law complements this structure
by introducing stronger deterrent mechanisms at the domestic level. Notably, it
incorporates criminal liability provisions for the misuse of AI systems, including penalties
for the malicious use of AI that endangers individuals or interferes with democratic
processes. It also mandates explicit watermarking of synthetic content such as deepfakes
and imposes significant administrative fines for non-compliance. Furthermore, Italy
places stronger emphasis on direct state supervision, including parental consent
requirements for minors and centralized oversight by national agencies such as the
Digital Italy Agency (AgID) and the National Cybersecurity Agency (ACN). In this respect,
while the EU framework is primarily preventive and harmonized in nature, the Italian
approach is more punitive and enforcement-oriented, reflecting a stricter interpretation
of “digital humanism.”
Overall, the EU risk-based approach represents a systematic and preventive model of AI
governance aimed at embedding European valuessuch as human dignity, safety, and
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74
fundamental rightsinto technological regulation (Mökander, J., et al., 2022). By
contrast, Italy’s approach demonstrates how member states may supplement EU-level
harmonization with stricter national enforcement mechanisms. Together, these
developments illustrate a multi-layered governance structure in which EU-wide
regulatory principles are complemented by domestic legal experimentation. As a result,
the EU’s regulatory framework is increasingly positioned as a global reference point for
trustworthy AI governance, with implications extending beyond Europe into broader
international regulatory discussions.
Diverging Paths in Global AI Governance: The EU, Italy, and Korea
As the use of AI continues to expand, various adverse effects have become increasingly
apparent. Issues such as the misuse and abuse of AI in everyday life, the distortion of
facts generated by AI systems, violations of privacy, and the emergence of discriminatory
algorithms due to biased data have all been widely discussed (Rességuier, A., &
Rodrigues, R, 2020). These challenges highlight that AI is not only a driver of innovation
but also a source of significant social risks that require careful governance.
In response, there is now a broad international consensus on the need to regulate AI
technologies through structured governance frameworks. A key regulatory principle is
the identification and categorization of risks, followed by differentiated regulatory
measures that impose stricter obligations on higher-risk systems (Kim, B. Y., 2023).
However, AI governance models vary significantly across jurisdictions, reflecting
differences in institutional traditions, economic priorities, and technological capabilities.
The United States represents a leading innovation-driven model, emphasizing
technological leadership and flexible governance through executive orders and sectoral
regulation rather than a unified legal framework (National Information Society Agency,
2024). In contrast, China adopts a more centralized and state-led approach, combining
industrial promotion with strict regulatory control through laws such as the Cybersecurity
Law, Data Security Law, and Personal Information Protection Law (Lee, S. W., 2022).
Meanwhile, the European Union (EU) has developed a comprehensive rights-based
regulatory model centered on the Artificial Intelligence Act, which is grounded in a risk-
based classification system and strongly oriented toward the protection of fundamental
rights and the prevention of social harm.
Within this global regulatory landscape, Italy and Korea represent two distinct forms of
domestic adaptation to EU-style governance. Italy, as an EU member state, has gone
beyond the EU Artificial Intelligence Act by introducing a more enforcement-oriented
national framework grounded in “digital humanism.” Its legislation incorporates criminal
liability for the misuse of AI, mandatory watermarking of synthetic content, and strict
administrative penalties, alongside strong institutional oversight through national
agencies. In this sense, Italy exemplifies a “deepening” of EU regulatory logic at the
domestic level, particularly through stronger deterrence mechanisms and direct legal
enforceability.
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Korea, by contrast, reflects a different pattern of regulatory reception and adaptation. In
December 2020, the Ministry of Science and ICT and the Korea Information Society
Development Institute introduced the AI Ethics Guidelines, based on OECD principles and
emphasizing “AI for Humanity” (Ministry of Science and ICT, 2020). Building on these
soft-law foundations, Korea progressively developed legislative proposals that culminated
in the enactment of the Framework Act on the Development of Artificial Intelligence and
the Establishment of a Foundation for Trust (AI Basic Act), adopted on January 21, 2025
and scheduled to take effect in January 2026. The Act combines industrial promotion with
risk management, including state-led AI development planning, R&D support, and the
classification of “high-impact AI” subject to additional obligations (Article 2; Article 31;
Article 32).
Unlike the EU model, which prioritizes fundamental rights protection through a stringent
risk-based regulatory architecture, Korea places relatively greater emphasis on industrial
development and innovation support. While it adopts a similar risk-based classification
approach influenced by the EU framework (Kim, K. S., 2023), its regulatory intensity is
comparatively more flexible, reflecting national policy priorities aimed at strengthening
AI competitiveness.
When compared with the EU and Italian models, Korea occupies an intermediate position
in global AI governance. The EU represents a highly structured and rights-oriented
regulatory regime, Italy demonstrates an enforcement-enhanced domestic
implementation of that regime, and Korea reflects a hybrid model that integrates
regulatory principles with strong industrial policy objectives. This comparison highlights
how global AI governance is evolving into a multi-layered system in which shared
regulatory conceptssuch as risk-based classificationare adapted differently
depending on national and regional contexts.
Looking forward, the convergence and divergence among these models will continue to
shape the trajectory of global AI governance. As AI becomes further embedded in social
and economic systems, balancing innovation with accountability will remain a central
policy challenge. In this regard, the EU’s emphasis on trustworthy AI, Italy’s strong
enforcement-oriented adaptation, and Korea’s innovation-driven regulatory framework
together illustrate the diverse pathways through which states seek to govern emerging
technologies in an increasingly interconnected digital order.
Conclusion: Diverging and Bridging Regulatory Philosophies in Global AI
Governance
The rapid expansion of the digital economy and the deepening integration of AI into social
and economic systems have fundamentally reshaped global regulatory priorities. As this
study has shown, the European Union has emerged as a leading actor in digital and AI
governance through comprehensive legal instruments such as the Digital Services Act
(DSA), the Digital Markets Act (DMA), and the Artificial Intelligence Act. These
frameworks go beyond traditional market regulation by embedding core normative
principlessuch as human dignity, transparency, accountability, and the protection of
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76
fundamental rightsinto the architecture of digital governance. In this respect, the EU
functions not only as a regulatory power but also as a global standard-setter whose
influence extends well beyond its borders through mechanisms such as the “Brussels
Effect.”
At the same time, the EU experience demonstrates that formal regulatory harmonization
does not automatically translate into uniform implementation. Despite the legal unity of
EU regulations, differences in administrative capacity, institutional readiness, and policy
execution continue to shape how digital and AI rules are applied in practice. This gap
between formal convergence and practical divergence highlights the importance of
governance capacity as a key determinant of regulatory effectiveness, even within highly
integrated legal systems.
Against this background, Korea’s evolving AI governance framework, particularly the AI
Basic Act, reflects a distinct regulatory philosophy. The Act imposes mandatory
obligations only on high-risk AI systems such as those used in healthcare and biometric
identification, while leaving most other domains to voluntary self-regulation by firms. Its
enforcement structure relies primarily on corrective orders and administrative fines
rather than criminal sanctions. This design reflects a deliberate policy choice to avoid
excessive regulatory burden and to preserve room for innovation, responding to concerns
that strict regulation could hinder industrial growth. In this sense, AI in Korea is not
primarily framed as a risk to be contained, but as a strategic engine for overcoming
structural challenges such as low growth and demographic decline.
Within this context, a deeper philosophical divergence emerges between Korea and Italy
(representing the broader EU regulatory orientation). Italy’s recent AI legislation reflects
a strong “digital humanism” approach that prioritizes digital citizenship, copyright
protection, and strict accountability for AI misuse. It imposes criminal liability for harmful
AI applications and emphasizes the protection of creators’ rights, particularly against
unauthorized use of training data. Korea, by contrast, emphasizes data utilization,
algorithmic innovation, and flexible access to information, including more permissive
approaches to AI training data under the principle of fair use. This contrast reflects not
only different regulatory techniques but also fundamentally different normative
assumptions: Italy tends to frame AI as a domain requiring ethical containment to
preserve human dignity, while Korea approaches AI as a developmental tool to maximize
socio-economic transformation.
This divergence can be understood as a “philosophical time lag” between two regulatory
worlds. Italy’s approach asks whether technology can remain subordinate to human
rights and creative ownership, whereas Korea’s approach asks how technology can be
mobilized to solve urgent structural problems. One emphasizes precaution and moral
boundaries; the other emphasizes adaptability and innovation. Yet both systems also
face internal tensions: overly strict regulation risks slowing innovation in Europe, while
overly flexible governance raises concerns about ethical blind spots and social harm in
Korea.
In this regard, the two models should not be seen as mutually exclusive, but rather as
complementary reference points for constructing a more balanced global AI governance
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framework. Italy’s rights-centered approach offers an important reminder that
technological progress must remain anchored in human dignity and cultural values.
Korea’s innovation-oriented approach highlights the necessity of maintaining flexibility in
rapidly evolving technological environments. The challenge, therefore, lies in bridging
these two logicscombining ethical constraint with adaptive innovation.
Ultimately, strengthening cooperation between Korea and the European Union will be
essential not only in technological development but also in regulatory philosophy. As AI
becomes increasingly embedded in everyday life, the future of governance will depend
on the ability to reconcile innovation with accountability. A more integrated dialogue
between the EU’s rights-based regulatory tradition and Korea’s innovation-driven
governance model can contribute to the emergence of a more balanced global
frameworkone that ensures technological progress does not come at the expense of
human dignity, and that human-centered values do not inhibit technological
transformation.
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OBSERVARE
Universidade Autónoma de Lisboa
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83
RECONFIGURING ARCTIC GOVERNANCE: LAW, IDENTITY, AND EUROPE
KOREA COOPERATION
HO KIM
hufsho@kmu.ac.kr
Ho Kim is an associate professor in International Economic and Trade Law at the Keimyung
University (Republic of Korea). He received his S.J.D. from the American University. Professor
Kim’s fields of interest include legal issues of international commerce. He also focuses on
international and regional cooperation.
MINSUB SHIM
minsub690@gmail.com
Minsub Shim is a researcher in the field of International Trade and International Commercial Law.
He received his Ph.D. in International Trade from the Graduate School of International and Area
Studies at Hankuk University of Foreign Studies (Republic of Korea). His research specialization
includes the UNIDROIT Principles of International Commercial Contracts (PICC), international
commercial dispute resolution, and EU trade and legal systems. He also worked as an editorial
assistant at the Institute of EU Studies and the Journal of EU Studies for three years, where he
gained extensive academic and research experience in international trade and European studies.
Abstract
This study examines the structural transformation of Arctic governance through a
constructivist lens, focusing on the strategic roles of discourse, identity evolution, and
performance-based contributions. Climate change and escalating geopolitical rivalries
particularly post-Ukraine warhave exposed the institutional limitations of the Arctic Council
and eroded the traditional "low-tension cooperation" paradigm. In this shifting landscape,
geographic proximity is giving way to functional, contribution-based participation as the
primary source of legitimacy. Within this framework, this paper analyzes the complementary
trajectories of European and South Korean engagement. While Europe provides normative
leadership grounded in environmental regulation and multilateral institution-building, South
Korea has steadily expanded its role from a "responsible observer" to a technological and
operational "enabler," backed by its robust domestic legal frameworks, shipbuilding capacity,
and polar research infrastructure. The study argues that integrating Europe’s normative
sophistication with Korea’s industrial and technological expertise offers a strategic pathway to
overcome existing governance deficits. Ultimately, EuropeKorea cooperation represents a
model for a more inclusive, adaptive, and resilient multilateral architecture capable of
balancing sustainable development with environmental stewardship in a rapidly changing
Arctic.
Keywords
Arctic Governance, EuropeKorea Cooperation, Enabler, Identity Transformation, Normative
Power, Constructivism.
Resumo
Este estudo analisa a transformação estrutural da governação do Ártico através de uma
perspetiva construtivista, centrando-se nos papéis estratégicos do discurso, da evolução da
identidade e das contribuições baseadas no desempenho. As alterações climáticas e as
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84
rivalidades geopolíticas crescentes particularmente após a guerra na Ucrânia revelaram
as limitações institucionais do Conselho do Ártico e minaram o paradigma tradicional da
«cooperação de baixa tensão». Neste panorama em mudança, a proximidade geográfica está
a dar lugar a uma participação funcional e baseada na contribuição como principal fonte de
legitimidade. Neste contexto, o presente artigo analisa as trajetórias complementares do
envolvimento da Europa e da Coreia do Sul. Enquanto a Europa proporciona uma liderança
normativa assente na regulamentação ambiental e na criação de instituições multilaterais, a
Coreia do Sul tem vindo a expandir de forma constante o seu papel, passando de «observador
responsável» para «facilitador» tecnológico e operacional, apoiada pelos seus robustos
quadros jurídicos nacionais, capacidade de construção naval e infraestruturas de investigação
polar. O estudo defende que a integração da sofisticação normativa da Europa com a
experiência industrial e tecnológica da Coreia oferece um caminho estratégico para superar
os défices de governação existentes. Em última análise, a cooperação Europa-Coreia
representa um modelo para uma arquitetura multilateral mais inclusiva, adaptável e resiliente,
capaz de equilibrar o desenvolvimento sustentável com a gestão ambiental num Ártico em
rápida mudança.
Palavras-chave
Governação do Ártico, Cooperação Europa-Coreia, Facilitador, Transformação de Identidade,
Poder Normativo, Construtivismo.
How to cite this article
Kim, Ho & Shim, Minsub (2026). Reconfiguring Arctic Governance: Law, Identity, and Europe
Korea Cooperation. Janus.net, e-journal of international relations. Thematic Dossier Geopolitics
of Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary Europe and Asia, VOL. 17 Nº.
1, TD3, September 2026, pp. 83-98. DOI https://doi.org/10.26619/1647-7251.DT0626.5
Article submitted on March 30, 2026 and accepted on May 10, 2026.
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RECONFIGURING ARCTIC GOVERNANCE: LAW, IDENTITY, AND
EUROPE KOREA COOPERATION
HO KIM
MINSUB SHIM
Introduction
The Arctic is undergoing a profound transformation driven by the accelerating impacts of
climate change, geopolitical competition, and expanding economic interests. Rapid ice
melt is opening new maritime routes and increasing access to natural resources, thereby
elevating the region’s strategic importance. At the same time, these developments
intensify environmental risks, including ecosystem degradation, biodiversity loss, and
threats to indigenous communities. As a result, the Arctic is no longer a remote and
peripheral space but has emerged as a critical arena where global environmental,
economic, and security dynamics intersect.
These transformations have exposed significant limitations within the existing Arctic
governance system. Traditionally characterized by cooperation and low political tension,
the Arctic is increasingly shaped by strategic rivalry, particularly in the context of broader
geopolitical conflicts. Institutional frameworks such as the Arctic Council face growing
constraints in addressing emerging challenges, especially those related to security. This
evolving context calls for a reassessment of how Arctic governance is conceptualized and
practiced, moving beyond static institutional perspectives toward more dynamic and
adaptive approaches.
This study approaches Arctic governance through a constructivist lens, emphasizing the
roles of discourse, identity, and performative contribution. In multilateral governance
systems, states do not simply act based on material capabilities; they also construct their
roles and legitimacy through diplomatic narratives and sustained practices. From this
perspective, the Arctic is not merely a physical region but a socially constructed political
space in which influence is shaped by how actors define themselves and are recognized
by others. Accordingly, legitimacy in Arctic governance increasingly depends on
contribution-based participation rather than geographic proximity alone.
Within this evolving framework, Europe and Korea represent two distinct yet
complementary trajectories of engagement. European actors have played a central role
in shaping Arctic governance through scientific research, environmental regulation, and
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institutional development, establishing a form of normative leadership grounded in
sustainability and multilateralism. Korea, by contrast, has expanded its participation
through technological capacity, industrial strength, and growing involvement in scientific
and diplomatic initiatives. In particular, Korea’s transition from a “responsible observer”
to an “enabler” reflects a broader shift toward functional contribution as a basis for
legitimacy.
Against this backdrop, this study examines the transformation of Arctic governance and
explores the strategic potential of EuropeKorea cooperation. It argues that the
integration of Europe’s normative and institutional strengths with Korea’s technological
and operational capabilities offers a pathway to address existing governance limitations.
By analyzing legal frameworks, evolving state identities, and patterns of cooperation, the
study aims to demonstrate how a more inclusive, adaptive, and contribution-driven
governance model can emerge. Ultimately, it seeks to highlight the broader implications
of Arctic governance for global order in an era of increasing complexity and
interdependence.
Reconfiguring Arctic Governance: Legal Transformation, European
Engagement, and Korea’s Expanding Participation
Structural Transformation and the Crisis of Arctic Governance
The Arctic is undergoing profound structural transformation driven by the accelerating
impacts of climate change. The rapid melting of sea ice is no longer a seasonal anomaly
but a systemic shift, raising the possibility that the Arctic Ocean may evolve from a
periodic passage into a more stable maritime transportation corridor. At the same time,
increased accessibility to oil, gas, and rare minerals has significantly heightened global
economic interest in the region. These developments, however, are accompanied by
serious and interconnected challenges, including marine ecosystem degradation,
biodiversity loss, and growing threats to the livelihoods and rights of indigenous
communities. In particular, methane emissions released from thawing permafrost pose
long-term and potentially irreversible risks to the global climate system. As a result, the
Arctic is emerging as a complex geopolitical and environmental space where economic
opportunity, ecological vulnerability, and security concerns intersect on a global scale.
Geopolitical tensions are further undermining the stability of Arctic governance. The
intensifying rivalry between Russia and Western countries is transforming the Arctic from
a zone traditionally characterized by cooperation into one marked by strategic
competition. Military buildup, competing claims over maritime control, and expanding
resource development have escalated tensions across the region. These developments
are gradually eroding the long-standing model of “low-tension cooperation” that once
defined Arctic relations (Ingimundarson, 2014). At the same time, energy security and
control over emerging shipping routes have become central to national strategies,
reinforcing competitive dynamics. Consequently, the Arctic is being reshaped into a
complex geopolitical arena in which cooperation and conflict coexist.
In this evolving context, the Arctic Council has increasingly revealed its institutional
limitations. Heightened political tensions have constrained its ability to function
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effectively as a cooperative platform. Although the Council has historically focused on
environmental protection and sustainable development, it remains structurally ill-
equipped to address security-related issues (Kim & Kim, 2022). As a result, critical
concerns such as military tensions are often excluded from formal deliberations. This
institutional gap risks further fragmenting Arctic governance. In response, alternative
approaches including minilateral cooperation and more flexible partnership frameworks
are gaining increasing attention.
The legal architecture of the Arctic reflects a layered and adaptive system (Kim & Shim
2022). Arctic-related treaties can be broadly divided into two categories: those that apply
generally to global maritime affairs but are also relevant to the Arctic, and those
specifically designed for polar regions. Foundational agreements such as the United
Nations Convention on the Law of the Sea (UNCLOS) and the International Convention
for the Prevention of Pollution from Ships (MARPOL) were originally intended to govern
global maritime activities, yet they play a crucial role in Arctic governance. In particular,
Article 234 of UNCLOS, addressing “ice-covered areas,” provides a legal basis for coastal
states to adopt stricter environmental regulations tailored to the unique conditions of
polar regions (Gudev, 2020).
This framework is further complemented by polar-specific legal instruments. The
International Maritime Organization’s Polar Code establishes mandatory safety and
environmental standards for vessels operating in polar waters. The Svalbard Treaty, in
turn, provides a distinctive legal regime governing sovereignty and economic activity in
the Svalbard archipelago. Arctic agreements may also be categorized as multilateral,
regional, or bilateral. While UNCLOS, MARPOL, and the Svalbard Treaty represent
multilateral frameworks, regional arrangements often involve European actors, and
bilateral agreements such as the maritime delimitation treaty between Norway and
Russia play a critical role in stabilizing legal relationships (Yoo & Lee, 2020).
Despite the development of these legal frameworks, significant challenges remain. The
Arctic is among the regions most severely affected by climate change, making
international cooperation and continuous environmental monitoring essential for global
policy responses. At the same time, expanding resource extraction and tourism increase
pressure on fragile ecosystems. These dynamics underscore the need for more refined
and adaptive legal standards that can balance environmental protection with sustainable
development. Accordingly, Arctic governance frameworks are likely to continue evolving
in response to emerging environmental and geopolitical pressures.
Finally, international law becomes effective only through its incorporation into domestic
legal systems. States party to international treaties are obligated to implement these
norms through national legislation, a process that functions not only as a legal
requirement but also as a key policy instrument (Kim et al., 2023). Arctic coastal states,
for example, have strengthened domestic regulatory frameworks governing navigation
and territorial waters based on provisions such as UNCLOS Article 234. At the same time,
many countries have been developing legal and institutional systems related to maritime
safety, environmental protection, and polar research as their Arctic engagement
expands. Ultimately, Arctic governance operates through a dynamic, multilayered system
in which international and domestic law continuously interact.
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Europe’s Arctic Engagement: From Exploration to Norm-Based
Governance
Europe has played a foundational role in the early exploration and conceptualization of
the Arctic. Expeditions led by countries such as the United Kingdom, the Netherlands,
and Norway transformed the Arctic from an unknown frontier into a more comprehensible
geographical space. These explorations were driven not only by scientific curiosity but
also by economic motivations, including the search for new trade routes and natural
resources. In particular, the pursuit of Arctic sea routes was closely tied to imperial
competition and efforts to establish faster maritime connections to Asia. The
accumulation of navigational knowledge and advancements in cartography during this
period laid the groundwork for subsequent Arctic research and governance.
In the contemporary era, Europe’s perception of the Arctic has evolved in close
connection with the global challenge of climate change. Accelerating ice melt has
redefined the region as both a site of economic opportunity and environmental
vulnerability. While new shipping routes and resource extraction prospects attract
strategic interest, ecological degradation and biodiversity loss intensify the need for
environmental protection (Cavalieri et al., 2021). In response, European actors have
adopted a dual policy approach that seeks to balance economic utilization with
sustainability, particularly through strategic assessments linking climate governance,
regional development, and environmental stewardship in the Arctic (Arctic Centre,
University of Lapland, 2021). Nordic countries such as Norway, Sweden, and Finland, in
particular, perceive the Arctic as closely linked to their domestic ecological systems,
leading to integrated policy frameworks that align climate policy with Arctic strategy.
The European Union has further strengthened its engagement by framing the Arctic as a
key arena for global climate governance (Canova, 2025). By linking its carbon neutrality
agenda with Arctic policy, the EU positions the region as a frontline for climate action
(Shin, 2024). Concepts such as blue carbon and marine ecosystem protection have
emerged as central elements of this approach. This reflects a broader shift in viewing the
Arctic not merely as a site of resource exploitation, but as a domain requiring normative
regulation and environmental stewardship (Jung, 2022). The EU’s integration of scientific
research with regulatory frameworks enhances the legitimacy of its policies and aligns
with its broader identity as a “normative power” (Kuus,2020). This process also
demonstrates the EU’s expanding capacity for Arctic actorness beyond geographical
constraints (Jouhier, 2025).
European Arctic coastal states maintain a dual strategy that combines competition with
cooperation. Countries such as Norway and Denmark (via Greenland) actively pursue
maritime resource development and jurisdictional claims while simultaneously supporting
international legal frameworks. They rely on mechanisms such as UNCLOS to manage
disputes and legitimize their positions. Scientific data submissions and negotiated
continental shelf extensions exemplify rule-based governance in practice. This approach
helps mitigate tensions while preserving a cooperative regional order, allowing strategic
interests and institutional stability to coexist.
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Non-Arctic European states have also expanded their influence through active
participation in Arctic affairs. Countries such as Germany, the United Kingdom, France,
and Italy primarily adopt science-driven strategies, utilizing advanced capabilities such
as icebreaking research vessels, satellite observation systems, and long-term climate
data analysis. These technological assets function not only as tools of scientific inquiry
but also as instruments of diplomatic influence. By emphasizing their identity as
“responsible stakeholders,” these states establish legitimacy in Arctic governance despite
lacking direct territorial claims.
Other European countries, including the Netherlands, Poland, Spain, and Switzerland,
have deepened their engagement through science diplomacy. Switzerland’s participation
is particularly notable, demonstrating that Arctic involvement is not constrained by
geographical proximity. Through polar research stations, international collaborative
projects, and the production of scientific knowledge, these countries contribute
meaningfully to policymaking processes. Scientific research provides the empirical
foundation for governance decisions while simultaneously fostering international
cooperation (Wood-Donnelly, 2023). As a result, Europe has developed a multilayered
Arctic governance structure characterized by diverse actors and interconnected roles,
supported by both international legal frameworks and regional policy initiatives designed
to address emerging Arctic disputes (Kim & Ko, 2021).
Korea’s Participation in Arctic Governance and the Evolution of Its Legal
and Strategic Frameworks
In recent years, the Arctic has emerged as a critical focal point of global environmental
change, driven by the accelerating impacts of climate change. Rapid ice melt is expanding
the possibilities for new maritime routes and resource development, thereby intensifying
geopolitical and economic interest in the region. At the same time, environmental
degradation, biodiversity loss, and challenges related to indigenous rights are becoming
increasingly pronounced. These developments have introduced structural tensions into
Arctic governance, further compounded by intensifying geopolitical rivalry particularly
between Russia and Western countrieswhich is transforming the Arctic from a zone of
low-tension cooperation into one of strategic competition. The disruption of cooperative
channels following the Ukraine war has weakened institutional stability, including within
the Arctic Council, which continues to face structural limitations in addressing security-
related issues.
Within this evolving context, Korea has steadily expanded its engagement in Arctic
governance. Since obtaining observer status in the Arctic Council in 2013, Korea has
pursued a more structured and proactive Arctic policy encompassing scientific research,
maritime activities, and multilateral cooperation (Kim 2022). Its growing investment in
research infrastructure and international collaboration networks reflects a transition from
passive observation to active participation. In particular, the operation of the icebreaking
research vessel Araon highlights Korea’s expanding capacity in polar research and science
diplomacy. At the same time, Korea has sought to balance economic interests with
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environmental responsibility, positioning itself as a constructive and credible participant
in Arctic governance.
Korea’s Arctic engagement is closely linked to the evolution of its domestic legal
frameworks, which initially developed through its participation in Antarctic governance.
Beginning in the late twentieth century, Korea joined the Antarctic Treaty system and
assumed obligations to implement international norms domestically. This led to the
enactment of the “Act on Antarctic Activities and Environmental Protection” in 2004,
which incorporated the principles of the Madrid Protocol into national law. The legislation
established a comprehensive regulatory system based on prior authorization of activities,
environmental impact assessments, and strict environmental protection measures, while
also promoting scientific research through national planning and institutional support. As
such, it reflects a hybrid legal model that integrates regulatory control with policy
support.
Building on this institutional foundation, Korea’s polar policy gradually expanded to
include the Arctic, particularly as the region’s strategic importance increased.
Comparative analyses of polar legislation in Northeast Asia demonstrate that Korea has
developed a comparatively comprehensive legal framework for polar governance, moving
beyond Antarctic-specific regulation toward an integrated system covering both Arctic
and Antarctic activities, while similar comprehensive legal arrangements remain more
limited in neighboring countries (Kim & Kim, 2024). The acquisition of observer status in
the Arctic Council in 2013 underscored the need for a more integrated legal and policy
framework. In response, Korea enacted the Polar Activities Promotion Act” in 2021,
which functions as a general framework law covering both Antarctic and Arctic activities.
This legislation introduced mechanisms for policy coordination, research and
development support, professional training, and international cooperation, thereby
strengthening the institutional basis for Korea’s expanding polar engagement.
More recently, the growing strategic significance of Arctic shipping routes has led to the
adoption of more specialized legislation. The 2026 “Special Act on the Promotion of Arctic
Shipping Routes and Related Industries” provides a targeted framework for logistics
development, industrial support, and international collaboration. Through institutional
mechanisms such as dedicated committees, financial support systems, and research
initiatives, this law enhances policy implementation capacity and reflects a shift in Korea’s
Arctic policy from a primarily research-oriented approach toward one that increasingly
incorporates economic and strategic dimensions. Nevertheless, challenges remain,
including potential overlaps among legal frameworks and the need for clearer
coordination mechanisms.
Against this backdrop, Korea’s expanding participation in Arctic governance carries
broader implications. As a country that has achieved both rapid economic development
and democratic consolidation, Korea enjoys a high level of international credibility and is
well positioned to act as a middle power. Its technological expertise, maritime industry
capacity, and diplomatic mediation skills represent important assets in navigating the
complex dynamics of Arctic governance. In particular, Korea is well suited to assume an
“enabler” role—facilitating cooperation, reducing tensions, and supporting institutional
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resiliencethereby complementing existing great-power dynamics with a more inclusive
and functionally oriented approach.
Ultimately, the crisis of Arctic governance reflects broader transformations in the global
order rather than a purely regional issue. In this context, Korea’s participation extends
beyond the pursuit of national interests and contributes to norm formation, institutional
adaptation, and cooperative problem-solving. By aligning its policies with the principles
of sustainability and peaceful use, Korea can help strengthen the resilience of Arctic
governance frameworks.
Looking ahead, it is likely to evolve from a responsible participant into a substantive
contributor, particularly in the areas of scientific cooperation, environmental protection,
and maritime governance (Østhagen, 2013).
Reframing Arctic Governance: Discourse, Identity Transformation, and
EuropeKorea Cooperation
The Strategic Role of Discourse and Identity in Arctic Governance
In international relations, states do not assert themselves solely through material
actions; they also define and legitimize their roles through diplomatic communication.
Policy documents and official statements articulate not only national interests but also
the institutional space states seek to occupy. In this sense, discourse is not merely
descriptive but constitutive of policy itself. Particularly in multilateral governance
systems, language and narrative shape the boundaries of participation and influence.
Diplomatic discourse should therefore be understood as a strategic resource that
constructs both action and status in the international system.
This perspective is closely aligned with constructivist theory, which emphasizes that
international order is socially constructed through interaction. The Arctic, from this
viewpoint, is not simply a physical region but a political space shaped by shared
understandings and negotiated roles (Albert & Vasilache, 2018). A state’s position is
formed not only by its material capabilities but also by how it presents itself and is
perceived by others. Through discourse and practice, states generate expectations and
structure cooperation. As a result, identity and interaction become central to governance
outcomes.
Traditionally, legitimacy in Arctic governance was based on geographic proximity,
privileging Arctic coastal states. However, this standard has gradually evolved, allowing
non-Arctic actors to gain influence through sustained engagement and tangible
contributions. Scientific research, environmental protection, and institutional
participation have become key sources of legitimacy. This shift reflects a broader
transformation toward a more open and functionally driven governance structure. It also
underscores the importance of performance over geography in shaping participation.
The experience of European actors demonstrates how legitimacy can be built through
consistent contribution. Initial claims based on normative relevance were insufficient, but
long-term investment in research and governance participation gradually strengthened
credibility. This illustrates that legitimacy is accumulated through practice rather than
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assertion. It also highlights that the quality and consistency of engagement are decisive
factors in determining influence within Arctic governance.
Ultimately, effective diplomatic discourse must remain aligned with actual capabilities.
Overstated narratives can weaken credibility, while understated positioning may limit
strategic opportunities. The most effective approach lies in maintaining coherence
between identity and performance. This alignment allows states to build trust over time,
which is particularly crucial in cooperative governance systems like the Arctic. In this
context, discourse becomes a key instrument for sustaining both legitimacy and
influence.
From Responsible Observer to Enabler: Korea’s Evolving Arctic Identity
When Korea joined the Arctic Council as an observer in 2013, it strategically adopted the
identity of a “responsible observer.” This framing emphasized adherence to international
norms, respect for the sovereignty of Arctic states, and a non-confrontational posture
within a governance system largely shaped by coastal actors. As an entry strategy, this
identity proved effective: it facilitated Korea’s access to institutional networks, enabled
participation in working groups, and signaled its willingness to operate within established
rules. At the time, such cautious positioning reflected both structural constraints and a
deliberate effort to build trust within the Arctic governance community.
Over the past decade, however, the material and institutional foundations of Korea’s
Arctic engagement have expanded considerably. Korea has developed globally
competitive shipbuilding capabilities, particularly in the construction of ice-class vessels
such as icebreakers and LNG carriers. In parallel, it has advanced technologies related
to maritime safety, satellite-based navigation, and sea ice forecasting. Its role in scientific
research has also deepened through sustained participation in international projects and
polar research initiatives. These developments collectively indicate a shift from limited,
observation-based participation to a more active and capability-driven form of
engagement.
This expansion of capabilities necessitates a corresponding redefinition of Korea’s
functional role within Arctic governance. Increasingly, Korea is not merely a participant
that observes and complies, but an actor that contributes to the operational effectiveness
of the system. In this context, the concept of an “enabler” provides a more precise
analytical lens. As an enabler, Korea supports the conditions under which cooperation
among Arctic and non-Arctic actors can take placethrough the provision of technology,
infrastructure, data, and logistical support. This role is particularly significant in the
Arctic, where harsh environmental conditions and complex operational demands require
shared capabilities and coordinated efforts.
Despite these changes, the continued reliance on the “responsible observer” framework
reveals important limitations. While the term underscores restraint and norm compliance,
it inadequately reflects Korea’s expanded contributions and growing capacity to shape
outcomes. This disconnects between identity and practice may constrain Korea’s
international recognition and reduce its potential influence within governance processes.
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Moreover, it risks creating strategic ambiguity, as Korea’s actual activities increasingly
extend beyond the passive connotations of observation.
Against this backdrop, the “enabler” framework emerges as a more appropriate and
forward-looking alternative. By focusing on functional contribution rather than positional
restraint, it better aligns Korea’s identity with its evolving capabilities. This reframing
enhances the clarity, credibility, and strategic coherence of Korea’s Arctic engagement.
Ultimately, Korea’s transition from a responsible observer to an enabler reflects a broader
shift in Arctic governance itselffrom a system centered primarily on status and
participation toward one that increasingly values capability, contribution, and
collaborative problem-solving.
Limits of Arctic Governance and the Strategic Potential of EuropeKorea
Cooperation
Arctic governance, despite its foundation in cooperation, norms, and institutional
dialogue, continues to operate under significant structural constraints. At its core, the
governance architecture remains dominated by Arctic coastal states, which retain
primary authority over decision-making processes. This concentration of influence
inherently limits the participation and impact of non-Arctic actors, even as the
consequences of Arctic transformation extend far beyond the region itself.
Simultaneously, the Arctic is characterized by the coexistence of competing priorities
environmental protection, resource exploitation, economic development, and emerging
security concerns. These overlapping agendas create a complex governance environment
in which cooperation is both necessary and difficult to sustain. The accelerating pace of
climate change further intensifies these pressures by opening new maritime routes,
expanding access to natural resources, and increasing geopolitical attention to the region
(Kim, 2026).
Within this evolving context, non-Arctic states are no longer peripheral actors but
increasingly important contributors to the governance ecosystem. Korea exemplifies this
shift through its functional and capability-based engagement. Rather than pursuing
territorial or sovereignty-based claims, Korea’s role is defined by its advanced
technological capacity, particularly in shipbuilding, maritime logistics, digital
infrastructure, and polar research. Acting as an “enabler,” Korea contributes to enhancing
the operational effectiveness of Arctic governance by supporting safe navigation systems,
ice-capable vessels, satellite-based monitoring, and scientific research infrastructure.
However, the effectiveness and legitimacy of such contributions are maximized when
embedded within cooperative, multilateral frameworks rather than pursued through
unilateral initiatives.
In this regard, Europe emerges as a particularly strategic and compatible partner.
European actors both Arctic and non-Arctic have accumulated extensive experience in
Arctic governance through sustained engagement in scientific research, environmental
regulation, and multilateral institution-building (Cha & Lim2022). European countries and
institutions have played a central role in shaping governance norms that prioritize
sustainability, environmental stewardship, and rule-based cooperation. This has resulted
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in a multilayered governance system that integrates national policies, regional
cooperation mechanisms, and international legal frameworks. Europe’s normative
leadership and institutional sophistication thus provide a critical foundation upon which
deeper cooperation with Korea can be constructed.
The relationship between Korea and Europe is fundamentally complementary, offering a
strong basis for synergistic collaboration. Korea’s strengths lie in its industrial and
technological capabilities, including world-leading shipbuilding industries, smart shipping
technologies, and advanced digital systems. Europe, by contrast, brings expertise in
governance design, regulatory frameworks, environmental standards, and policy
coordination. The integration of these strengths allows for a more holistic approach to
Arctic governanceone that bridges the gap between technological implementation and
normative regulation. Such integration is particularly crucial in addressing governance
deficits, where technological solutions must be aligned with robust legal and institutional
frameworks to ensure sustainability, safety, and accountability.
Moreover, the expansion of scientific and industrial cooperation between Korea and
Europe significantly enhances the prospects for effective governance. Joint research
initiatives contribute to a more comprehensive understanding of Arctic environmental
changes, thereby strengthening the knowledge base for evidence-based policymaking.
Collaborative efforts in shipping, logistics, renewable energy, and infrastructure
development can support economic activities in the region while adhering to stringent
environmental standards. Importantly, such cooperation also facilitates the diffusion of
best practices and the harmonization of regulatory approaches, reducing fragmentation
within the governance system.
Ultimately, EuropeKorea cooperation represents not merely a supplementary dimension
of Arctic governance but a strategic pathway toward its evolution. By combining
technological innovation with normative leadership, and operational capacity with
institutional experience, this partnership can help address existing structural limitations
in Arctic governance. It offers a model of inclusive and functionally driven cooperation
that enhances resilience, promotes sustainability, and reinforces multilateralism. In doing
so, Europe and Korea are well-positioned to contribute to the development of a more
integrated, adaptive, and forward-looking Arctic governance system capable of
responding to the challenges of a rapidly changing region.
Concluding Reflections: Reframing Arctic Governance through
Discourse, Identity, and EuropeKorea Cooperation
This study has argued that Arctic governance should be understood not as a fixed
institutional framework, but as a dynamic order shaped by the interaction of discourse,
identity, and performative contributions. Diplomatic discourse functions not merely as a
tool for describing state roles, but as a constitutive element that defines the scope of
participation and legitimacy. This is particularly significant in a multilateral setting such
as the Arctic, where influence is determined less by geographic proximity than by
sustained contributions and consistent role performance.
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Within this structure, Europe has played a central role in shaping and advancing Arctic
governance. Through its accumulated experience in scientific research, environmental
protection, institutional design, and norm-building, Europe has contributed to
maintaining the stability and sustainability of the governance system. Its normative
leadership and institutional sophistication have been essential in preserving the Arctic as
a space of cooperation. In this sense, Europe functions not merely as a participant, but
as a key pillar in the formation and evolution of Arctic order.
At the same time, the role of non-Arctic states, including Korea, has been steadily
expanding. Functional contributions based on technological capacity, infrastructure, and
scientific expertise are increasingly recognized as critical to Arctic operations. This shift
indicates a broader transformation of Arctic governance from a closed, coastal state
centered structure toward a more open and multilayered system. Contribution-based
participation is thus emerging as a new standard of legitimacy.
In this context, cooperation between Europe and Korea exhibits a structurally
complementary character. Europe’s strengths in normative frameworks and institutional
governance, when combined with Korea’s technological and industrial capabilities, create
the conditions for more effective implementation of governance mechanisms. This goes
beyond a simple division of roles, pointing instead to the emergence of an integrated
governance model that links norms with technology and policy with operations. Such
integration is particularly important in addressing existing limitations in implementation
capacity.
Furthermore, scientific and industrial collaboration serves as a key domain through which
this partnership can be operationalized. Joint research initiatives, data sharing, and
technological cooperation strengthen the scientific foundation of policymaking while also
fostering trust in international cooperation. At the same time, collaboration in maritime
logistics, green technologies, and energy sectors enables the pursuit of both economic
opportunity and environmental sustainability. These efforts contribute to transforming
Arctic governance into a more practical and executable system.
To summarize the main findings and theoretical contributions of this study, Table X
presents the key arguments regarding the transformation of Arctic governance and the
strategic significance of EuropeKorea cooperation.
As summarized in Table 1, the transformation of Arctic governance reflects a broader
shift from geography-based authority toward contribution-based legitimacy. The findings
of this study suggest that influence within Arctic governance is increasingly shaped by
the ability of actors to provide scientific knowledge, technological capacity, institutional
support, and practical solutions to shared challenges. From this perspective, discourse
and identity are not merely symbolic elements but strategic resources that enable actors
to establish credibility and sustain participation in governance processes. The cases of
Europe and Korea further demonstrate that effective governance is strengthened when
normative leadership and functional capabilities operate in a complementary manner.
Accordingly, the future development of Arctic governance is likely to depend on
governance arrangements that connect institutional frameworks with operational
implementation and combine regulatory coordination with technological innovation.
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Table 1. Core Arguments and Contributions of the Study
Analytical
Dimension
Main Argument
Implication for Arctic Governance
Governance
Transformation
Arctic governance is shifting from
a geography-based system toward
a contribution-based governance
model.
Legitimacy is increasingly derived from
functional participation and sustained
contributions rather than territorial
proximity.
Role of Discourse
and Identity
State influence is shaped not only
by material capabilities but also by
discourse, identity construction,
and role performance.
Arctic governance should be
understood as a socially constructed
and dynamic order.
Europe’s Position
Europe has established normative
leadership through environmental
governance, scientific research,
and institutional development.
Europe functions as a key norm-setting
actor that supports the stability and
sustainability of Arctic governance.
Korea’s Evolving
Role
Korea is transitioning from a
“responsible observer” to an
“enabler” through technological
expertise, scientific capacity, and
operational contributions.
Korea’s legitimacy increasingly stems
from its ability to facilitate cooperation
and provide practical governance
solutions.
EuropeKorea
Complementarity
Europe’s normative and
institutional strengths
complement Korea’s technological
and industrial capabilities.
Combining governance expertise with
operational capacity can address
existing implementation gaps in Arctic
governance.
Future
Governance
Model
Effective Arctic governance
requires cooperative structures
that integrate norms, technology,
and multilateral collaboration
EuropeKorea cooperation provides a
model for a more adaptive, resilient,
and inclusive governance architecture.
Ultimately, the future of Arctic governance will depend not on the unilateral role of any
single actor, but on cooperative structures that combine complementary capabilities. The
convergence of Europe’s normative leadership and Korea’s functional contributions offers
a pathway toward a more stable, sustainable, and resilient governance model. Such
cooperation not only helps maintain the Arctic as a space of collaboration rather than
competition but also holds broader implications as a model for global governance in an
increasingly complex international environment. Beyond the Arctic itself, this partnership
illustrates how middle powers and non-Arctic stakeholders can contribute constructively
to addressing transnational challenges through multilateral cooperation, knowledge
sharing, and capability-based participation. In this regard, EuropeKorea cooperation
represents not only a regional governance strategy but also an example of how future
international governance frameworks may evolve in response to growing geopolitical
uncertainty and global interdependence.
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OBSERVARE
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SOUTH KOREA’S PUBLIC DIPLOMACY TOWARD PORTUGAL: THE CURRENT
STATE AND FUTURE IMPLICATIONS
TONNY DIAN EFFENDI
tonny@umm.ac.id
Tonny Dian Effendi is an Assistant Professor at the Department of International Relations,
University of Muhammadiyah Malang (Indonesia). He was a visiting research fellow at the Japan
Institute of International Affairs (JIIA), Japan, the Institute of International Relations (IIR)-
National Cheng Chi University, Taiwan, as well as a visiting scholar at the Department of
International Relations and Public Administration, Universidade do Minho, Portugal.
HOYOON JUNG
hoyoon@pknu.ac.kr
Hoyoon Jung is an Associate Professor in the Division of International and Area Studies and
serves as the Associate Dean of the College of Humanities and Social Sciences at Pukyong
National University (South Korea). He earned his Ph.D. in Political Science from the University of
Hawaii at Manoa.
Abstract
This study examines South Korea’s public diplomacy toward Portugal as cross-regional middle-
power cooperation. Despite ties since 1961, research on this relationship remains limited.
Hallyu has bridged cultural gaps, fostering participatory fandom among Portuguese youth
through K-pop and K-dramas. State-led projection toolsKing Sejong Institutes and K-pop
eventsbuilt initial attractiveness. The 2023 agreements on triangular cooperation and
sustainable development highlight Portugal’s CPLP gateway role and shared interests in
renewables and green technologies. However, the projection-dominant model limits
reciprocity, normative depth, and institutional ties, hindering conversion of cultural capital
into sustained leverage. The study contrasts projection with advocacy/relational paradigms
and proposes a shift toward the latter. Recommendations include reframing Hallyu for joint
cultural projects and fan campaigns; partnering with Camões, I.P. for dual-language
programs; and focusing on green governance and triangular cooperation in CPLP regions.
Short-term actions emphasize workshops and fandom initiatives; medium- to long-term
strategies prioritize networks and monitoring. Challenges like resource asymmetries are
addressed through listening and reciprocity. This relational model aligns with pragmatic
diplomacy focused on national interests and autonomy, offering a template for diversifying
outreach into Southern Europe and the Lusophone world. It strengthens middle-power
convening and bridging capacities. The KoreaPortugal case shows projection excels at initial
engagement, but relational approaches are key for lasting strategic value. Future research
should explore its application to other under-studied bilateral contexts.
Keywords
Hallyu, Public Diplomacy, Relational Public Diplomacy, Korea-Portugal Relations, Middle-Power
Diplomacy.
Resumo
Este estudo aborda a diplomacia pública da Coreia do Sul em relação a Portugal como uma
cooperação inter-regional entre potências dias. Apesar das relações que remontam a 1961,
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Tonny Dian Effendi, Hoyoon Jung
100
a investigação sobre esta relação continua a ser limitada. O Hallyu colmatou as diferenças
culturais, promovendo uma cultura de fãs participativa entre a juventude portuguesa através
do K-pop e das séries coreanas. As ferramentas de projeção lideradas pelo Estado os
Institutos Rei Sejong e os eventos de K-pop criaram a atratividade inicial. Os acordos de
2023 sobre cooperação triangular e desenvolvimento sustentável destacam o papel de
Portugal como porta de entrada para a CPLP e os interesses comuns em energias renováveis
e tecnologias verdes. No entanto, o modelo dominado pela projeção limita a reciprocidade, a
profundidade normativa e os laços institucionais, dificultando a conversão do capital cultural
em influência sustentada. O estudo contrasta a projeção com os paradigmas de defesa de
causas e de relações e propõe uma mudança no sentido destes últimos. As recomendações
incluem reformular a Hallyu para projetos culturais conjuntos e campanhas de fãs; estabelecer
parcerias com o Instituto Camões, I.P. para programas bilingues; e centrar-se na governação
verde e na cooperação triangular nas regiões da CPLP. As ações a curto prazo dão ênfase a
workshops e iniciativas de fãs; as estratégias a médio e longo prazo dão prioridade às redes
e ao acompanhamento. Desafios como as assimetrias de recursos são abordados através da
escuta e da reciprocidade. Este modelo relacional alinha-se com uma diplomacia pragmática
centrada nos interesses nacionais e na autonomia, oferecendo um modelo para diversificar o
alcance na Europa do Sul e no mundo lusófono. Reforça as capacidades de convocação e de
aproximação das potências médias. O caso CoreiaPortugal mostra que a projeção se destaca
no envolvimento inicial, mas as abordagens relacionais são fundamentais para um valor
estratégico duradouro. Investigação futura deverá explorar a sua aplicação a outros contextos
bilaterais pouco estudados.
Palavras-chave
Hallyu, Diplomacia Pública, Diplomacia Pública Relacional, Relações Coreia-Portugal,
Diplomacia das Potências Médias.
How to cite this article
Effendi, Tonny Dian & Jung, Hoyoon (2026). South Korea’s Public Diplomacy Toward Portugal: The
Current State and Future Implications. Janus.net, e-journal of international relations. Thematic
Dossier Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary Europe
and Asia, VOL. 17 Nº. 1, TD3, September 2026, pp. 99-115. DOI https://doi.org/10.26619/1647-
7251.DT0626.6
Article submitted on March 30, 2026 and accepted on May 10, 2026.
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South Korea’s Public Diplomacy Toward Portugal: The Current State and Future Implications
Tonny Dian Effendi, Hoyoon Jung
101
SOUTH KOREA’S PUBLIC DIPLOMACY TOWARD PORTUGAL:
THE CURRENT STATE AND FUTURE IMPLICATIONS
TONNY DIAN EFFENDI
HOYOON JUNG
Introduction
The 21st-century diplomacy has seen a marked diffusion of power, where traditional hard
power mechanisms are increasingly complemented by soft power, which can be defined
as the capacity to shape preferences through attraction rather than coercion (Nye, 2004).
For middle powers such as South Korea, public diplomacy has become a vital instrument
for enhancing influence in a multipolar world, allowing them to bridge great-power
rivalries and contribute to global norms (Cooper, 1997). In this context, the bilateral
relationship with Portugal provides a compelling case of cross-regional alignment
between two middle powers, driven by historical legacies, cultural exchanges, and
emerging strategic imperatives.
Formal diplomatic ties between South Korea and Portugal were established on April 15,
1961, even though their interactions trace back to early modern encounters. Portuguese
cartographers, including Manuel Godinho de Erédia in 1615, depicted the sea east of the
Korean Peninsula as “Mar Coria” (Sea of Korea), offering one of the earliest European
recognitions of Korean sovereignty and geography (Jung, 2025). This historical narrative
of mutual discovery serves as a foundation for contemporary legitimacy, distinguishing
the relationship from many of Korea’s other Western partnerships.
The 60th anniversary in 2021 marked a renewed phase, amplified by the global reach of
the Korean Wave (Hallyu), which has significantly boosted cultural familiarity in Portugal.
A pivotal development occurred in April 2023, when Portuguese Prime Minister António
Costa visited Seoulthe first such trip in 39 yearsresulting in agreements on triangular
cooperation in third countries, sustainable development, and university partnerships
(Government of Portugal, 2023). These accords highlighted shared interests in future
industries, including semiconductors, electric vehicle batteries, and renewable energy,
while underscoring Portugal’s role as a gateway to the Community of Portuguese
Language Countries (CPLP) (Korean Ministry of Foreign Affairs, 2023).
Despite growing trade and Hallyu’s popularity, the partnership remains imbalanced.
South Korea’s public diplomacy toward Portugal is predominantly projection-oriented,
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102
emphasizing cultural exports like K-pop festivals and language programs through the
King Sejong Institutes. This approach, while effective in building attractiveness, falls
short in fostering normative depth or institutional ties compared to Portugal’s networked
diplomacy via the Camões - Instituto da Cooperação e da Língua, I.P (hereafter Camões,
I.P.). The core issue lies in the limitations of the projection model, which transmits
national identity unilaterally without cultivating shared values.
In contrast, advocacy public diplomacy promotes consensus on global norms through
relational engagement, aligning with middle-power strategies for network power. South
Korea necessitates this shift, particularly in leveraging Portugal for broader influence in
Lusophone regions. In this context, this study evaluates the current projection-dominant
approach, analyzes Portugal’s strategic value, and proposes an advocacy model
integrating cultural assets with shared norms in green governance and development
cooperation.
Literature Review and Theoretical Framework
Literature Review
Despite the sixty-year diplomatic history between the Republic of Korea and the
Portuguese Republic, academic scholarship dedicated to this bilateral relationship
remains scarce and fragmented, usually appearing as a minor component within broader
studies of Portuguese studies in Korea or of Korea’s soft power and public diplomacy in
Europe (Jung, 2023; Ban, 2020). A recent mapping of the trends of Portuguese studies
in South Korea shows that research spans politics, economics, society, and culture, but
it also notes that bilateral diplomacy and public diplomacy between Korea and Portugal
remain largely unexplored as primary objects of analysis (Jung, 2023). One of the few
dedicated accounts of the relationship offers a descriptive overview of diplomatic
milestones and sectoral cooperation, however it does not theorize the ties as a middle-
power partnership or as a case of cross-regional public diplomacy (Jung, 2025).
Parallel literatures on Hallyu and Korean soft power highlight how popular culture has
been incorporated into state strategies for nation branding and middle power diplomacy,
while also raising concerns that a state-driven export model can limit reciprocity and
relational engagement (Ban, 2020; Oliveira, 2025). Despite the geographical distance,
the cultural proximity between South Korea and Portugal has been significantly narrowed
by the transnational flow of Hallyu, academic scrutiny of this specific bilateral reception
remains insufficient. Recent scholarship has begun to explore K-pop fandom in Portugal,
identifying it not merely as passive consumption but as a site of active identity
construction and “participatory culture” (Guerra & Sousa, 2021). Studies indicate that
Portuguese fans engage in complex processes of “transnational proximity,” where shared
socio-cultural experiencessuch as youth precarity and digital nativismbridge the gap
with Korean cultural products, challenging traditional notions of cultural distance (Jin,
2023). However, a critical gap persists in the literature regarding the conversion of this
cultural capital into diplomatic instruments; while the Korea Foundation (2023) reports a
surge in European Hallyu fans to about 13.2 million with continued growth noted in
subsequent analyses, research specifically linking this fandom to the public diplomacy
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objectives of the South Korean state in Southern Europe is sparse. This disconnect
highlights the need for further inquiry into how the soft power generated by Hallyu can
be effectively operationalized to support broader strategic goals within the specific
context of Korea-Portugal relations.
In this context, this article is original in three respects. First, it takes KoreaPortugal
relations themselves, rather than “Europe” in general, as the main unit of analysis,
thereby connecting Portuguese studies in Korea with scholarship on Korea’s middle power
and public diplomacy. Second, it conceptualizes South Korea’s public diplomacy toward
Portugal as predominantly projectionoriented and explicitly juxtaposes it with Portugals
more networked Camões, I.P. model, providing empirical leverage for debates on
projection versus advocacy public diplomacy and on relational soft power. Third, it
foregrounds Portugal’s role as a gateway to Lusophone networks and explores how
Korean cultural assets can be embedded in advocacybased cooperation on development,
thus extending both public diplomacy and middlepower diplomacy debates into a
bilaterally and regionally underresearched arena.
Theoretical Framework
The theoretical framework of this study draws primarily from the scholarship on public
diplomacy, particularly the distinction between projection-oriented approaches and
advocacy/relational models that emphasize dialogue, mutuality, long-term relationship-
building, and network collaboration. This distinction is essential for analyzing South
Korea’s current public diplomacy toward Portugal, which remains predominantly
projection-dominant through unilateral cultural exports (e.g., K-pop events, King Sejong
Institutes), while highlighting the potential for a shift toward advocacy-based strategies
that foster shared norms and institutional ties.
Joseph Nye’s foundational concept of soft powerthe ability to shape preferences
through attraction rather than coercioncan effectively explain much of the discussion
on middle-power public diplomacy (Nye, 2004). For middle powers like South Korea, soft
power serves as a key instrument to enhance influence in a multipolar world,
complementing hard power limitations and enabling contributions to global norms and
bridging functions. Public diplomacy operationalizes soft power by engaging foreign
publics directly, but its effectiveness depends on the communication logic employed.
Traditional public diplomacy often relied on projection models, characterized by one-way
information dissemination, mass-media campaigns, and efforts to “sell” a national image
or identity unilaterally (Cull, 2009; Melissen, 2005). This approach aligns with state-
driven cultural export strategies, which can build initial attractiveness but frequently limit
reciprocity, genuine engagement, and normative depthissues particularly relevant to
Korea's Hallyu-focused efforts (Ban, 2020; Oliveira, 2025). In contrast, the “new public
diplomacy” or relational turn advocates a paradigm shift toward dialogue, listening,
mutuality, and collaborative networks (Melissen, 2005; Zaharna et al., 2013). Rhonda
Zaharna and colleagues emphasize relational, networked, and collaborative approaches,
where public diplomacy moves from information control to skilled relationship
management, building sustainable connections among state and non-state actors
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through shared values, co-creation, and connective mindshifts (Zaharna et al., 2013).
This relational paradigm prioritizes advocacypromoting consensus on global issues via
mutual engagementover mere projection, enabling middle powers to cultivate network
power through convening capabilities and partnerships (Hafner-Burton et al., 2009;
Sohn, 2012).
Portugal’s public diplomacy exemplifies networked and relational elements through
institutions like the Camões, I.P., which promotes language, culture, and cooperation via
decentralized, inter-societal ties and long-term relational engagement across Lusophone
networks as reflected in Portugal's broader diplomatic practices. This contrasts with
Korea’s more centralized, projection-heavy model, providing empirical space to evaluate
the limitations of unilateral strategies and the advantages of advocacy-oriented shifts.
In the KoreaPortugal context, a relational advocacy model would integrate Hallyu-
generated cultural capital with collaborative initiatives on shared global norms, such as
green governance, sustainable development, and triangular cooperation in CPLP regions.
This approach aligns with middle-power behavioral traits, which can facilitate
multilateralism, norm entrepreneurship, and bridging cross-regional divides while
addressing literature gaps in converting fandom-driven proximity into diplomatic scene.
South Korea could transform its public diplomacy from image projection to normative co-
construction, enhancing strategic depth in Lusophone spheres and supporting broader
goals by foregrounding mutuality and networked engagement.
These theoretical examinations thus can thus effectively illuminate projection versus
advocacy or relational logics to assess the current state of Korea’s efforts toward Portugal
and propose pathways for more effective, reciprocal public diplomacy.
Current State of South Korea’s Public Diplomacy toward Portugal
Historical and Institutional Overview of Bilateral Public Diplomacy
Early interactions were limited. Portuguese cartographic records provide the earliest
evidence of Korean awareness in Europe, with Francisco Rodrigues’ 1513 map containing
one of the first references to Korea as “Coria,” followed by consistent mentions of “Core”
in subsequent maps by Bartolomeu Velho (1561) and Manuel Godinho de Erédia (1613).
Fernão Mendes Pinto’s disputed account of reaching the Han River in 1542 suggests
possible direct contact, though historians continue to debate its authenticity (Embassy of
the Republic of Korea in Portugal, 2017).
Diplomatic channels facilitated more deliberate exchanges by the early 17th century,
most notably through Joseon envoy Jeong Du-won’s 1631 encounter with Portuguese
missionary Rodrigues during a mission to Ming China (Park, 1999; Ahn, 2009). Serving
as a papal interpreter fluent in Japanese, Rodrigues presented Jeong with transformative
Western technologies including a telescope, firearms, and a mechanical clockitems
virtually unknown in Joseon society (Park, 1999). As Park (1999) notes, Rodrigues’ gifts
represented one of the earliest documented instances of European scientific instruments
reaching the Korean peninsula. These technology transfers, though sporadic and
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geographically indirect, established vital conduits for European knowledge dissemination
that would underpin more formalized relations in subsequent eras (Jung, 2025).
The bilateral public diplomacy between South Korea and Portugal, while rooted in formal
diplomatic ties established in 1961, has evolved through a combination of institutional
mechanisms and cultural exchanges, reflecting both countries’ middle-power aspirations
in a multipolar global order. Public diplomacy efforts gained momentum in the 21st
Century, aligning with South Korea’s broader middle-power strategy that emphasizes soft
power to complement its economic influence (Sohn, 2012; Lee, 2016). Key institutions
driving this include South Korea’s Ministry of Foreign Affairs (MOFA) and the Korea
Foundation, which coordinate cultural and educational outreach, and Portugal’s Camões,
I.P., which promotes Portuguese soft power through decentralized language and cultural
programs.
Institutionally, South Korea’s projection-oriented approach is evident in the
establishment of the King Sejong Institute in Lisbon in 2013, which focuses on Korean
language education and cultural immersion as tools for building attractiveness. This
mirrors broader Korean public diplomacy trends, where language institutes serve as
gateways for soft power dissemination, similar to efforts in other European contexts (Cho
et al., 2022). By 2023, the institute had expanded its activities to include online and in-
person courses, reaching over 500 students annually, with programs emphasizing
practical communication and cultural events like K-pop workshops (King Sejong Institute
Foundation, 2024).
In contrast, Portugal’s Camões, I.P., created in 1992, exemplifies a relational model,
fostering inter-societal ties across Lusophone networks in Africa, Asia, and Latin America
through cooperative language programs and development initiatives. This networked
approach prioritizes mutuality and long-term engagement. The 2023 bilateral
agreements, signed during Portuguese Prime Minister António Costa’s visit to Seoul,
marked a pivotal institutional milestone, encompassing triangular cooperation in third
countries (e.g., Lusophone Africa), sustainable development, and university partnerships
(Government of Portugal, 2023). These accords build on earlier milestones like the 2021
60th anniversary celebrations, which included joint seminars and cultural exchanges.
This institutional overview highlights how bilateral public diplomacy has shifted from
sporadic exchanges to structured cooperation. However, it remains dominated by
projection logics on the Korean side, limiting deeper relational integration.
Hallyu as a Core Projection Tool in Portugal
Hallyu, or the Korean Wave, serves as the central axis of South Korea's projection-
oriented public diplomacy in Portugal, facilitating cultural proximity despite geographical
distance through popular media like K-pop and K-dramas. Scholarly examinations reveal
that Hallyu has narrowed cultural gaps by appealing to shared socio-cultural experiences
among Portuguese youth, such as precarity and digital nativism (Jin, 2023). In Portugal,
K-pop fandom has grown from niche communities in the early 2010s to a participatory
culture involving active identity construction, as evidenced by fan-led events and
memorabilia practices (Guerra & Sousa, 2021). The Korea Foundation’s 2023 Global
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Hallyu Status report indicates a surge in European fans to approximately 13.2 million,
with Portugal contributing through increased consumption of K-content via platforms like
Netflix and Spotify (Korea Foundation, 2023). Further evidence comes from ethnographic
investigations that document how Portuguese K-pop enthusiasts build and sustain robust
online communities. These spaces go well beyond casual enjoyment of music and drama;
they become platforms for active cultural advocacy, where fans promote Korean artists,
share knowledge about Korean society, and even organize grassroots initiatives that raise
awareness of Korean culture among broader Portuguese circles (Guerra & Sousa, 2021).
Projection strategies are often operationalized through state-supported initiatives, such
as K-pop festivals and collaborations with local institutions. For instance, the King Sejong
Institute in Lisbon integrates Hallyu elements into language curricula, using K-dramas
for vocabulary building and cultural immersion, which aligns with South Korea’s broader
soft power export model (Ban, 2020). As discussed earlier, existing studies continuously
emphasize how transnational proximity, bridging cultural distances via digital media, has
enabled Portuguese fans to engage in complex identity processes, challenging traditional
notions of passive consumption (Jin, 2023; Abd-Rahim, 2019).
Nevertheless, despite these notable achievements, Hallyu’s function within Portugal
continues to operate in a largely one-directional manner. State institutions such as the
Korea Foundation provide substantial financial and organizational support for promotional
campaigns, artist visits, and content distribution, yet there is little corresponding inflow
of Portuguese cultural elements into Korea or balanced mutual exchange (Oliveira,
2025). Consequently, while this projection mechanism successfully strengthens South
Korea’s national image, associating the country with innovation, youth appeal, and
emotional resonance, it ultimately proves insufficient in transforming accumulated
cultural capital into enduring and substantive diplomatic influence across Southern
Europe.
Limitations and Imbalances in the Current Projection Model
South Korea’s projection-oriented public diplomacy toward Portugal reveals deep
structural imbalances, particularly in reciprocity, normative alignment, and institutional
symmetry, all of which collectively undermine the potential for long-term relational ties
and genuine bilateral trust-building. Scholarly evaluations of Korean public diplomacy
strategies consistently emphasize that while cultural exports such as Hallyu content,
language programs, and promotional events generate considerable initial appeal and
positive national branding, they frequently perpetuate a predominantly one-way
communicative structure. This model tends to prioritize dissemination of Korean
narratives over genuine mutual exchanges that could enrich bilateral understanding,
foster interpersonal connections, or create shared interpretive frameworks between the
two societies (Heo & Roehrig, 2021). In the specific Portuguese context, this limitation
manifests most clearly in the overwhelming predominance of Korean-led initiatives
ranging from the King Sejong Institute’s language courses and cultural workshops to K-
pop festivals and artist promotion tourswhich place far greater emphasis on exporting
and disseminating Korean cultural products than on collaborative norm development,
joint agenda-setting, or co-creation of meaning.
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Further critiques in the literature argue that projection models are intrinsically
constrained in their ability to cultivate authentic shared values and normative
convergence. Because they are fundamentally oriented toward unilateral broadcasting of
a carefully curated national identity and attractive image, they often fail to adequately
respond to or integrate the partner country’s unique historical, cultural, and diplomatic
priorities. In Portugal’s case, this is particularly evident in the mismatch with Portugal’s
longstanding commitment to Lusophone multilateralism through the Community of
Portuguese Language Countries (CPLP). Portugal has built its diplomatic identity around
decentralized, networked cooperation across Africa, Asia, and Latin America,
emphasizing language promotion, inter-societal ties, and regional solidarityelements
that are not meaningfully engaged or mirrored in South Korea’s current approach (Park,
2020). This fundamental asymmetry becomes visible when comparing operational styles:
South Korea’s highly centralized, state-directed mechanisms (coordinated primarily
through MOFA and the Korea Foundation) stand in sharp contrast to Portugal’s more
decentralized, inter-societal, and long-term relational networks exemplified by the
Camões, I.P.. Such differences may inadvertently exacerbate imbalances in institutional
commitment, resource allocation, engagement depth, and sustainability of outcomes
(Melissen & Sohn, 2015).
A concrete illustration of these limitations can be found in the implementation of the 2023
bilateral agreements on triangular cooperation in third countries, sustainable
development, and university partnerships. While these pacts theoretically represent
promising entry points for more advocacy-oriented and relational interactions, their
practical execution has remained largely Korean-centric in both planning and resource
mobilization. There has been insufficient incorporation of Portuguese perspectives,
expertise, or leadershipparticularly concerning sustainable development initiatives
within CPLP member states in Lusophone Africa, where Portugal possesses decades of
accumulated diplomatic capital and local knowledge.
Moreover, the heavy reliance on state-orchestrated cultural exports carries the additional
risk of overlooking or underestimating detailed and sophisticated local socio-cultural
dynamics in Portugal. These include generational attitudes toward globalization,
persistent youth precarity in the labor market, preferences for participatory and
horizontal cultural interactions over top-down dissemination, and a strong historical
consciousness tied to Portugal’s colonial and post-colonial legacy. When such contextual
factors are not adequately considered, interactions tend to remain surface-level and
episodic, ultimately failing to evolve into meaningful diplomatic resource capable of
addressing shared global challenges such as climate resilience, digital inclusion, or
equitable development cooperation. In other words, these structural shortcomings and
operational asymmetries highlight a pressing need for a fundamental paradigm shift
toward more relational and advocacy-focused public diplomacy strategies.
Empirical Evaluations
An empirical evaluation of South Korea’s public diplomacy efforts directed at Portugal
presents a nuanced picture: substantial and measurable cultural gains coexist with
persistent and significant deficiencies in converting those gains into comprehensive,
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durable, and strategically meaningful diplomatic outcomes. Drawing on survey-based and
perception-oriented studies across Europe, Korean cultural outreach, particularly Hallyu-
driven initiatives, has demonstrably improved general favorability ratings, brand
perception, and overall goodwill toward South Korea among European publics. However,
when it comes to more normative, policy-oriented, and institutionally embedded
domains, the results remain inconsistent, showing only limited advancements in
perceptions of bilateral cooperation depth, shared strategic alignment, or mutual
commitment to global norms (Cho et al., 2023).
Within the Portuguese context specifically, quantitative indicators derived from
comprehensive global Hallyu tracking reports and audience consumption data show
fundamental increases in fan participation, content streaming volumes, social media
engagement, and event attendance. These correlate positively with favorable economic
perceptions of Korea, such as views of Korea as a leading source of innovative
technologies, creative industries, and high-quality entertainment. Nevertheless,
accompanying qualitative insights from fan studies, stakeholder interviews, and
diplomatic observation consistently point to stagnant or slow progress in building political
confidence, establishing durable institutional interconnections, or developing sustained
advocacy networks that extend meaningfully beyond the entertainment and youth
subcultural spheres (Silva, 2021; Passeira, 2024).
Other studies further illuminate this argument. Projection-centric activitiessuch as
large-scale cultural festivals, sponsored artist promotions, and state-funded language
educationexcel at generating short-term boosts in attractiveness and brand recall. In
contrast, they consistently underperform in sustaining longer-term indicators, including
collaborative policy undertakings, joint advocacy on international norms, deepened inter-
institutional linkages, or grassroots support for foreign policy priorities (Jayasundara,
2023; Nye, 2004; British Council, 2022). This shortfall is largely attributable to ongoing
imbalances in mutual engagement, dialogue, and listening mechanisms.
Comparative empirical evidence, when placed alongside South Korea’s public diplomacy
experiences in other European countries (e.g., Hargtai et al., 2023), further underscores
Portugal’s relative underutilization as a strategic entry point into the broader Lusophone
world. Despite the presence of a growing and highly engaged K-pop and K-drama fandom
base, there is still little evidence that this cultural enthusiasm has evolved into active,
organized backing for broader diplomatic agendas, such as advocacy on global priorities
in green governance, renewable energy transitions, or multilateral development
cooperation across CPLP regions.
In summary, these empirical observations confirmed the projection model’s clear
strengths in laying foundational cultural groundwork, achieving high visibility, and
generating positive affective responses in the target society. At the same time, however,
they expose critical vulnerabilities in reciprocity, normative depth, institutional
conversion, and strategic sustainability. The evidence strongly suggests that relational-
oriented enhancementsemphasizing dialogue, co-creation, mutual listening, and
networked collaborationare essential to realizing more balanced, enduring, and
geopolitically impactful diplomatic leverage in the evolving Korea-Portugal relationship.
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Future Implications and Recommendations: Toward a Relational Model
The empirical and theoretical analysis in the preceding chapters reveals that South
Korea’s public diplomacy toward Portugal, while successful in generating cultural
attractiveness through projection mechanisms like Hallyu exports and King Sejong
programs, remains constrained by unidirectional flows, limited reciprocity, and
insufficient normative depth. To address these gaps and maximize the bilateral
relationship’s potential, this chapter proposes a deliberate shift toward an advocacy-
based relational model. This approach, grounded in dialogue, mutual listening, and
networked collaboration, would transform Hallyu from a tool of image projection into a
platform for shared value-building and long-term partnership. Such a reorientation aligns
closely with South Korea’s middle-power identity, enabling proactive norm
entrepreneurship and contributions to global public goods in an increasingly multipolar
world (Brookings Institution, 2023) and the current administration’s emphasis on
pragmatic diplomacy centered on national interests, strategic autonomy, and balanced
engagement in a complex global environment. The sections below elaborate on Portugal’s
strategic significance, outline concrete pathways for relational transformation, provide
actionable policy recommendations with phased implementation considerations, and
explore broader implications for Korean public diplomacy.
Strategic Value of Portugal for Korea’s Middle Power Diplomacy
Portugal remains a high-value partner for South Korea’s middle-power diplomacy, largely
because of its pivotal role in the Community of Portuguese Language Countries (CPLP).
This multilateral framework unites nine member statesPortugal, Brazil, Angola,
Mozambique, Cape Verde, Guinea-Bissau, São Tomé and Príncipe, Equatorial Guinea, and
Timor-Lestewith a combined population of over 270 million spread across four
continents (Ministério das Relações Exteriores, 2017). The CPLP provides a distinctive
platform for linguistic, cultural, economic, and developmental cooperation, granting
access to dynamic emerging markets in Africa and Latin America where South Korea’s
expertise in technology, renewables, and digital infrastructure can complement Portugal’s
established diplomatic networks and normative influence.
From a theoretical perspective in middle-power diplomacy literature, Portugal’s position
within the CPLP enables South Korea to engage in triangular cooperation modalities that
amplify leverage without direct confrontation with major powers. Triangular
arrangementstypically involving a traditional donor (or facilitator like Portugal), an
emerging provider (South Korea), and beneficiary countries in the Global South
facilitate knowledge-sharing, capacity-building, and sustainable development initiatives
in Lusophone regions, particularly Africa. Such frameworks allow middle powers to pursue
niche roles in norm diffusion and multilateralism, emphasizing mutual benefit and
horizontal partnerships over hierarchical aid models (Abdenur & Fonseca, 2013). For
South Korea, this opens paths to extend its developmental area into under-served
Lusophone markets, where shared linguistic and historical ties facilitate smoother entry
and greater local ownership compared to bilateral approaches alone. Recent analyses of
South-South and triangular cooperation highlight how these mechanisms enhance
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agenda-setting power for non-Western actors (OECD, 2025), enabling South Korea to
contribute to global public goods like climate-resilient infrastructure and inclusive growth
while diversifying its strategic partnerships.
In the context of the current South Korean administration’s pragmatic diplomacy
prioritizing national interests, strategic autonomy, and balanced relations amid global
uncertaintiesPortugal offers a strategic entry point for cross-regional engagement
without over-reliance on any single great power (Chatham House, 2025). By pursuing
relational engagement with Portugal, South Korea can diversify its diplomatic footprint
beyond traditional Indo-Pacific and Euro-Atlantic alignments, fostering bridging functions
between developed and developing regions while advancing practical cooperation on
shared priorities such as climate resilience and inclusive growth.
Shift to Relational and Advocacy Public Diplomacy
To transcend the limitations of unilateral projection, South Korea should reframe Hallyu
as a relational and connective resource that promotes dialogue and co-creation. Concrete
measures could include joint cultural fusion projects that merge Korean and Portuguese
elements. For instance, collaborative performances blending K-pop with Fado or
Portuguese folk traditions, or participatory campaigns where Portuguese K-pop fans team
up with Korean creators to address themes like youth empowerment, environmental
awareness, or cultural heritage. These efforts would capitalize on existing participatory
fandom in Portugalevident in online communities and fan-led activitiesto evolve
beyond consumption into mutual storytelling, emotional resonance, and shared identity-
building (Guerra & Sousa, 2021).
A pivotal axis of this shift would be structured partnerships with Portugal’s Camões, I.P.,
which models decentralized, networked relational diplomacy through its extensive global
centers for language and culture. Possible collaborations include co-developed dual-
language programs (Korean-Portuguese), joint artist residencies, teacher exchanges,
and efforts to integrate Korean language and cultural education into Lusophone systems
in Brazil, Angola, and other CPLP nations—utilizing Camões’ established infrastructure for
scalable, reciprocal impact.
Normative priorities should guide these initiatives: center shared global agendas such as
green governance through joint projects on renewable energy innovation, EV supply-
chain sustainability, and climate adaptation tailored to Lusophone developing countries.
Triangular development cooperation in CPLP regions could incorporate Hallyu-driven
youth engagementsuch as fan-led sustainability challengeswith policy advocacy on
UN Sustainable Development Goals, thereby linking cultural appeal to substantive
normative consensus and practical cooperation (Kim, 2021). This relational framework,
rooted in listening, feedback loops, and sustained relationship management, would
elevate public diplomacy from brand promotion to genuine co-construction of values and
outcomes (Zaharna et al., 2013).
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Policy Recommendations and Broader Implications for Bilateral Ties
Short-term actions should prioritize realistic, low-barrier initiatives that build immediate
trust and demonstrate tangible mutual value. Key measures include deepening
operational linkages between the King Sejong Institute in Lisbon and Camões, I.P.
language/cultural centers through co-hosted workshops on language pedagogy, virtual
exchange programs for learners and educators, and the development of shared digital
platforms (e.g., bilingual apps or online resource hubs) that facilitate cross-cultural
content sharing and joint curriculum design. These collaborations can start with pilot
programs focused on youth audiences, leveraging existing Hallyu interest in Portugal to
introduce Portuguese language and culture elements alongside Korean studies (Camões,
I.P., n.d.; Jung, 2024).
Concurrently, initiate targeted Hallyu fandom advocacy campaigns that connect popular
culture participation to issue-based messaging. For example, themed social media
challenges, fan-organized virtual events, or community-driven initiatives promoting
bilateral commitments to green and sustainable development goals. Evidence from recent
cases shows that K-pop fan communities can mobilize rapidly and shape corporate and
public agendas, including around climate-related campaigns. Such efforts are cost-
effective and can quickly generate positive feedback loops in public perceptions when
designed around two-way engagement rather than one-way projection.
Medium- to long-term strategies should focus on institutionalizing and expanding these
relational foundations into sustainable, multi-layered networks. Establish formalized
multi-stakeholder platforms that bring together NGOs, universities, businesses, civil
society organizations, and youth groups from both countries to co-design and implement
programs across green technology innovation, triangular development cooperation in
Lusophone regions, and ongoing cultural exchange. Triangular cooperation guidance
emphasizes co-design, local ownership, and demand-driven partnerships, while also
noting the need to manage inherent power asymmetries among partners (OECD and
Islamic Development Bank, 2025).
Potential challenges must be proactively managed to ensure a successful transition.
Bureaucratic resistance to shifting from familiar projection habits, differing priorities in
Lusophone engagement, or uneven enthusiasm among non-state actors can be mitigated
through structured “listening” mechanisms such as regular consultations with Portuguese
stakeholders, fan communities, and civil society groups, consistent with relational public
diplomacy approaches that prioritize sustained relationship-building and mutuality.
Finally, adopting a relational model with Portugal could serve as a template for
broadening South Korea’s public diplomacy outreach into Southern Europe and the wider
Lusophone world, especially by combining cultural attraction with network-building
across diverse stakeholders. This diversification can reduce vulnerability to geopolitical
volatility by widening partnerships and strengthening adaptive, network-based influence
strategies associated with middle-power diplomacy. At the same time, integrating Hallyu
into agenda-driven cooperation should be approached carefully to avoid “silo” effects
between cultural diplomacy and development objectives.
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Conclusion
This study examined South Korea’s public diplomacy toward Portugal through the lens of
projection-oriented versus advocacy-based relational models, revealing both
achievements and persistent limitations in the bilateral relationship. Despite geographical
distance and historical asymmetries, Hallyu has successfully narrowed cultural gaps,
fostering participatory fandom and transnational proximity among Portuguese youth (Jin,
2023; Guerra & Sousa, 2021). State-supported initiatives, including King Sejong Institute
programs and promotional events, have built initial attractiveness and contributed to
growing familiarity with Korean culture. The 2023 bilateral agreements on triangular
cooperation, sustainable development, and university partnerships further signal shared
strategic interests in future-oriented sectors like renewables and advanced technologies.
However, the current projection-dominant approachcharacterized by unidirectional
cultural exports and centralized state coordinationfalls short in reciprocity, normative
depth, and institutional integration. This limits the conversion of cultural capital into
sustained diplomacy, particularly in leveraging Portugal’s gateway role within the CPLP
network. The relational turn proposed here offers a viable path forward. By repositioning
Hallyu as a connective tool for joint projects, forging partnerships with institutions like
the Camões I.P., and centering shared norms in green governance and triangular
cooperation, South Korea can cultivate more equitable and resilient ties.
Under the current administration’s pragmatic diplomacy, the relational model aligns well
with a focus on practical outcomes and diversity. Short-term trust-building measures,
such as joint workshops and fandom advocacy campaigns, can generate immediate
momentum, while medium- to long-term network institutionalization and monitoring
frameworks ensure sustainability. Addressing challenges like resource asymmetries
through proactive listening and phased reciprocity will be essential to success. Ultimately,
deepening relational public diplomacy with Portugal holds broader significance for South
Korea as a middle power. It provides a scalable template for expanding outreach into
Southern Europe and the Lusophone world, diversifying diplomatic engagement beyond
traditional alignments and enhancing adaptability in a multipolar world.
This bilateral case highlights a key insight for middle-power public diplomacy: while
projection excels at initial outreach, relational approaches are indispensable for
converting attractiveness into enduring strategic value. Future research could extend this
framework to other under-explored partnerships, testing its applicability across diverse
cultural and geopolitical contexts.
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OBSERVARE
Universidade Autónoma de Lisboa
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THE IMPACT OF GEOPOLITICAL DISTANCE ON FOREIGN DIRECT INVESTMENT:
EVIDENCE FROM EU-ASEAN RELATIONS
YOOMI KIM
Kimyum25@hufs.ac.kr
Yoomi Kim is a Lecturer at the Department of Indian-ASEAN Studies, Graduate School of
International and Area Studies, Hankuk University of Foreign Studies (Republic of Korea). She
received her Ph.D. in Social Behavior Science from University of Malaya. Her research
specialization includes ASEAN Political Economy. https://orcid.org/0000-0003-2832-7825
Abstract
This study provides a comprehensive empirical assessment of the evolving determinants of
Foreign Direct Investment (FDI) inflows from the European Union (EU) to the ASEAN region
between 2013 and 2025. It aims to analyze how geopolitical shifts, liguistic variables, and
institutional frameworks influence capital allocation in an era of global "de-risking." Utilizing
a Poisson Pseudo-Maximum Likelihood (PPML) gravity framework, the research examines FDI
drivers across distinct European Commission mandates. The study incorporates variables such
as Geopolitical Distance (based on UN voting alignments), the "Linguistic Premium," and
institutional milestones like the EU-Vietnam Free Trade Agreement (EVFTA). The empirical
results reveal a "Geopolitical Determinism" in investment gravity; while physical distance
matters less, the penalty for Geopolitical Distance surged by 150% post-2019. Singapore
demonstrates high sensitivity to geopolitical synchronization, while Vietnam successfully
mitigates political friction through proactive institutional alignment. Conversely, the traditional
"Linguistic Premium" that buffered countries like Malaysia and the Philippines has effectively
vanished. Thailand remains resilient through industrial path dependency, whereas Indonesia
faces rising friction due to resource nationalism and environmental standards (CBAM). The
study concludes that "Geopolitical Friction" has replaced socio-cultural ties as the primary
arbiter of transaction costs. For ASEAN policymakers, institutional reliability and regulatory
alignment with the EU’s green and digital goals are now more critical than traditional
advantages like low-cost, English-speaking workforces.
Keywords
ASEAN-EU Relations, Foreign Direct Investment (FDI), Geopolitical Distance, Gravity Model,
Institutional Alignment, PPML Estimation.
Resumo
Este estudo apresenta uma avaliação empírica abrangente dos determinantes em evolução
dos fluxos de Investimento Direto Estrangeiro (IDE) da União Europeia (UE) para a região da
ASEAN entre 2013 e 2025. Tem como objetivo analisar de que forma as mudanças
geopolíticas, as variáveis linguísticas e os quadros institucionais influenciam a alocação de
capital numa era de «redução do risco» global. Utilizando um modelo de gravidade de Pseudo-
Máxima Verosimilhança de Poisson (PPML), a investigação examina os fatores
impulsionadores do IDE ao longo de distintos mandatos da Comissão Europeia. O estudo
incorpora variáveis como a Distância Geopolítica (com base nos alinhamentos de voto na
ONU), o «Prémio Linguístico» e marcos institucionais como o Acordo de Comércio Livre UE-
Vietname (EVFTA). Os resultados empíricos revelam um «determinismo geopolítico» na
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The Impact of Geopolitical Distance on Foreign Direct Investment:
Evidence from Eu-Asean Relations
Yoomi Kim
117
gravidade dos investimentos; embora a distância física tenha menos importância, a
penalização pela distância geopolítica aumentou 150% após 2019. Singapura demonstra
elevada sensibilidade à sincronização geopolítica, enquanto o Vietname mitiga com sucesso o
atrito político através de um alinhamento institucional proativo. Por outro lado, o tradicional
«prémio linguístico» que protegia países como a Malásia e as Filipinas desapareceu
efetivamente. A Tailândia mantém-se resiliente graças à dependência do percurso industrial,
enquanto a Indonésia enfrenta atritos crescentes devido ao nacionalismo dos recursos e às
normas ambientais (CBAM). O estudo conclui que o «atrito geopolítico» substituiu os laços
socioculturais como principal fator determinante dos custos de transação. Para os decisores
políticos da ASEAN, a fiabilidade institucional e o alinhamento regulamentar com os objetivos
ecológicos e digitais da UE são agora mais críticos do que vantagens tradicionais, como a
mão-de-obra de baixo custo e anglófona.
Palavras-chave
Relações ASEAN-UE, Investimento Direto Estrangeiro (IDE), Distância geopolítica, Modelo de
gravidade, Alinhamento institucional, Estimativa PPML.
How to cite this article
Kim, Yoomi (2026). The Impact of Geopolitical Distance on Foreign Direct Investment: Evidence
from Eu-Asean Relations. Janus.net, e-journal of international relations. Thematic Dossier
Geopolitics of Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary Europe and Asia,
VOL. 17 Nº. 1, TD3, September 2026, pp. 116-131. DOI https://doi.org/10.26619/1647-
7251.DT0626.7
Article submitted on March 30, 2026 and accepted on May 10, 2026.
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September 2026, pp. 116-131
The Impact of Geopolitical Distance on Foreign Direct Investment:
Evidence from Eu-Asean Relations
Yoomi Kim
118
THE IMPACT OF GEOPOLITICAL DISTANCE ON FOREIGN DIRECT
INVESTMENT: EVIDENCE FROM EU-ASEAN RELATIONS
YOOMI KIM
Introduction
The global economy, once characterized by a robust trend of integration, is currently
undergoing significant fragmentation. This paradigm shift has been precipitated by a
series of geopolitical shocks, including Brexit in 2016, the escalation of the U.S.-China
trade conflict in late 2018, and the outbreak of the Russia-Ukraine war in early 2022. A
key metric reflecting this centrifugal force is Foreign Direct Investment (FDI). As one of
the preeminent sources of FDI for the ASEAN region, the European Union (EU) has
contributed substantially to regional economic development, with cumulative inflows
reaching approximately €330 billion by 2024. This sustained investment has been
underpinned by ASEAN’s rapid economic expansion, robust manufacturing capabilities,
and the EU’s strategic regional engagement.
Figure 1 illustrates the annual FDI trends between the EU and ASEAN. Notably,
investment flows plummeted in 2018concurring with the intensification of U.S.-China
trade tensionsbefore experiencing a recovery and a subsequent surge in 2023. While
the COVID-19 pandemic undeniably influenced global capital flows, the fact that FDI
volatility preceded the 2020 macroeconomic downturns (in GDP and trade) suggests that
investment patterns are increasingly sensitive to geopolitical alignment rather than
purely economic cycles.
In this context, fragmentation is evidenced not merely by a decline in the aggregate scale
of FDI, but more importantly, by the politicization of investment behavior. As global
tensions rise, geopolitical relationsor "geopolitical distance"are expected to exert a
growing influence on corporate and sovereign investment decisions. Consequently, this
study empirically investigates whether geopolitical distance significantly affects EU FDI
outflows, thereby testing the hypothesis that the global investment landscape has
become structurally fragmented.
To achieve this, we employ the Pseudo Poisson Maximum Likelihood (PPML) estimation
method. This approach allows for a rigorous analysis of how the ASEAN region, despite
its deep-seated historical and economic ties with the EU, has navigated the shifting
currents of global geopolitical fluctuations.
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Figure 1. FDI inflow from EU into ASEAN
Source: ASEANStats (2026).
Literature Review
The existing body of literature has extensively documented the traditional determinants
of Foreign Direct Investment (FDI). Empirical evidence consistently demonstrates that
market size (Belgibayeva & Plekhanov, 2019), institutional quality and infrastructure
(Alfaro, 2017), and the accumulation of human capital (Simionescu & Naros, 2019;
Martins et al., 2020) act as significant drivers of inward FDI. Conversely, factors such as
high labor costs (Endriukaitiene et al., 2022) and burdensome corporate taxation
(Economou et al., 2017; Kelas et al., 2024) are recognized as major deterrents to capital
inflows.
Recent scholarly discourse has shifted focus toward the impact of geoeconomic
fragmentation on global capital allocation. IMF (2023) and Aiyar and Ohnsorge (2024)
argue that global FDI is increasingly decoupling from traditional economic drivers, as
investment flows begin to align with geopolitical blocs. This reorientation, widely referred
to as "friend-shoring," suggests that multinational enterprises are recalibrating their
supply chains to prioritize political security over cost efficiency (Gopinath et al., 2024).
Specifically, UNCTAD (2024) reports that the share of FDI between geopolitically distant
countries has declined by nearly 10 percentage points over the last decade, underscoring
a structural shift in global investment patterns.
In the context of the ASEAN region, Arti and Vezina (2025) and the ASEAN Investment
Report (2025) highlight that despite a global downturn in capital flows, ASEAN has
remained a resilient recipient of FDI, largely by positioning itself as a strategic alternative
for firms diversifying away from geopolitically contested zones. However, the
heterogeneous response of EU investors to varying levels of geopolitical alignment within
ASEAN remains an underexplored area. While Abeliansky et al. (2024) demonstrate that
-10 000,00
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both FDI and portfolio investments are now significantly influenced by UN voting
proximity, this study seeks to provide a more granular analysis of the EU-ASEAN dyad.
From a methodological perspective, this study adopts the Pseudo Poisson Maximum
Likelihood (PPML) estimator. As established by Santos Silva and Tenreyro (2006), the
PPML estimator is the preferred "workhorse" for gravity-style equations, as it effectively
addresses the presence of zero-trade values and remains robust under
heteroscedasticity, unlike traditional OLS models.
This research distinguishes itself from previous empirical efforts, notably the foundational
work of Ahn et al. (2023), which utilized Greenfield FDI data from 2003 to 2021 to
quantify the growing importance of geopolitical alignment. While Ahn et al. identified
2018 as a critical turning point following the resurgence of U.S.-China trade tensions,
this paper extends the temporal horizon to 2024. By incorporating the most recent data
reflecting the long-term repercussions of the Russia-Ukraine conflict and the subsequent
intensification of EU-ASEAN strategic partnerships, this study provides a timely validation
of the "geopolitical distance" hypothesis. Furthermore, using independently collected
data serves as a critical robustness check for the trends identified in earlier IMF-led
studies.
Methodology
To examine the impact of geopolitical distance on FDI, this study employs a structural
gravity framework. Following the Pseudo Poisson Maximum Likelihood (PPML) estimation
approach proposed by Santos Silva and Tenreyro (2006), the baseline model is specified
as follows:
FDIs,d,t = f(β X IPDs,d,t-1+r X GDs,d+δ X CLs,d + 1s,t + 2d,t)
Where, s, d, and t represent the source country, destination country, and year,
respectively, and FDI represent the total FDI amount or the number of projects for the
corresponding year. IPD represents the ideal point distance, GDP represents geographical
distance, and CL represents the dummy variable for the presence of a common language;
geographical distance and the presence of a common language are variables commonly
used in gravity models, while geopolitical distance is calculated using the ideal points of
Bailey, Strezhnev, and Voeten (2017). 1s,t and 2d,t are fixed-effect variables
corresponding to pairs of the investing country and year versus the host country and
year, respectively; these fixed-effect variables control for influences not captured by
geopolitical distance and gravity control variables, such as the impact of economic
fluctuations in the investing and host countries on FDI. If 1s,t and 2d,t are included, no
further fixed-effect variables are required (they are redundant and absorbed).
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Figure 2. Ideal Point of the ASEAN-11 countries
Source: drawn by author based on Harvard Dataverse (assessed at 10 April 2026).
The primary variable of interest, Geopolitical Distance, is calculated using the Ideal Point
Estimates from Bailey, Strezhnev, and Voeten (2017). These estimates are derived from
UN General Assembly voting patterns and normalized with a mean of 0 and a standard
deviation of 1. Over the historical period (19462023), these points range from -3.15 to
3.22. For this study, we utilize data covering the 10 ASEAN member states and EU
member countries from 2012 to 2025.
Standard gravity controls, including bilateral geographic distance and common language
markers, are sourced from the CEPII GeoDist and Gravity databases (accessed April
2026). The use of these standardized measures ensures comparability with existing
international trade and investment literature. By incorporating the most recent 2024
2025 data points, this methodology provides a robust framework for capturing the latest
trends in geo-economic fragmentation.
Structural Analysis of Foreign Direct Investment (FDI) between the EU
and ASEAN
The Foreign Direct Investment (FDI) relationship between the European Union (EU) and
ASEAN has evolved into a cornerstone of the "Strategic Partnership" established in 2020.
In 2024, FDI inflows from the EU to ASEAN reached USD 20 billion, solidifying the EU's
position as the second or third-largest investor in the region, depending on the fiscal
quarter (ASEAN, 2025). However, these investment flows remain heavily concentrated
within the "ASEAN-5" economiesSingapore, Malaysia, Thailand, Indonesia, and the
Philippineswith Singapore serving as the primary regional hub for European capital
(Figure 3).
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Table 1. EUASEAN FDI Plan
Sector
Primary Focus
Manufacturing
Electronics, automotive (increasingly EV supply chains), and
pharmaceuticals, particularly in Vietnam and Malaysia.
Digital
Economy
Fintech, cybersecurity, and digital infrastructure (data centers).
Green Energy
Renewable energy projects (solar/wind), green hydrogen, and "just
energy transition" partnerships in Indonesia and Vietnam.
Services
Financial services and professional business services, largely
funneled through Singapore.
Source: EU-ASEAN Ministerial Meeting 2024 (2024).
A key driver of this investment is the EU’s "Global Gateway" initiative, which aims to
mobilize up to €10 billion in ASEAN by 2027, with a strategic focus on sustainable
connectivity and infrastructure (European Union External Action, 2024). Despite these
efforts, a significant development gap persists; in emerging ASEAN markets outside the
major hubs, the lack of sustainable infrastructure limits the capacity to absorb high-tech
European FDI. Consequently, this study seeks to analyze these dynamics to provide
critical implications for the future trajectory of FDI between the two regions.
Consistent with the 2024 EU-ASEAN Ministerial Meeting, the structural composition of EU
investment is increasingly governed by the EUASEAN Green Initiative and the
Sustainable Connectivity Package (European Union External Action, 2024). Within the
manufacturing sector, there has been an intensification of activity in electronics,
automotive industriesspecifically Electric Vehicle (EV) supply chainsand
pharmaceuticals, particularly in Vietnam and Malaysia. Economic cooperation in the
digital sphere is also expected to strengthen, as the EU-ASEAN Joint Working Group has
prioritized "Digital Trade" as a central pillar for 2026. Furthermore, the services sector,
led by financial and professional business services, continues to be channeled primarily
through Singapore. Simultaneously, in Indonesia and Vietnam, significant partnerships
have been concluded in the renewable energy sector, encompassing solar, wind, and
green hydrogen projects (Table 1).
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Figure 3. Extra-EU foreign direct Investment positions, by partner, EU, 2024 (% of extra-EU
total)
Source: Eurostat (2026).
Results of the impact of geopolitical distance on FDI
Comparison by period
Table 2 presents the empirical results of the Pseudo-Maximum Likelihood (PPML) analysis
regarding the impact of geopolitical distance on Foreign Direct Investment (FDI) inflows.
The dependent variable, FDI, is measured in US dollars, with data sourced from
ASEANStat (2026) and Eurostat (2026). To isolate the specific influence of geopolitical
dynamics, the analysis period is bifurcated into five-year intervalscorresponding to the
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respective terms of the President of the European Commission. This temporal
segmentation allows for a granular examination of how shifts in EU leadership and
strategic priorities have altered the sensitivity of capital flows to geopolitical alignment.
Table 2. PPML Estimation Results of the Impact of Geopolitical Distance on FDI (20132025)
Dependent Variable: FDI EU to ASEAN, t
Independent Variables
Period 1: 20132018
Period 2: 20192025
Geopolitical Dist.
-0.1254*
-0.3125*
(Std. Error)
(-0.0482)
(-0.0915)
Geographic Dist.
-0.0924*
-0.0712*
(Std. Error)
(-0.0105)
(-0.0152)
Common Lang. (ethno)
0.6842*
0.1854
(Std. Error)
(-0.0921)
(-0.1425)
Source Year FE
Included
Included
Dest. Year FE
Included
Included
Observations
33,714
29,242
Pseudo R2
0.74
0.71
Note: 1) Standard errors in parentheses. Significance levels: *** $p<0.01$, **
$p<0.05$, * $p<0.1$.
2) The value in parentheses is the robust standard error (clustering at the pair-
country level)
Source: Calculated by author based on data from ASEANstat (2026)and EuroStat(2026).
The transition from Period 1 (20132018) to Period 2 (20192025) marks a profound
structural shift in the drivers of EU-ASEAN investment. In the pre-2019 era, the
coefficient for Geopolitical Distance was relatively modest at -0.1254, suggesting that
economic pragmatism and market-seeking motives often outweighed political
divergences. However, in the subsequent period, this coefficient escalated to -0.3125,
representing a 150% increase in sensitivity. This surge signifies the rise of Geopolitical
Determinism. As the EU intensifies its "De-risking" strategy, geopolitical alignment has
transformed from a secondary consideration into a primary gatekeeper for capital entry.
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Evidence from Eu-Asean Relations
Yoomi Kim
125
The empirical evidence suggests that states characterized by perceived institutional
volatility or resource nationalismnotably Myanmar and Indonesianow face a
significant "political discount" that deters high-quality European FDI.
One of the most striking findings of this study is the statistical obsolescence of the
"Linguistic Premium." During Period 1, the presence of a common ethno-linguistic link
(ethno) acted as a powerful catalyst, associated with a $98\%$ increase in FDI probability
(exp(0.68)-1). This aligns with traditional gravity theories where shared culture reduces
information asymmetry and transaction costs. Conversely, in Period 2, the coefficient for
ethno plummeted to 0.1854 and lost its statistical significance. This indicates that
historical and cultural ties, which once buffered ASEAN states like the Philippines or
Singapore from external shocks, have been eclipsed by contemporary institutional
requirements. EU investors now prioritize Supply Chain Resilience and Regulatory
Synchronization (e.g., alignment with the EU Carbon Border Adjustment Mechanism
(CBAM)) over the convenience of a shared language.
The intensification of geopolitical barriers is further corroborated by the longitudinal trend
in Trade Friction Coefficients. While Geographic Distance has shown a diminishing
negative impactdropping from -0.0924 to -0.0712 due to the digitalization of global
value chainsoverall trade resistance for several ASEAN nodes has increased toward
2025. This divergence confirms that while physical and logistical barriers are being
overcome, they are being replaced by "Invisible Trade Costs" rooted in political friction,
effectively lengthening the economic distance between the EU and non-aligned ASEAN
members.
Comparison by states
The analysis by period assumes (limitation) that the impact of geopolitical distance on
FDI is the same for all countries. However, it may differ individually. Based on these
observations, this section estimates the impact of geopolitical distance on FDI for major
countries on a country-by-country basis. Specifically, the estimation is performed as
follows in Table 3. First, the scale of FDI is estimated by country in terms of amount
(dollars). At this point, as in the previous sections, the number of observations is
insufficient to estimate the ‘fixed effect per investing country × year’ and the ‘fixed effect
per attracting country × year.’ Therefore, the fixed effect values obtained from the
estimation covering all projects were set as the true values, and the remaining
coefficients were estimated.
In Myanmar and Lao PDR, Geopolitical Distance emerges as the overarching determinant
of FDI, effectively marginalizing traditional gravity factors in jurisdictions characterized
by high institutional volatility. The coefficient for IPD is the most severe in our sample (-
0.952). This empirical finding aligns with the observed collapse of FDI inflows post-2021,
suggesting that for high-risk nations, geopolitical alignment serves as a binary
gatekeeper for European capital. While the high geographic friction coefficient (-0.192)
reflects the inherent logistical challenges of a landlocked economy, the significant
coefficient for Common Language (comlang_ethno) provides a critical nuance. It
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126
suggests that linguistic ties with the EU (specifically France) act as a vital "soft
infrastructure," facilitating residual capital flows that geography otherwise hinders.
Table 3. PPML Estimation Results of EU-Myanmar and EU-Laos FDI Inflows
Dependent Variable: FDI_s,d,t (FDI Value from EU28)
Independent Variables
Myanmar
Laos
Geopolitical Dist.
-0.952*
-0.118
(Std. Error)
(-0.245)
(-0.156)
Geographic Dist.
-0.184*
-0.192*
(Std. Error)
(-0.062)
(-0.071)
Common Lang. (ethno)
0.142
0.384*
(Std. Error)
(-0.102)
(-0.142)
Fixed Effects
Yes
Yes
Observations
1,245
1,245
Pseudo R2
0.58
0.54
Notes: 1) Standard errors in parentheses. Significance levels: *** p<0.01, ** p<0.05, * p<0.1. IPD is lagged
by one year.
2) The value in parentheses is the robust standard error (clustering at the pair-country level)
Source: Calculated by author based on data from ASEANstat (2026) and EuroStat(2026).
Table 4. PPML Estimation Results of EU-Malaysia and EU- Philipplines FDI Inflows
Dependent Variable: FDI_s,d,t (FDI Value from EU28)
Independent Variables
Malaysia
Philippines
Geopolitical Dist.
-0.342*
-0.418*
(Std. Error)
(-0.098)
(-0.124)
Geographic Dist.
-0.102*
-0.085*
(Std. Error)
(-0.035)
(-0.024)
Common Lang. (ethno)
0.684*
0.852*
(Std. Error)
(-0.152)
(-0.187)
Fixed Effects
Yes
Yes
Observations
1,245
1,245
Pseudo R2
0.79
0.82
Notes: 1) Standard errors in parentheses. Significance levels: *** p<0.01, ** p<0.05, * p<0.1. IPD is lagged
by one year.
2) The value in parentheses is the robust standard error (clustering at the pair-country level)
Source: Calculated by author based on data from ASEANstat (2026) and EuroStat (2026).
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127
Malaysia and the Philippines exhibit superior model fit, with Pseudo R2 values of 0.79 and
0.82, respectively. The robust positive coefficients for Common Language (0.684 and
0.852) imply that English-language proficiency creates a predictable and transparent
information environment for EU firms. By reducing information asymmetry, this
"Linguistic Premium" serves as an institutional buffer, mitigating the adverse effects of
political distance and enhancing the resilience of these economies against exogenous
geopolitical shocks.
Table 5. PPML Estimation Results of EU-Brunei and EU- Cambodia FDI Inflows
Independent Variables
Cambodia
Brunei
Geopolitical Dist.
-0.115
-0.042
(Std. Error)
(-0.112)
(-0.082)
Geographic Dist.
-0.124*
-0.051
(Std. Error)
(-0.042)
(-0.044)
Common Lang. (ethno)
0.312*
(Omit)
(Std. Error)
(-0.115)
(-)
Fixed Effects
Yes
Yes
Observations
1,245
1,245
Pseudo R2
0.65
0.62
Notes: 1) Standard errors in parentheses. Significance levels: *** p<0.01, ** p<0.05, * p<0.1. IPD is lagged
by one year.
2) The value in parentheses is the robust standard error (clustering at the pair-country level)
Source: Calculated by author based on data from ASEANstat (2026) and EuroStat (2026).
Brunei and Cambodia is Resource-seeking and strategic hubs among ASEAN countries.
The statistical insignificance of both IPD and GD suggests that FDI in Brunei is primarily
driven by the resource-seeking motive. Investment decisions appear to be governed by
global commodity price cycles—captured by the model’s fixed effectsrather than
bilateral political or geographic proximity.
Cambodia demonstrates a balanced mix of determinants. The significant positive
coefficient for the ethno-linguistic link (0.312*) reflects a consistent cultural alignment
with European nodes. While the market size remains relatively small, this cultural path
dependency stabilizes Cambodia’s position within specific European trade networks.
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Table 6. PPML Estimation Results of EU- the ASEAN-4 Countries1) FDI Inflows
Independent Variables
Singapore
Vietnam
Thailand
Indonesia
Geopolitical Dist.
-0.512*
-0.315*
-0.089
-0.124
(Std. Error)
-0.113
-0.104
-0.138
-0.145
Geographic Dist.
-0.034
-0.098*
-0.156*
-0.142*
(Std. Error)
-0.045
-0.032
-0.051
-0.048
Common Lang. (ethno)
1.104*
0.421*
(Omit)
0.587*
(Std. Error)
-0.214
-0.187
(-)
-0.254
Fixed Effects
Yes
Yes
Yes
Yes
Observations
1,245
1,245
1,245
1,245
Pseudo R2
0.88
0.74
0.71
0.69
Notes: 1) Singapore, Vietnam, Thailand, Indonesia.
2) Standard errors in parentheses. Significance levels: *** p<0.01, ** p<0.05, * p<0.1. IPD is lagged by one
year.
3) The value in parentheses is the robust standard error (clustering at the pair-country level)
Source: Calculated by author based on data from ASEANstat (2026) and EuroStat (2026).
The empirical results reveal a stratified investment landscape among the "ASEAN-4,"
where the impact of geopolitical and cultural variables diverges based on each nation's
strategic positioning within global value chains.
Singapore exhibits the highest sensitivity to Geopolitical Distance (0.512) and the
strongest Linguistic Premium (1.104). As a premier global financial hub, Singapore’s FDI
inflows are highly contingent on its role as a "safe harbor." The results suggest that EU
capital views Singapore not just as a market, but as a politically synchronized node. The
overwhelming significance of the common language coefficient indicates that Singapore
effectively minimizes transactional friction, allowing it to absorb high-value EU
investment even as regional geopolitical tensions rise.
Vietnam presents a unique case where the Geopolitical Distance penalty (-0.315*) is
significant but moderated by institutional frameworks. Despite being a non-democratic
state with distinct political values, Vietnam has successfully mitigated geopolitical friction
through proactive institutional alignment, most notably the EU-Vietnam Free Trade
Agreement (EVFTA). The significant but lower cultural coefficient (0.421**) suggests that
Vietnam’s FDI attraction is increasingly driven by structural competitiveness and its role
as a primary alternative in the "China Plus One" strategy, rather than historical or
linguistic ties.
Thailand demonstrates a statistically insignificant coefficient for Geopolitical Distance (-
0.089) and an omitted or weak result for Common Language. Thailand operates as a
"Linguistic Island" with high internal path dependency in the automotive and electronics
sectors. The results imply that EU FDI in Thailand is governed by agglomeration
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economies and established industrial clusters. Unlike Singapore, Thailand’s investment
inflows are less sensitive to UN voting alignments, as EU firms prioritize the nation’s
deep-seated manufacturing ecosystem and regional logistics over ideological
synchronization.
In the most recent period, Indonesia shows a rising negative sensitivity to geopolitical
friction (-0.218 in sub-period analysis). Indonesia’s investment profile is currently caught
between the EU’s demand for critical raw materials (e.g., nickel for the Green Deal) and
the frictions caused by resource nationalism (e.g., export bans). The diminishing
significance of the historical Dutch-Indonesian linguistic link suggests that the "cultural
buffer" is no longer sufficient to offset modern policy conflicts. For Indonesia, FDI
attraction is transitioning into a high-stakes negotiation over regulatory alignment and
environmental standards (CBAM compliance).
While Geopolitical Distance acts as a significant deterrent to FDI region-wide, countries
with deep-seated linguistic and cultural endowmentsnotably Singapore, the Philippines,
and Malaysiapossess a 'cultural buffer' that sustains capital inflows even during periods
of political realignment. In contrast, 'Linguistic Islands' such as Thailand, or 'High-Risk'
states like Myanmar, lacks this protective mechanism, rendering their FDI levels highly
vulnerable to both geopolitical volatility and geographic friction.
Conclusion
This study provides a comprehensive empirical assessment of the evolving determinants
of EU-ASEAN Foreign Direct Investment (FDI) inflows between 2013 and 2025. By
utilizing a PPML gravity framework across distinct European Commission mandates, we
identify a fundamental structural break in the drivers of international capital allocation.
The primary contribution of this research is the identification of "Geopolitical
Determinism" as the new cornerstone of FDI gravity. Our results demonstrate that while
the negative impact of physical distance has moderated due to technological and logistical
advancements, the penalty for Geopolitical Distance has escalated significantly, surging
by 150% in the post-2019 era. Conversely, the "Linguistic Premium"which historically
provided a robust cultural buffer for nations like the Philippines and Malaysiahas
effectively vanished in the most recent period. This suggests that EU investors are
increasingly prioritizing ideological and regulatory synchronization over traditional
cultural affinities.
The analysis reveals a profound "Asymmetric Resilience" within the ASEAN region.
Nations such as Singapore and Vietnam have successfully navigated rising geopolitical
frictions through legal transparency and institutional frameworks (e.g., the EVFTA).
Thailand and Indonesia continue to attract capital through industrial path dependency
and strategic resource endowments, though they face increasing pressure to align with
EU environmental standards (CBAM). For fragile states like Myanmar, the geopolitical
penalty has become prohibitive, illustrating how political misalignment can lead to
systemic economic marginalization in a "De-risking" global economy.
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From a theoretical perspective, our findings challenge the traditional dominance of socio-
cultural variables in gravity models, proposing that "Geopolitical Friction" is now the
primary arbiter of transaction costs. For ASEAN policymakers, the results imply that a
low-cost, English-speaking workforce is no longer a sufficient competitive advantage. To
secure high-value European capital in the green and digital sectors, host nations must
focus on institutional reliability and policy synchronization with the EU’s strategic
autonomy goals.
While this study utilizes the most recent 2026 datasets, future research should explore
the sectoral heterogeneity of these geopolitical sensitivities. Specifically, investigating
whether "Green FDI" in renewable energy is more sensitive to political alignment than
traditional manufacturing would provide vital insights for the next stage of ASEAN’s
industrial development.
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OBSERVARE
Universidade Autónoma de Lisboa
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132
OVERLAPPING IMPERIALISMS: COLONIAL AND NEOCOLONIAL LOGICS OF
URBAN GOVERNANCE IN KILAMBA, ANGOLA
KYERI KIM
kyeri_kim@hufs.ac.kr
Anthropologist and research professor at Hankuk University of Foreign Studies, Seoul (Republic
of Korea), specializing in Lusophone and African area studies. Her work engages anthropological
perspectives on social and cultural phenomena across Lusophone and African contexts.
Abstract
This article examines the urban project of Kilamba in Luanda, Angola, as a site where distinct
imperial logics operate through development finance and urban governance. Rather than
treating Portuguese colonial rule and China’s contemporary engagement as separate historical
phases, the study conceptualizes them as mutually reinforcing regimes of power coexisting
within a single urban space. To capture this configuration, it advances the concept of
“overlapping imperialisms,” defined as a condition in which imperial forms of governance with
distinct historical origins become institutionalized within the same national or urban context
and produce layered effects of inclusion and exclusion. By situating urban space at the
intersection of colonial governance and contemporary development finance, particularly oil-
backed credit, this article contributes to debates in international relations on postcolonial
governance, SouthSouth cooperation, and the spatialization of global power. It argues that
development-led urbanization can function as a mechanism through which imperial forms of
governance persist and are reconfigured in postcolonial contexts.
Keywords
Overlapping imperialisms, colonial governance, ChinaAfrica relations, oil-backed credit,
urban space and power.
Resumo
Este artigo analisa o projeto urbano de Kilamba, em Luanda, Angola, como um local onde
distintas lógicas imperiais operam através do financiamento ao desenvolvimento e da
governação urbana. Em vez de tratar o domínio colonial português e o envolvimento
contemporâneo da China como fases históricas separadas, o estudo conceitua-os como
regimes de poder que se reforçam mutuamente e coexistem num único espaço urbano. Para
captar esta configuração, o estudo propõe o conceito de «imperialismos sobrepostos»,
definido como uma condição em que formas imperiais de governação com origens históricas
distintas se institucionalizam no mesmo contexto nacional ou urbano e produzem efeitos em
camadas de inclusão e exclusão. Ao situar o espaço urbano na intersecção entre a governação
colonial e o financiamento do desenvolvimento contemporâneo, em particular o crédito
garantido pelo petróleo, este artigo contribui para os debates nas relações internacionais
sobre a governação pós-colonial, a cooperação Sul-Sul e a espacialização do poder global.
Defende que a urbanização impulsionada pelo desenvolvimento pode funcionar como um
mecanismo através do qual as formas imperiais de governação persistem e são reconfiguradas
em contextos pós-coloniais.
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Contemporary Europe and Asia
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Overlapping Imperialisms: Colonial and Neocolonial Logics of Urban
Governance in Kilamba, Angola
Kyeri Kim
133
Palavras-chave
Overlapping imperialisms, colonial governance, ChinaAfrica relations, oil-backed credit,
urban space and power.
How to cite this article
Kim, Kyeri (2026). Overlapping Imperialisms: Colonial and Neocolonial Logics of Urban Governance
in Kilamba, Angola. Janus.net, e-journal of international relations. Thematic Dossier Geopolitics
of Anxiety: Ideology, Identity, and (Un)Bordering in Contemporary Europe and Asia, VOL. 17 Nº.
1, TD3, September 2026, pp. 132-154. DOI https://doi.org/10.26619/1647-7251.DT0626.8
Article submitted on December 31, 2025 and accepted on February 6, 2026.
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Overlapping Imperialisms: Colonial and Neocolonial Logics of Urban
Governance in Kilamba, Angola
Kyeri Kim
134
OVERLAPPING IMPERIALISMS: COLONIAL AND NEOCOLONIAL
LOGICS OF URBAN GOVERNANCE IN KILAMBA, ANGOLA
1
YOOMI KIM
Introduction
Luanda, located on the Atlantic coast of southwestern Africa, is the capital of Angola and
the country’s political, economic, cultural, and administrative center. Since the sixteenth
century, the city has undergone continuous urban growth accompanied by sustained
population inflows, a process that accelerated markedly during and after the twenty-
seven-year civil war following independence. However, Luanda’s infrastructure and
housing systems proved insufficient to accommodate this rapid transformation(Kim
2025b), resulting in chronic housing shortages, uneven distribution of infrastructure, and
the proliferation of informal settlements.
In response to this urban crisis, the Angolan government launched the National
Reconstruction Program(Programa de Reconstrução Nacional) in the early 2000s, aiming
both to rebuild infrastructure destroyed during the civil war and to establish new engines
of national economic growth. A central objective of this program was to render the state’s
commitment to reconstruction visible domestically and internationally while
simultaneously constructing a renewed national image. To this end, the government
actively pursued foreign capital and international partnerships, within which urban
development emerged as a key instrument of the national reconstruction strategy(Tomás
2022: 183).
It was within this context that Kilamba emerged as a large-scale housing complex located
approximately 30 kilometers outside Luanda’s urban core. Conceived as part of a state-
led policy, Kilamba was intended to alleviate overcrowding in central Luanda, resume
infrastructure investment suspended during the war, and respond to growing urban
housing demand. In 2011, the project was officially inaugurated by ex-President José
Eduardo dos Santos and presented domestically and internationally as a flagship symbol
of postwar reconstruction. Since then, Kilamba has been incorporated into the itineraries
of visiting foreign and domestic dignitaries, where newly constructed buildings and
orderly urban landscapes have been framed as tangible evidence of Angola’s
reconstruction achievements(Chronic 2015).
1
This work was supported by the Ministry of Education of the Republic of Korea and the National Research
Foundation of Korea(NRF-2024S1A5B5A16020542).
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Overlapping Imperialisms: Colonial and Neocolonial Logics of Urban
Governance in Kilamba, Angola
Kyeri Kim
135
Kilamba thus came to be positioned as a representative space that visually materialized
state narratives of a “New Angola” or a “New Luanda.” Promoted as a model of modernity,
order, and a forward-looking national future achieved through the combination of foreign
capital and technology, Kilamba emerged as one of the most conspicuous spatial
manifestations of state-led development narratives, frequently framed in terms such as
“the Dubai of Africa.” Its orderly high-rise housing blocks, systematically arranged road
networks, well-maintained green spaces, covered bus stops, and rows of streetlights
stand in sharp contrast to Luanda’s historic urban core, where remnants of Portuguese
colonial urbanism coexist with the material traces of prolonged civil war(Cardoso 2016:
119; Pitcher & Moorman 2015: 123130).
Large-scale urban development projects such as Kilamba in postcolonial Africa have
typically been analyzed through the lenses of national reconstruction, development, or
the expansion of global capital. While these approaches are useful for explaining the
material transformations and policy outcomes produced by development, they offer
limited insight into how urban space is historically constituted through shifting
configurations of power and interaction. In particular, relatively little scholarly attention
has been paid to how colonial urban orders and postcolonial forms of external
intervention intersect and operate together within urban space.
This study addresses this gap by approaching Kilamba as a site where imperialism and
neo-imperialismdistinct yet interrelated forms of imperial governanceintersect and
overlap. Imperialism should not be understood as a legacy that disappeared with the
formal end of colonial rule; rather, it has persisted through institutions of development,
reconstruction, finance, and planned urbanization within the framework of neo-
imperialism. Colonial imperialism and postcolonial neo-imperialism must therefore be
analyzed as institutional frameworks that operate simultaneously within the same spatial
context.
From this perspective, this article proposes the concept of overlapping imperialisms,”
defined as a condition in which imperial forms of power with different historical origins
coexist within the same national and urban context and become institutionalized as
modes of governance, producing layered effects of inclusion and exclusion. Through this
conceptual lens, the article reinterprets the Kilamba urban project by asking, first, how
imperialism and neo-imperialism persist within Kilamba’s urban space, and second, how
distinct imperial logics are combined within a single urban project and with what
implications for the production of urban space. To address these questions, the article
adopts a comparative approach that examines imperialism and neo-imperialism within a
shared analytical framework.
Imperialism, Neo-Imperialism and Overlapping Imperialisms
Imperialism
At the political and economic level, imperialism is structurally linked to a particular stage
of capitalist development. The concentration of production and capital generates
monopolies, while the dominance of finance capital significantly expands the export of
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capital. Within this framework, classical theories of imperialism have understood it as a
power system that emerges when advanced capitalist economies confront the limits of
accumulation, thereby requiring external spaces, and when this requirement becomes
institutionalized through political, economic, social, and cultural mechanisms(Lenin
1917). In this regard, imperial intervention by the state should be understood not simply
as an expression of colonial ambition for territorial expansion, but as an attempt to create
and extend international conditions favorable to capital accumulation(Brenner 2006).
In practice, imperialism has always operated through political and cultural ideologies that
legitimize conquest alongside economic expansion. In Africa, racism and civilizing
discourses functioned as key mechanisms that normalized external
intervention(Campbell 2015). Imperialism should therefore be understood not merely as
territorial occupation, but as a multi-layered logic of domination linking capital expansion,
knowledge production, and spatial reorganization(Cooper 2005). This logic becomes
durable through the institutionalization of legal and administrative frameworks that
sustain control over external spaces.
Imperialism legitimized itself through epistemological hierarchies that framed non-
Western societies as backward and correctable. This representation justified intervention
under the rhetoric of civilization and development and cast domination as a moral
responsibility(Liebersohn 2016). By defining in advance what counted as civilization and
deficiency, imperial power established a hierarchy that preceded formal rule and
determined who was entitled to govern and who was to be governed(Said 1977).
Over time, this imperial epistemology became embedded within concrete institutional
mechanisms of rule. Colonial governance imposed differentiated constraints on
citizenship, legal status, forced labor, freedom of movement, and access to resources.
Colonized populations, above all, were administered through documentary practices and
legaladministrative classification systems constructed by imperial power. While rights
associated with citizenship were only partially extended to local populations, a wide range
of obligations designed to facilitate exploitation were imposed upon them(Cooper 2005).
In this sense, imperialism constitutes a complex power formation in which economic
exploitation, political control, military coercion, and culturalideological legitimation
operate in an interlocking manner, grounded in the reconfiguration of epistemological
frameworks(Amin 2017).
Imperial power becomes routinized in everyday life through spatial organization. Space,
as a social product, reflects and reproduces power relations. The ways in which power
structures space shape social relations and institutional orders, condensing the
operational principles of specific regimes(Lefebvre 1991). Consequently, imperial
urbanization inscribes imperial orders and norms into the city itself. Through urban
planning, administrative zoning, infrastructural connectivity, and regulated access to
housing, urban space is transformed into an apparatus that continuously activates
imperial governance.
Such imperial modes of spatial control do not disappear entirely in the postcolonial
period. Rather, the institutions, spatial hierarchies, and politicaleconomic orders
constructed under imperial rule persist as organizing conditions of postcolonial societies.
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Differential distributions of citizenship, the demarcation between legality and illegality,
rules governing access to land and housing, and administrative systems represent
reworked continuities of colonial logics rather than ruptures. While modern imperialism
no longer operates primarily through direct domination, it continues to be invoked
through indirect mechanisms such as development, reconstruction, and the
establishment of new criteria of order and legality(Mbembe 2001; Stoler 2013). From
this perspective, postcolonial urban space emerges as a crucial site where imperial logics
of governance are reactivated in transformed forms. Imperial urban space thus
constitutes a terrain in which imperial rationalities, far from being erased after the end
of colonial rule, are reconfigured and continue to operate. These continuities are not
accidental residues of colonial history but structural conditions that shape how
postcolonial urban governance remains tethered to imperial rationalities.
Neo-Imperialism
Modern imperialism operated through forms of direct rule that combined overseas capital
expansion with territorial domination, accompanied by the transfer of surplus value
generated through production. Neo-imperialism, by contrast, refers to a system in which
such forms of direct domination are weakened, while external intervention is structured
through institutional mechanisms such as international finance, regulatory regimes, and
global norms under conditions in which the formal sovereignty of the target state is
maintained. One of the most significant distinctions between the two lies in the mode of
extraction: under neo-imperialism, exploitation is reorganized into institutionalized
formscredit, debt, and financial contractsthat are largely detached from direct
production processes. In this sense, neo-imperialism constitutes a transformed and
abstracted continuation of the logic of modern imperialism, marking a shift from direct
to indirect rule and from colonial administration to governance through international
norms and institutional arrangementsa contemporary modality of imperial power(Yu
2020).
Similarly, patterns of world dependency in postcolonial Africa have been reconfigured
through increasingly discreet and institutionalized pathways. From the late nineteenth
century to the Second World War, colonial imperialismcentered on Europe and
combining infrastructure construction such as railways, ports, and mines with formal
territorial controlwas dominant(Rodney 2018; Zack-Williams 2013). After the war, the
center of imperial power shifted toward the United States, giving rise to what has been
described as “imperialism without colonies.” From the 1980s onward, the gradual
institutionalization of structural adjustment programs marked a new phase in which
national policy autonomy and development strategies became subordinated to external
financial regimes(Harvey 2017; Zack-Williams 2013). Since the 1990s, the rise of China
has introduced a new variable into this configuration, transforming Africa into a field of
multipolar competition. China came to be perceived as an alternative partner to Western
conditional aid and normative pressure; at the same time, however, it has faced criticism
for generating new forms of neocolonial dependency through loans and development
projects. Across these transformations, core mechanisms of neo-imperialism have
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included market dependency, profit extraction by multinational corporations, and
institutional devices such as asymmetrical economic partnership agreements(Tull 2006;
Zack-Williams 2013).
Among these mechanisms, the discourse of developmentalism has played a particularly
significant role in materializing neo-imperialism in Africa. Developmentalism has emerged
as a central technology of power that enables neo-imperialism to operate through indirect
forms of governance. Although development is also an internal process of capitalist
expansion, it has increasingly taken shape as a policy framework institutionalized through
international cooperation, aid, and reconstruction programs. Development thus appears
to function as a neutral instrument aimed at “improving” or “enhancing” social conditions;
in practice, however, it operates as a normative framework that pre-organizes the
political and economic conditions necessary for capital accumulation while legitimizing
external intervention(Li 2007; Veltmeyer 2020).
During the Cold War, development was mobilized as a means of anchoring postcolonial
states within Western capitalist trajectories of progress. In the subsequent neoliberal
phase, it functioned through structural adjustment, market liberalization, and fiscal
discipline, thereby limiting national policy choices and inducing social restructuring. In
this process, aid and development cooperation became inseparable from the geopolitical
and strategic interests of donor states. In this way, development provided an institutional
conduit through which external power could intervene without resorting to direct
domination or military coercion. Development thus operates as an indirect and structural
modality of neo-imperialism(Latham 2011; Veltmeyer 2020). This perspective makes it
possible to analyze postcolonial urban development and reconstruction not merely as
state-led modernization processes, but as sites in which neo-imperial logics of
governance are actively at work. What distinguishes this configuration as neo-imperial is
that the authority shaping urban life is displaced outward, embedding external standards
and financial structures into the internal organization of postcolonial space.
Overlapping Imperialisms: A Conceptual Synthesis
Kilamba has most often been analyzed within a framework that emphasizes the postwar
expansion of a Chinese-style development model in Angola. Such approaches, however,
suffer from two major limitations. First, they tend to overlook how the logics of
governance and spatial order produced under Portuguese colonial imperialism continue
to be reactivated in the postcolonial period. Second, by treating China’s intervention as
the linear arrival of a new external actor, they fail to capture the more complex condition
in which different imperial logics operate simultaneously within the same national, urban,
and project-specific context(Kim 2025c).
Accordingly, this study reconceptualizes Kilamba not as a post-imperial space, but as a
site in which multiple forms of imperial governance coexist in overlapping ways. The
central analytical shift lies in moving beyond a periodized distinction that separates
Portuguese colonial imperialism and Chinese neo-imperialism into discrete historical
phases and instead focusing on how different forms of imperial power operate
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concurrently within a single urban development project. To capture this configuration,
the study advances the concept of “overlapping imperialisms.” Overlapping imperialisms
refers to a condition in which imperial forms of governance with distinct historical origins
and modes of power coexist within the same national or urban space, become
institutionalized as modes of governance, and, through this process, produce layered
effects of inclusion and exclusion. This concept does not simply identify imperialism in
terms of continuity or legacy; rather, it serves as a conceptual device for analyzing how
the normative and spatial logics of colonial imperialism and the financialized
developmental logics of neo-imperialism operate simultaneously within specific
institutions and projects, producing new configurations of governance and power.
To empirically analyze overlapping imperialisms, this study structures Chapters III and
IV around a comparative framework that treats imperialism and neo-imperialism not as
temporally separated stages, but as coexisting modes of power within a shared analytical
field. Methodologically, the analysis organizes the operation of imperial power in urban
space into three interrelated dimensions: epistemological, institutional, and political,
each centered on a distinct mechanism of power. First, at the epistemological level,
imperial power defines what constitutes a problem and what forms of intervention are
legitimate through justificatory ideologies such as the civilizing mission and
developmentalism, conceptualized here as Ideological Regimes of Legitimation. Second,
at the institutional level, these epistemologies materialize through the Institutionalization
of Spatial Politics, whereby legal frameworks, administrative systems, urban planning,
and classificatory criteria are deployed to organize urban space and populations. Third,
these processes culminate at the political level in Regimes of Citizenship, through which
access to the city and the conditions under which particular forms of life are recognized
as “normal” or legitimate citizenship are reconfigured. This threefold analytical structure
reveals core mechanisms through which imperial power operates across imperial
discourse, the politics of urban space, and the production of citizenship in the city of
Luanda. This framework therefore does not merely describe continuity between imperial
forms, but provides an analytical tool for identifying how multiple regimes of power
become layered within concrete urban institutions.
Imperial Urban Formation and Structure
Ideological Regimes of Legitimation: The Civilizing Mission
Kilamba is one of the large-scale housing projects that came to symbolize Angola’s
postwar reconstruction in the postcolonial period. Yet the formation and spatial
organization of Kilamba bear the clear imprint of Portuguese imperial logics of
governance that were already established during the historical construction of Luanda.
In 1576, Portugal entered what is now Angola by establishing a foothold on Ilha de Cabo
also known as Ilha de Luandaand founded the city under the name o Paulo de
Assunção de Loanda(Kim 2021: 62). Luanda soon emerged as a central hub of the
Atlantic slave trade and became a strategic site through which Portuguese colonial rule
was organized and rendered visible in urban space. Modeled after Lisbon, Luanda was
planned as a Western-style city, spatially divided along social hierarchies and infused
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with imperial ideology through its urban form(Kim 2025b: 7072). As a result, Luanda
came to be recognized as one of the oldest continuously urbanized cities in sub-Saharan
Africa and as a paradigmatic case of Portuguese colonial urbanization(Jenkins et al. 2002:
139). The foundational principles of this colonial urban planning did not disappear with
decolonization but persisted in reconfigured forms in the postcolonial period.
Portuguese imperialism was materially inscribed in Luanda through architecture, street
names, and systems of administrative nomenclature. These elements formed part of a
broader European mode of urban design and functioned as a key means through which
the imperial logic of the missão civilizadorathe civilizing missionwas enacted and
made visible in Africa. The civilizing mission constituted a central justificatory ideology
through which imperial domination was represented not as coercion or exploitation, but
as the fulfillment of historical progress and moral responsibility. Within this framework,
colonized societies were defined as “uncivilized,” while European civilization was posited
as a universal standard to be emulated and ultimately achieved. Imperial intervention
was thus reframed as education, reform, protection, and development, enabling imperial
power to position itself not as an agent of violence but as a mediator of civilization. In
this sense, the civilizing mission functioned as an ideological apparatus that allowed
imperial rule to be sustained through the rhetoric of universal values and human
progress, even as military and political domination continued(Pomeranz 2005).
Assimilationist(assimilação) policy operated as a concrete extension of the civilizing
mission within the colonial city. Through institutional mechanisms, it promoted the use
of Portuguese as the official language, the imposition of Catholic order, Portuguese
architectural styles, and European modes of everyday life. Through these processes,
Luanda became a site in which the social and cultural identity of the Portuguese empire
was projected, internalized, and enacted in practice(Kim 2025d: 562; Pinto & Jerónimo
2015: 2–15). In this regard, Luanda’s colonial urban landscape constitutes the spatial
organization and visual reproduction of an imperial worldview premised on Western
civilizational superiority. The civilizing mission and its concrete implementation through
assimilationist policy thus operated as key ideological regimes of imperial legitimation.
The hierarchical structures produced through these spatial practices, centered on the
colonial city, were not fully dismantled after decolonization and continue to shape the
postcolonial urban order.
Institutionalization of Imperial Spatial Politics: Legal and Administrative
Classification
The urban structure of Luanda was shaped through a dual spatial division between cidade
alta(meaning the upper city) and cidade baixa(meaning the lower city), a model
characteristic of Portuguese colonial urban planning. This configuration reflected the
functional differentiation and hierarchical ordering of space under colonial rule. Cidade
baixa, located in the low-lying coastal zone, concentrated ports, administrative
institutions, commercial facilities, and residential areas for European settlers, serving as
the material center of colonial governance and economic activity. By contrast, cidade
alta, situated on higher ground, was organized around military defensive functions and
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religious institutions and functioned as a residential space for select elites, embodying
colonial authority and symbolic power. This dual structure appeared repeatedly across
Portuguese colonial cities. Derived from Lisbon’s urban principles and transplanted into
the colonial context, it demonstrates that urban planning functioned as a central
instrument for organizing imperial governance(Milheiro 2020: 397409). Such spatial
ordering reflects the operation of a strongly Eurocentric spatial ideology, in which
Portuguese colonial authorities regarded metropolitan urban forms as universal and ideal
models and applied them uncritically to colonial settings.
Portuguese imperialism further fragmented Luanda’s urban space through systematic
differentiation along social and racial hierarchies. As colonial rule intensified, urban
zoning increasingly followed distinctions based on skin color and class. The city center
was planned as a modern, institutionalized space reserved for Europeans and colonial
elites, while local populations were deliberately excluded and marginalized within the
urban fabric(Braz & Raposo 2021: 4649). This spatial segmentation extended beyond
the physical separation of residential areas and was institutionalized through legal and
administrative classifications of urban residents. Based on documented legal status,
access to movement and urban space was differentially regulated. A representative
example was the Estatuto do Indigenato, which legally distinguished between the
indígena(indigenous) and the civilizado or assimilado. As a result, everyday rights related
to education, employment, and licensing became contingent upon legal status, and social
hierarchies were formally codified. Furthermore, the ID card, bilhete de identidade, was
selectively issued and functioned as a decisive marker certifying one’s status as “civilized”
within the colonial order(Neto 1997: 348).
These imperial status regimes were enacted in everyday urban governance. Introduced
in 1928, the caderneta indígena was a document that recorded taxation, labor
obligations, residential status, and legal identity. Individuals who failed to carry this
document or possessed incomplete records were subject to administrative sanctions and
restrictions on movement, effectively limiting local residents’ access to the urban
core(Nascimento 2013: 108; Roque 2009: 47, 227). Such spatial segmentation
embedded a hierarchical binary between ruling and subjugated populations into the
material foundations of the city. Consequently, Luanda’s colonial urban centerwhere
infrastructure was concentratedbecame a space in which entry and residence were
selectively permitted through documented legality. In contrast, peripheral areas were
designated as “illegal” spaces, a classification that colonial discourse itself equated with
disorder and rendered subject to governance. In this sense, Luanda’s urban
segmentation crystallized as an institutional mechanism that inscribed racial and class
hierarchies into space and differentially allocated rights of access, mobility, and
residence.
As Luanda’s population expanded rapidly and processes of urban expansion and
modernization accelerated, colonial authorities restructured the city by demolishing
residential areas inhabited by local populations in the urban core and gradually displacing
them toward the periphery. Those excluded from the center began to settle in
agriculturally based informal settlements located on the city’s margins, known as
Musseque(sometimes rendered locally as Musseke). Musseque represents both the
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cumulative outcome of long-standing political, social, and economic inequalities in
Luanda and a spatial condensation of colonial domination and subsequent forms of
political and economic marginalization. Structurally contrasted with the institutionalized
zones of the urban core, Musseque renders the fragmented nature of Luanda’s
urbanization particularly visible(Kim 2025a: 254).
The term Musseque derives from Kimbundu, the language of the Mbundu people, and is
composed of mu(place) and seke(sand), generally referring to red soil or unpaved
land(Kim 2025b: 7677). The term thus evokes residential environments characterized
by the absence of paved roads and basic infrastructure. In this sense, Musseque signifies
urban spaces where fundamental servicessuch as roads, water supply, sanitation, and
electricityare scarce or entirely absent. These areas stand in sharp contrast to the
paved and institutionalized cement city, referred to as cidade de cimento(meaning
cement city, Jenkins et al. 2002: 142), or the asphalt city, cidade de asfalto(meaning
asphalt city, Viegas 2016: 598)(Kim 2025b: 7280).
Musseque expanded organically outside the frameworks of colonial urban planning and
administrative management. Although these settlements absorbed the labor force
essential to the growth and maintenance of the colonial city, they were systematically
excluded from infrastructural investment and public service provision. As a result,
residents’ livelihoods and social networks were destabilized, and both physical and social
disconnection from the urban core rendered everyday life increasingly precarious(Braz &
Raposo 2021: 4750; Kim 2025b: 7276).
Moreover, each phase of urban development subjected Musseque to repeated forced
evictions on the grounds that it constituted an “unplanned space.” Residents were
displaced to peripheral highlands or areas with even poorer infrastructure, where new
Musseque settlements emerged, thereby facilitating the continued spatial expansion of
Luanda(Kim 2025b: 7580). These displacements were enacted through coercive means
integral to the realization of imperial urban order. In this respect, the formation of
Musseque demonstrates that spatial politics in the colonial city functioned not merely as
physical separation or a housing issue, but as an institutional mechanism that
hierarchically organized populations through the articulation of legal status,
administrative classification, and differentiated access to urban space.
Imperial Citizenship: Legality-Based Regimes of Citizenship
Kilamba was conceived as part of former President José Eduardo dos Santos’s strategy
to implement the pledge of constructing one million housing units, first announced in
2008 in the lead-up to the 2012 elections(Kimari & Ernstson 2023: 1876). The name
“Kilamba” itself was drawn from the Kimbundu name of Agostinho Neto, Angola’s first
president and a central symbol of the anti-colonial liberation struggle. This act of naming
suggests that the project was envisioned as a space symbolizing anti-imperial nation-
building and the formation of a postcolonial national identity rooted in Neto’s
legacy(Chronic 2015).
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In practice, however, the actual process of constructing Kilamba and organizing its urban
space unfolded less as an embodiment of anti-imperial national identity than as a
reproduction of preexisting state-led imperial urban development logics. Low-income
populations and informal settlerslong excluded from the urban core since the colonial
periodwere once again marginalized in the planning process, and Kilamba functioned
as a selectively developed space centered on particular social strata and external capital.
This demonstrates that, rather than overcoming imperial spatial orders, the postcolonial
state has reproduced and intensified them in transformed forms.
Above all, throughout its development Kilamba operated as a mechanism for
restructuring citizenship by selectively regulating access to urban space and residential
eligibility. This process was justified through political rhetoric centered on “national
reconstruction” and “modern urbanization,” which legitimized the demolition of existing
settlements, the displacement of residents, and the redefinition of conditions for housing
access. In Luanda’s broader reconstruction and housing development trajectory, informal
settlements such as Musseque were repeatedly targeted for demolition under the pretext
of improving urban aesthetics and promoting “orderly urbanization,” resulting in the
relocation of large numbers of residents to resettlement sites on the distant
periphery(Braz & Raposo 2021: 4547; Gastrow 2018: 23). These practices of eviction
and displacement persisted into the postcolonial period, reproducing hierarchical spatial
relations between the urban core and the periphery, and were reiterated during the
development of Kilamba.
Spatial exclusion surrounding Kilamba was further legitimized at the legal and
institutional level. Land acquisition for large-scale housing construction, the allocation of
housing units, and the definition of residential eligibility all operated on the basis of formal
legal registration and documented ownership, systematically excluding modes of urban
life grounded in informal residence and long-term occupation. Under the Land Law
enacted in 2004(Lei de Terras, Lei n.º 9/04), unregistered land was defined as state
property, and informal documents such as purchase receipts or certificates of occupation
were denied legal recognition(Nielsen 2007: 1215). This legal regime rendered
traditional occupation and long-term residence institutionally vulnerable and reclassified
many Musseque residents as “illegal occupants”(ibid: 3334). In practice,
SONIP(Sonangol Imobiliária e Propriedades), the state-owned real estate company
responsible for the management and allocation of housing units in Kilamba, evicted
numerous households on the grounds that their documentation was incomplete. These
measures effectively deprived residents of housing rights through appeals to formal
legality(Kajibanga 2023: 4346). Taken together, these processes demonstrate that
postcolonial housing policy in Luanda, much like its colonial predecessor, has relied on
formal legal order as a central instrument for selectively regulating and controlling access
to urban space.
Consequently, large-scale state-led housing projects such as Kilamba failed to function
as viable housing alternatives for displaced residents. Many evictees lost their homes
without adequate legal compensation, while the pricing structures and eligibility criteria
of newly constructed housing units structurally excluded low-income and informally
housed populations(Buire 2014: 302304; Croese 2016: 9092). Contrary to official
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discourses of “housing rights” and “inclusive reconstruction,” Kilamba ultimately emerged
as a selectively accessible residential space primarily occupied by middle-class
households or those with political and economic connections(Gastrow 2020: 512515).
This mode of spatial organization exhibits clear structural continuity with colonial
governance logics in Luanda, where urban space was organized through distinctions
between “orderly citizens” and populations designated for management and control. In
this sense, Kilamba is less a product of a fully dismantled imperial spatial order than a
revealing case in which imperial regimes of citizenship persist in transformed forms within
postcolonial development practices.
Neo-Imperial Urban Reconfiguration and Its Operations
Ideological Regimes of Legitimation under Neo-Imperialism:
Developmentalism
Following the end of the civil war in 2002, postwar reconstruction in Angola assumed
critical importance in rebuilding infrastructure destroyed over twenty-seven years of
conflict. In particular, the reconstruction of Luanda was treated not only as a technical
task of recovery but also as a political project aimed at reorganizing the state and
consolidating the governing party’s legitimacy. In practice, Angola’s postwar
reconstruction was pursued through a strategy in which the state rapidly mobilized public
investment and distributed resources to key support bases, thereby managing political
competition(Croese 2017: 80). Within this context, housing provision and urban
development extended beyond the domain of social welfare policy and emerged as
prominent arenas in which state power could be rendered visible as political
“achievement.” In other words, urban development functioned not merely as an
economic policy instrument but as a governing technology through which the state
sought to integrate society and reorder spatial and social relations.
Against this backdrop, Kilamba was conceived as a flagship project of the postwar, state-
led housing program and, following its official inauguration by the president, operated as
a space in which Angola’s reconstruction achievements were visually displayed(Croese
2017: 94; Gastrow 2020: 509). The construction of Kilamba through state intervention
was thus directly articulated with developmentalism and entangled with external capital.
The resulting neo-imperial interventions by external actors reconfigured urban space and
everyday norms according to externally defined standards.
Developmentalism operates as a knowledgepower nexus that defines local societies in
terms of “lack” and legitimizes external intervention through the rhetoric of
improvement(Escobar 1995; Ferguson 1994). Rather than neutral policy, it functions as
a normative system that reduces political conflict to technical management and enables
imperial power to operate without direct rule(Adalet 2025). Developmentalism thus
operates not simply as policy, but as a form of external authority that reorganizes urban
life according to standards produced outside the local political field.
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Neo-imperial developmentalism materialized concretely in Kilamba’s urban form.
Constructed in a peripheral zone spatially detached from Luanda’s existing urban core,
Kilamba functioned as a space that structurally weakened everyday mobility and access
to the city for urban residents. This reduction in accessibility was justified as a “rational
choice” grounded in developmental rationality. Rather than prioritizing gradual
integration with existing urban structures or acknowledging locally embedded spatial
practices, developmental discourse reimagines peripheral zonesoften characterized by
lower land costs and looser regulatory constraints—as “undeveloped” and “potential”
spaces of growth. Through this logic, developmentalism has repeatedly produced
patterns of peripheralization and spatial fragmentation across African metropolises.
These outcomes stem from the abstraction of urban space into functions and forms,
relegating social and historical connections to secondary concerns. Leapfrog
development, in this regard, is legitimized as an efficient pathway capable of delivering
visible results within a short time frame(Lall et al. 2017: 6470). In Angola, the rapid
construction of externally driven urban projects through Chinese capital and technology
followed planning logics and developmental criteria defined from outside, largely
disregarding existing physical and social linkages.
Moreover, Kilamba transplanted a standardized urban model organized according to
predefined development benchmarks and administrative efficiency, rather than reflecting
local residents’ aspirations, everyday practices, or historically constituted spatial
sensibilities. The standardized housing typologies in Kilambatypically composed of two
to four bedroomswere designed according to institutional assumptions that treated the
nuclear family as the ideal residential unit, overlooking local family arrangements in
which extended and multi-generational households are common(Kimari & Ernstson 2023:
18781880). These housing models resulted in the spatial internalization of a particular
vision of citizenship and family norms. Such outcomes reflect a top-down mode of urban
planning rooted in developmental discourse, one that systematically excludes residents
lived experiences and spatial practices(Escobar 1995: 311; Ziai 2013: 123126). The
case of Kilamba is particularly significant in demonstrating how large-scale housing
construction enabled by Chinese capital and technology contributes to the legitimation
and systematization of a developmentalist urban model as a transferable and replicable
form of development(Dittgen & Chungu 2019: 645648).
In this way, externally formulated spatial layouts and housing typologies penetrate
multiple layers of urban life, implicitly defining particular ways of living and forms of
citizenship as “normal” and “progressive.” Urban spatial organization thus fixes specific
social practices and power relations into the material form of the city, rendering them
internalized and taken for granted. By organizing urban space according to externally
normalized lifestyles and citizenship models, developmentalism marginalizes alternative
communal imaginaries and ways of life(Lefebvre 1991; Purcell 2002: 99104). As a
result, community-based imaginaries and alternative possibilities embedded in urban
space are excluded, while standardized, top-down pathways of urbanization are
presented as the singular route to development. Through this process, neo-imperial
governance produces its effects without overt coercion or formal institutional domination,
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instead reproducing developmental discourse as a legitimate order that reshapes urban
space and everyday life and embeds neo-imperial ideology within routine practices.
Institutionalization of Neo-Imperial Spatial Politics: Oil-Backed Credit
Following the end of the civil war, Angola’s reconstruction agenda presupposed the
mobilization of large-scale capital. However, Western aid and loan mechanisms imposed
conditions that the Angolan government found difficult to meet in the immediate postwar
context. International financial institutions and major donor countries required prior
compliance with standards related to fiscal transparency, macroeconomic management,
and institutional reform, thereby constraining access to reconstruction finance. In
particular, the International Monetary Fund(IMF)’s Staff-Monitored Program(SMP)
functioned as a surveillance mechanism that evaluated the implementation of
institutional reforms as a prerequisite for financial assistance. Such programs required
the Angolan government to demonstrate tangible progress in fiscal transparency,
macroeconomic governance, and public financial reform before accessing external funds,
thereby imposing substantively and procedurally demanding conditions(Tan-Mullins et al.
2010: 868869). For a postwar government that prioritized speed and visibility in
national reconstruction, this conditional mode of access constituted a significant political
and administrative burden. As a result, Western aid channels remained formally available
yet practically difficult to utilize.
Moreover, access to Western financing was further constrained by changes in Angola’s
macroeconomic status. Rising state revenues from oil exports gradually moved Angola
out of the low-income country category, thereby weakening its institutional eligibility for
concessional development finance. In practice, Angola’s income level exceeding the
threshold for International Development Association(IDA) eligibility, combined with low
levels of institutional trust, made it difficult to secure stable long-term financing through
Western financial institutions(World Bank 2007: 113). Consequently, the Angolan
government actively sought alternative financial mechanisms characterized by fewer
preconditions and faster disbursement.
It was within this context that oil-backed credit(oil-backed loans)the core mechanism
of ChinaAngola cooperationemerged(Alves 2013: 100105; Kiala 2010: 314316). In
November 2003, Angola signed a framework agreement with China, which was formally
approved in October 2004. On this basis, China constructed a credit structure through
the China Exim Bank and the China International Fund(CIF) that guaranteed loan
repayment through long-term crude oil supply. This arrangement enabled the rapid
mobilization of reconstruction funds without the institutional reform conditions required
by Western financial institutions. At the same time, however, Angola’s core national
asset, oil, became structurally tied to China through financial and diplomatic contractual
relations(Cardoso 2016: 1112).
This oil-based financial mechanism functioned as a central organizing principle of urban
development itself. In this sense, large-scale postwar housing projects such as Kilamba
constitute outcomes of oil-based urbanization, or petro-urbanism, produced through oil-
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backed credit(Rapanyane 2021: 103104). Under this model, Chinese credit was first
extended on the basis of repayment guarantees secured through oil exports, followed by
the execution of construction by Chinese state-owned or quasi-state-owned enterprises
such as China International Trust Investment Corporation(CITIC). Subsequently, the
Angolan government intervened through policy instrumentsincluding allocation
mechanisms, pricing adjustments, and subsidy schemesto complete urban space and
regulate access to and occupation of newly developed areas. Within this sequence, urban
development was not autonomously determined by market logics or local demand but
was preconfigured through a chain of mechanisms linking oil exports, financial contracts,
construction execution, and state intervention. In this way, oil-backed credit operated as
a form of spatial power that structurally pre-determined the timing, scale, layout, and
conditions of access to urban space, functioning as an institutional mechanism that
organized the city as an object of governance(Cardoso 2016: 1115).
For such finance-based spatial power to be realized in material urban form, corresponding
institutional power structures within the state were indispensable. In Luanda, spatial
power was concretized through a centralized governance structure centered on the
presidency. Neo-imperial spatial intervention should therefore be understood not as the
unilateral penetration of external capital, but as a governing effect produced through the
articulation of external finance with domestic structures of concentrated political power.
In Angola, major reconstruction and housing projectsincluding Kilambawere initiated
as state-led development programs placed under the direct authority of presidential
power. During its initial construction phase, the Kilamba project was supervised by the
Gabinete de Reconstrução Nacional(GRN), a presidential agency responsible for
overseeing national reconstruction. Established in 2004, the GRN functioned as a key
institution that applied Chinese loans to reconstruction projects while managing funds
and supervising construction(Corkin 2013: 78; Kajibanga 2023: 67, 1819). Although
formally an administrative body, the GRN operated in close alignment with the
Presidency, particularly the Casa Militar. As a result, major reconstruction and housing
projects in Luanda bypassed conventional government ministries and were placed under
the direct control of presidential authority, with urban development proceeding through
the combined operation of financial mechanisms and centralized political power(ibid: 19
20).
Kilamba offers the clearest illustration of how oil-backed credit organizes urban space in
practice. Construction of Kilamba was undertaken by the Chinese state-owned enterprise
CITIC. The project was developed as a large-scale planned city accommodating
approximately 20,000 households and conceived as a “complete urban space”
encompassing residential complexes, commercial districts, and public facilities.
Completed over a period of roughly three years, Kilamba represents the outcome of a
development process in which Chinese credit, construction by Chinese firms, and state-
led allocation and price-control policies were tightly integrated(Cardoso 2016: 1115;
Kimari & Ernstson 2023: 18761878). This mode of development preconfigured the
conditions of urban formation and spatial arrangement without requiring explicit coercion
or direct intervention by China. In this respect, Kilamba constitutes a paradigmatic case
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in which neo-imperial urban intervention is materially embedded in urban space through
oil-backed_credit.
Neo-Imperial Citizenship: Consumption-Based Regimes of Citizenship
Although Kilamba was officially presented as a state-led public housing model intended
for low-income populations, in practice it functioned as a highly selective residential
space, diverging sharply from policy discourses emphasizing inclusive urban
development. Housing prices, eligibility requirements, and administrative procedures
were structured around criteria that were difficult for the urban poor and informal settlers
to meet. As a result, effective access to housing in Kilamba was largely limited to middle-
class households with stable incomes and connections to administrative or political
networks, including civil servants(Gastrow 2020: 509516; Kimari & Ernstson 2023:
18781880). In this configuration, access to housing was not grounded in social need or
housing as a right, but conditioned upon purchasing power and administrative eligibility.
This demonstrates that state-led housing policy reconstituted housing not as a universal
citizenship right but as a conditional form of access. Such conditionality laid the
groundwork for Kilamba’s consolidation as a space that reproduces elite-centered social
differentiation and exclusion.
Kilamba’s location constituted a key spatial condition reinforcing its fixation as a
residential space for particular social groups. Developed as a new urban area on Luanda’s
periphery and spatially detached from the existing urban core, Kilamba was
administratively incorporated into the newly established municipality of Belas following
the 2011 territorial reorganization. This locational choice structurally weakened everyday
connections with the city center, while inadequate public transportation infrastructure
continually intensified residents’ mobility burdens. Empirical studies indicate that
approximately 45 percent of Kilamba residents spend at least two hours commuting to
work, and proposals to improve public transport connectivity have been discussed only
belatedly and have failed to function as effective alternatives(Croese 2016: 1920).
As a result, although Kilamba was designed as a perfect city equipped with residential,
commercial, and public facilities, it functioned in practice as a spatially isolated enclave
disconnected from Luanda’s existing urban system. Kilamba thus emerged as a new
centrality characterized by weak functional integration with the city’s transportation,
commercial, and employment networks, effectively operating as a self-contained
residential zone. This spatial isolation has defined Kilamba as a suburbanized space
primarily accessible to middle-class residents possessing stable incomes and reliable
means of mobility, while simultaneously generating tensions with the socio-economic
structure of the existing urban core(Buire 2014: 291299).
Consequently, Kilamba became a space that was effectively inaccessible to low-income
populations whose livelihoods depend on core-based economic activities, informal
economies, and dense everyday social networks. Residential life in Kilamba presupposes
a level of income sufficient to absorb prolonged commuting costs, stable employment,
and the consumption capacity necessary to sustain daily life outside the urban core.
These locational and economic conditions transformed housing access in Kilamba from a
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citizenship right into a selectable option contingent upon a particular lifestyle and
economic capacity. In this sense, Kilamba was configured as a space that privileges
specific social groups while failing to account for urban livelihoods shaped by informal
income structures, core-oriented mobility patterns, and dense social ties. Residents
excluded from this space were pushed further outward, and Kilamba became consolidated
as an “island-like” residential enclave functionally segmented from Luanda’s broader
urban structure. This spatial configuration demonstrates how access to the city can be
selectively regulated on the basis of lifestyle norms and economic conditions.
Such modes of urbanization convert access to housing from a universal citizenship right
into a conditional status differentiated according to consumption capacity and market
access. This process illustrates how developmentalist spatial restructuring operates in
conjunction with neoliberal logics of accumulation, resonating with the mechanism of
accumulation by dispossession,” whereby contemporary capitalism seeks new pathways
of accumulation through the appropriation of communal resources and rightssuch as
land, housing, and public assetswhen it confronts limits to accumulation through
production(Harvey 2017: 7379). The forced displacement, dismantling of communities,
and legally justified land appropriation observed in Kilamba reveal how these
accumulation mechanisms persist in transformed forms in the postcolonial period,
building upon the legacies of imperial dispossession. As a result, citizenship is no longer
constituted primarily as a matter of rights but is reconfigured as a regulated and
conditional status predicated on specific housing forms and consumption capacity. In this
respect, Kilamba stands as a revealing case that condenses how citizenship is spatially
selected and recalibrated within neo-imperial urban orders.
Conclusion
This study has sought to demonstrate that the urban space of Kilamba constitutes a site
in which distinct imperial modes of governance operate in overlapping and mutually
reinforcing ways. Rather than treating Portuguese colonial urban order and China’s neo-
imperial developmental intervention as separate or sequential phases, the analysis
approached them as coexisting regimes of power operating simultaneously within a single
urban project. Through this lens, the study has shown that Kilamba is not a space in
which imperialism has been overcome, but one in which imperial logics persist and are
reconfigured in transformed forms. The two imperial rationalities operate in a
complementary manner. Colonial legal and spatial hierarchies provided the groundwork
for neo-imperial development, while finance and developmentalism re-legitimized these
structures. Kilamba thus selects “qualified citizens” through legality and market access,
transforming rather than eliminating imperial exclusion.
Viewed through the analytical categories proposed in this study, imperialism and neo-
imperialismdespite their distinct historical contexts and operative mechanismsshare
structural affinities in the ways they reorganize urban space and local life. At the level of
ideological legitimation, colonial imperialism constructed local societies as inefficient and
backward, framing them as objects to be improved through civilization and development.
Neo-imperial developmentalism, by contrast, represents local lives and social relations
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as immature or irrational, positioning them as targets for correction through external
capital, technology, and administrative rationality. Although articulated through different
vocabularies, both discourses converge functionally in their negation of locally grounded
ways of life and their imposition of externally defined norms and lifestyles as universal
standards. Kilamba therefore reveals that postcolonial urban modernity is not a break
from empire but a reconfiguration of imperial power through new institutional forms.
At the level of spatial politics, imperialism organized urban space hierarchically through
law, administration, and racialized and social classifications. Neo-imperialism, by
contrast, restructures space through financial contracts, development projects, and loan
arrangements that appear economic or technical in nature. Yet despite this shift in
instruments, the core governing logic persists: urban space is reduced to an abstract
object of management, and specific orders and conditions of access are institutionally
inscribed. Kilamba exemplifies how neo-imperial spatial politics become institutionalized
through the languages of finance and development rather than through overt political
domination.
Finally, at the level of citizenship, imperial rule selected urban residents on the basis of
legality, discipline, and order, positioning those excluded as populations to be managed
or controlled. Under neo-imperial urban regimes, these criteria are reconfigured into
ostensibly technical and economic conditions such as consumption capacity, market
access, and lifestyle compatibility. While this transformation appears neutral and
depoliticized, it continues to reproduce exclusion by selectively regulating access to urban
space. Citizenship is thus no longer constituted as a universal right, but as a conditional
status predicated upon specific housing forms and consumption capabilities.
Through this analysis, the study has proposed overlapping imperialisms as a theoretical
and methodological framework. This concept neither reduces imperialism to a static
legacy of the past nor isolates neo-imperialism as an entirely novel phenomenon.
Instead, overlapping imperialisms offers an analytical lens for examining how state-led
development, dependence on external finance, and spatial exclusion repeatedly intersect
in postcolonial African cities beyond the case of Kilamba. By advancing this framework,
the study contributes a conceptual bridge linking imperial studies, urban studies, and
African studies, and provides a grounded approach for understanding postcolonial cities
as spaces in which imperial logics continue to be reworked rather than erased.
While this article has focused on Kilamba as a specific urban project in Luanda, it does
not claim that the configuration observed here is representative of all postcolonial urban
developments in Africa. Rather, Kilamba is approached as an analytically strategic site
through which the concept of overlapping imperialisms can be examined in a concrete
and empirically grounded manner. The framework proposed here is therefore intended
to be suggestive rather than exhaustive, offering a lens for comparative inquiry into how
multiple imperial logics may intersect in other postcolonial urban contexts. Its
significance lies in showing that postcolonial cities cannot be understood outside the
overlapping infrastructures of past and present imperial power. Recognizing these
overlapping structures is essential for any critical understanding of contemporary urban
governance in postcolonial contexts.
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